President

0001398344-21-010795.txt : 20210514 0001398344-21-010795.hdr.sgml : 20210514 20210514160744 ACCESSION NUMBER: 0001398344-21-010795 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thomas J. Herzfeld Advisors, Inc. CENTRAL INDEX KEY: 0001509510 IRS NUMBER: 592414380 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14375 FILM NUMBER: 21924604 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 305-271-1900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001509510 XXXXXXXX 03-31-2021 03-31-2021 false Thomas J. Herzfeld Advisors, Inc.

119 WASHINGTON AVENUE, SUITE 504 MIAMI BEACH FL 33139

13F HOLDINGS REPORT 028-14375 N Erik M. Herzfeld President 305-777-1660 /s/ Erik M. Herzfeld Miami Beach FL 05-13-2021 0 362 220451 INFORMATION TABLE 2 fp0064571_13fhr-table.xml 13F INFORMATION TABLE Abbott Laboratories COM 002824100 9 73 SH SOLE 73 0 0 AbbVie, Inc. COM 00287Y109 76 699 SH SOLE 699 0 0 Aberdeen Asia Pacific In Com COM 003009107 3906 955108 SH SOLE 955108 0 0 Aberdeen Emerging Markets Equity Inc. COM 00301W105 7 768 SH SOLE 768 0 0 Aberdeen Global Dynamic Dividend Fund COM 00302M106 1367 122697 SH SOLE 122697 0 0 Aberdeen Global Premier Properties Fund COM SH BEN INT 00302L108 2118 355923 SH SOLE 355923 0 0 Aberdeen Japan Equity Fund Inc COM 00306J109 5 561 SH SOLE 561 0 0 Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 3734 391840 SH SOLE 391840 0 0 Ace Convergence Acqu Corp W Exp 09/30202 G0083D104 4 2192 SH SOLE 2192 0 0 Activision Blizzard, Inc. COM 00507V109 3 27 SH SOLE 27 0 0 Adams Diversified Equity Fund Inc COM 006212104 3287 180033 SH SOLE 180033 0 0 Adams Natural Resources Fund Inc COM 00548F105 102 6900 SH SOLE 6900 0 0 Adobe Systems, Inc. COM 00724F101 3 07 SH SOLE 7 0 0 Advanced Micro Devices, Inc. COM 007903107 2 24 SH SOLE 24 0 0 Advent Claymore Convertible Securities and Income Fund COM 00764C109 3534 200000 SH SOLE 200000 0 0 Aersale Corporation COM 00810F106 912 74174 SH SOLE 74174 0 0 Air products and Chemicals, Inc. COM 009158106 13 47 SH SOLE 47 0 0 Alcon, Inc. ORD SHS H01301128 7 100 SH SOLE 100 0 0 Alibaba Group Holding Limited SPONSORED ADS 01609W102 10 42 SH SOLE 42 0 0 Allegion PLC ORD SHS G0176J109 3 25 SH SOLE 25 0 0 AllianceBernstern Global High Income Fund COM 01879R106 804 67809 SH SOLE 67809 0 0 AllianzGI Artificial Intelligence Opp Fund COM 92838Y100 3035 114279 SH SOLE 114279 0 0 Alphabet, Inc. Cl C CL C 02079K107 14 07 SH SOLE 7 0 0 Alussa Energy Acquisition Co. UNIT 10/31/2026 G0232J127 6 613 SH SOLE 613 0 0 Amazon Com Inc COM 023135106 15 05 SH SOLE 5 0 0 America Movil SAB de CV SPON ADR L SHS 02364W105 149 10951 SH SOLE 10951 0 0 American Tower Corporation COM 03027X100 8 34 SH SOLE 34 0 0 Amgen Inc COM 031162100 178 717 SH SOLE 717 0 0 Anheuser-Busch Inbev SA/NV ADR SPONSORED ADR 03524A108 2 36 SH SOLE 36 0 0 Ansys Inc COM 03662Q105 2 06 SH SOLE 6 0 0 Apex Technology Acquisition COM CL A 03768F102 10 888 SH SOLE 888 0 0 Apollo Tactical Income Fund Inc COM 037638103 4513 303302 SH SOLE 303302 0 0 Apple Inc COM 037833100 2 17 SH SOLE 17 0 0 Artius Acquisition Inc. W Exp 07/13/202 04316G113 3 1705 SH SOLE 1705 0 0 ASA Gold and Precious Metals Ltd SHS G3156P103 100 5031 SH SOLE 5031 0 0 Ase Technology Hldg Co. Ltd. Sponsored ADS 00215W100 4 475 SH SOLE 475 0 0 Aspen Technology Inc. COM 045327103 3 20 SH SOLE 20 0 0 AstraZeneca Group plc ADR SPONSORED ADR 046353108 5 99 SH SOLE 99 0 0 Autodesk, Inc. COM 052769106 2 07 SH SOLE 7 0 0 Automatic Data Processing, Inc. COM 053015103 10 51 SH SOLE 51 0 0 