President

0001398344-21-021306.txt : 20211112 0001398344-21-021306.hdr.sgml : 20211112 20211112085947 ACCESSION NUMBER: 0001398344-21-021306 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thomas J. Herzfeld Advisors, Inc. CENTRAL INDEX KEY: 0001509510 IRS NUMBER: 592414380 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14375 FILM NUMBER: 211400213 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 305-271-1900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001509510 XXXXXXXX 09-30-2021 09-30-2021 false Thomas J. Herzfeld Advisors, Inc.

119 WASHINGTON AVENUE, SUITE 504 MIAMI BEACH FL 33139

13F HOLDINGS REPORT 028-14375 N Erik M. Herzfeld President 305-777-1660 /s/ Erik M. Herzfeld Miami Beach FL 11-08-2021 0 349 226465 INFORMATION TABLE 2 fp0069571_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories COM 002824100 9 73 SH SOLE 73 0 0 AbbVie, Inc. COM 00287Y109 75 699 SH SOLE 699 0 0 Aberdeen Asia Pacific Income COM 003009107 665 160265 SH SOLE 160265 0 0 Aberdeen Emerging Markets Equity Inc. COM 00301W105 6 768 SH SOLE 768 0 0 Aberdeen Global Dynamic Dividend Fund COM 00302M106 8 719 SH SOLE 719 0 0 Aberdeen Global Premier Properties Fund COM SH BEN INT 00302L108 5 802 SH SOLE 802 0 0 Aberdeen Japan Equity Fund Inc COM 00306J109 5 561 SH SOLE 561 0 0 Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 5 516 SH SOLE 516 0 0 Ace Convergence Acqu Corp W Exp 09/30202 G0083D104 1 2192 SH SOLE 2192 0 0 ACM Reseach Inc. COM CL A 00108J109 2 16 SH SOLE 16 0 0 Activision Blizzard, Inc. COM 00507V109 3 36 SH SOLE 36 0 0 Adams Diversified Equity Fund Inc COM 006212104 3043 153672 SH SOLE 153672 0 0 Adams Natural Resources Fund Inc COM 00548F105 109 6935 SH SOLE 6935 0 0 Adobe Systems, Inc. COM 00724F101 9 15 SH SOLE 15 0 0 Advanced Micro Devices, Inc. COM 007903107 4 37 SH SOLE 37 0 0 Advent Claymore Convertible Securities and Income Fund COM 00764C109 100 5586 SH SOLE 5586 0 0 Aersale Corporation COM 00810F106 1299 76418 SH SOLE 76418 0 0 Aersale Corporation W Exp 12/22/202 00810F114 123 20000 SH SOLE 20000 0 0 Air products and Chemicals, Inc. COM 009158106 12 47 SH SOLE 47 0 0 Airbnb Inc. COM CL A 009066101 16 98 SH SOLE 98 0 0 Alcon, Inc. ORD SHS H01301128 8 100 SH SOLE 100 0 0 Alibaba Group Holding Limited SPONSORED ADS 01609W102 6 42 SH SOLE 42 0 0 Allegion PLC ORD SHS G0176J109 3 25 SH SOLE 25 0 0 AllianzGI Artificial Intelligence Opp Fund COM 92838Y100 2887 108212 SH SOLE 108212 0 0 Alphabet, Inc. Cl C CL C 02079K107 24 9 SH SOLE 9 0 0 Amazon Com Inc COM 023135106 30 9 SH SOLE 9 0 0 America Movil SAB de CV SPON ADR L SHS 02364W105 195 11048 SH SOLE 11048 0 0 American Tower Corporation COM 03027X100 11 43 SH SOLE 43 0 0 Amgen Inc COM 031162100 152 717 SH SOLE 717 0 0 Angel Oak Final Strategies Incm Trm Trst COM BEN INT 03464A100 26 1556 SH SOLE 1556 0 0 Angel Oak Finl Strategies in Right 10/14/2021 03464A118 16 73420 SH SOLE 73420 0 0 Anheuser-Busch Inbev SA/NV ADR SPONSORED ADR 03524A108 3 45 SH SOLE 45 0 0 Ansys Inc COM 03662Q105 2 6 SH SOLE 6 0 0 Apollo Tactical Income Fund Inc COM 037638103 4153 262524 SH SOLE 262524 0 0 Apple Inc COM 037833100 3 22 SH SOLE 22 0 0 Applied Materials, Inc. COM 038222105 6 46 SH SOLE 46 0 0 Archaea Energy Inc. W EXP 10/26/202 03940F111 12 1588 SH SOLE 1588 0 0 ASA Gold and Precious Metals Ltd SHS G3156P103 95 5033 SH SOLE 5033 0 0 Ase Technology Hldg Co. Ltd. Sponsored ADS 00215W100 2 293 SH SOLE 293 0 0 Aspen Technology Inc. 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