Bancolombia SA SPON ADR PREF 05968L102 745 23280 SH SOLE 23280 0 0 Barrick Gold Corp COM 067901108 2 78 SH SOLE 78 0 0 BeiGene, Ltd. SPONSORED ADR 07725L102 4 12 SH SOLE 12 0 0 Bentley Sys Inc. COM CL B 08265T208 3 55 SH SOLE 55 0 0 Berkley W R Corp COM 084423102 4 49 SH SOLE 49 0 0 Best Buy Inc. COM 086516101 2 17 SH SOLE 17 0 0 BlackRock Calif Mun Income COM SH BEN INT 09248E102 1009 70271 SH SOLE 70271 0 0 BlackRock Debt Strategies Fund COM NEW 09255R202 86 7820 SH SOLE 7820 0 0 BlackRock Enhanced Equity Dividend Trust COM 09251A104 17 1778 SH SOLE 1778 0 0 BlackRock Enhanced International Dividend Trust COM BENE INTER 092524107 5 756 SH SOLE 756 0 0 BlackRock Health Sciences Trust II COM SHS 09260E105 887 33722 SH SOLE 33722 0 0 BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 200 13284 SH SOLE 13284 0 0 BlackRock Science and Technology Trust II SHS BEN INT 09260K101 6085 170499 SH SOLE 170499 0 0 BlackRock, Inc. COM 09247X101 18 24 SH SOLE 24 0 0 Blackstone / GSO Long-Short Credit Income Fund COM SHS BN INT 09257D102 68 4800 SH SOLE 4800 0 0 Boulder Growth & Income Fund Inc COM 101507101 5467 434601 SH SOLE 434601 0 0 Bowx Acquisition Corp W Exp 08/03/202 103085114 9 4399 SH SOLE 4399 0 0 BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 1585 131433 SH SOLE 131433 0 0 Bright Horizons Fam Sol In D COM 109194100 4 21 SH SOLE 21 0 0 Bristol-Myers Squibb Co COM 110122108 107 1700 SH SOLE 1700 0 0 Bristow Group, Inc. COM 11040G103 116 4491 SH SOLE 4491 0 0 British American Tobacco PLC SPONSORED ADR 110448107 5 141 SH SOLE 141 0 0 Broadcom, Inc. COM 11135F101 23 49 SH SOLE 49 0 0 Cadence Design Systems, Inc. COM 127387108 42 307 SH SOLE 307 0 0 Canadian National Railway Company COM 136375102 57 489 SH SOLE 489 0 0 Carnival Corp UNIT 99/99/9999 143658300 678 25559 SH SOLE 25559 0 0 CDW Corp COM 12514G108 4 24 SH SOLE 24 0 0 Cemex SAB de CV SPON ADR NEW 151290889 1538 220645 SH SOLE 220645 0 0 Center Coast Brkfld MLP Enrg SHS BEN INT 151461209 112 10259 SH SOLE 10259 0 0 Central and Eastern European Fund Inc COM 153436100 6 231 SH SOLE 231 0 0 Central Securities Corp COM 155123102 6428 169571 SH SOLE 169571 0 0 Chargepoint Holdings Inc. 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CL A 30303M102 16 54 SH SOLE 54 0 0 Fair Isaac Corp COM 303250104 2 04 SH SOLE 4 0 0 Fiduciary Claymore Engry Inf COM 31647Q205 128 12995 SH SOLE 12995 0 0 Finserv Acquisition Corp CL A 318085107 5 386 SH SOLE 386 0 0 Finserv Acquisition Corp W Exp 12/31/202 318085115 11 3292 SH SOLE 3292 0 0 First BanCorp/Puerto Rico COM NEW 318672706 2753 244477 SH SOLE 244477 0 0 First Tr Inter Dur Pfd & In COM 33718W103 604 25235 SH SOLE 25235 0 0 First Trust High Income Long/Short Fund COM 33738E109 1686 111527 SH SOLE 111527 0 0 Firsthand Technology Value Fund, Inc. COM 33766Y100 46 8571 SH SOLE 8571 0 0 Firstmark Horizon Acquisition W Exp 09/26/202 33765Y119 6 3978 SH SOLE 3978 0 0 Flir Sys Inc COM 302445101 3 51 SH SOLE 51 0 0 Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1102 14626 SH SOLE 14626 0 0 Forest Road Acquisition Corp W Exp 12/31/202 34619R110 8 2809 SH SOLE 2809 0 0 Gabelli Equity Trust Inc COM 362397101 44 6393 SH SOLE 6393 0 0 Gabelli Global Small & Mid C COM 36249W104 2 133 SH SOLE 133 0 0 General American Investors Co Inc COM 368802104 2880 72295 SH SOLE 72295 0 0 GoDaddy, Inc. CL A 380237107 2 32 SH SOLE 32 0 0 Goldman Sachs ETF TR Activebeta Int 381430107 105 3192 SH SOLE 3192 0 0 Goldman Sachs Group, Inc. 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