The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | COM | 002824100 | 8 | 73 | SH | SOLE | 73 | 0 | 0 | ||
AbbVie, Inc. | COM | 00287Y109 | 11 | 99 | SH | SOLE | 99 | 0 | 0 | ||
Aberdeen Asia Pacific In Com | COM | 003009107 | 5,278 | 1,186,090 | SH | SOLE | 1,186,090 | 0 | 0 | ||
Aberdeen Emerging Markets Equity Inc. | COM | 00301W105 | 6 | 768 | SH | SOLE | 768 | 0 | 0 | ||
Aberdeen Global Dynamic Dividend Fund | COM | 00302M106 | 1,271 | 121,706 | SH | SOLE | 121,706 | 0 | 0 | ||
Aberdeen Global Premier Properties Fund | COM SH BEN INT | 00302L108 | 1,839 | 349,655 | SH | SOLE | 349,655 | 0 | 0 | ||
Aberdeen Japan Equity Fund Inc | COM | 00306J109 | 5 | 561 | SH | SOLE | 561 | 0 | 0 | ||
Aberdeen Total Dynamic Dividend Fund | COM SH BEN INT | 00326L100 | 3,457 | 390,635 | SH | SOLE | 390,635 | 0 | 0 | ||
Activision Blizzard, Inc. | COM | 00507V109 | 3 | 27 | SH | SOLE | 27 | 0 | 0 | ||
Adams Diversified Equity Fund Inc | COM | 006212104 | 3,169 | 183,285 | SH | SOLE | 183,285 | 0 | 0 | ||
Adams Natural Resources Fund Inc | COM | 00548F105 | 78 | 6,882 | SH | SOLE | 6,882 | 0 | 0 | ||
Adobe Systems, Inc. | COM | 00724F101 | 4 | 7 | SH | SOLE | 7 | 0 | 0 | ||
Advanced Micro Devices, Inc. | COM | 007903107 | 2 | 24 | SH | SOLE | 24 | 0 | 0 | ||
Air products and Chemicals, Inc. | COM | 009158106 | 12 | 45 | SH | SOLE | 45 | 0 | 0 | ||
Alcon, Inc. | ORD SHS | H01301128 | 7 | 100 | SH | SOLE | 100 | 0 | 0 | ||
AllianceBernstein National Municipal Income Fund Inc | COM | 01864U106 | 182 | 12,615 | SH | SOLE | 12,615 | 0 | 0 | ||
AllianceBernstern Global High Income Fund | COM | 01879R106 | 783 | 66,490 | SH | SOLE | 66,490 | 0 | 0 | ||
AllianzGI Artificial Intelligence Opp Fund | COM | 01883M101 | 2,935 | 111,312 | SH | SOLE | 111,312 | 0 | 0 | ||
Alphabet, Inc. Cl C | CL C | 02079K107 | 12 | 7 | SH | SOLE | 7 | 0 | 0 | ||
Amazon Com Inc | COM | 023135106 | 16 | 5 | SH | SOLE | 5 | 0 | 0 | ||
America Movil SAB de CV | SPON ADR L SHS | 02364W105 | 159 | 10,948 | SH | SOLE | 10,948 | 0 | 0 | ||
American Tower Corporation | COM | 03027X100 | 4 | 20 | SH | SOLE | 20 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 165 | 717 | SH | SOLE | 717 | 0 | 0 | ||
Anheuser-Busch Inbev SA/NV ADR | SPONSORED ADR | 03524A108 | 3 | 36 | SH | SOLE | 36 | 0 | 0 | ||
Apex Technology Acquisition | COM CL A | 03768F102 | 23 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Apollo Tactical Income Fund Inc | COM | 037638103 | 4,254 | 293,759 | SH | SOLE | 293,759 | 0 | 0 | ||
Apple Inc | COM | 037833100 | 2 | 17 | SH | SOLE | 17 | 0 | 0 | ||
ASA Gold and Precious Metals Ltd | SHS | G3156P103 | 110 | 5,031 | SH | SOLE | 5,031 | 0 | 0 | ||
ASML Holding N V | N Y REGISTRY SHS | N07059210 | 14 | 28 | SH | SOLE | 28 | 0 | 0 | ||
AstraZeneca Group plc ADR | SPONSORED ADR | 046353108 | 5 | 99 | SH | SOLE | 99 | 0 | 0 | ||
Autodesk, Inc. | COM | 052769106 | 2 | 7 | SH | SOLE | 7 | 0 | 0 | ||
Automatic Data Processing, Inc. | COM | 053015103 | 9 | 51 | SH | SOLE | 51 | 0 | 0 | ||
Bancolombia SA | SPON ADR PREF | 05968L102 | 935 | 23,280 | SH | SOLE | 23,280 | 0 | 0 | ||
BeiGene, Ltd. | SPONSORED ADR | 07725L102 | 3 | 11 | SH | SOLE | 11 | 0 | 0 | ||
BlackRock Calif Mun Income | COM SH BEN INT | 09248E102 | 756 | 53,112 | SH | SOLE | 53,112 | 0 | 0 | ||
BlackRock Debt Strategies Fund | COM NEW | 09255R202 | 82 | 7,820 | SH | SOLE | 7,820 | 0 | 0 | ||
BlackRock Enhanced Equity Dividend Trust | COM | 09251A104 | 15 | 1,747 | SH | SOLE | 1,747 | 0 | 0 | ||
BlackRock Enhanced International Dividend Trust | COM BENE INTER | 092524107 | 2,185 | 372,212 | SH | SOLE | 372,212 | 0 | 0 | ||
BlackRock Health Sciences Trust II | COM SHS | 09260E105 | 966 | 33,722 | SH | SOLE | 33,722 | 0 | 0 | ||
BlackRock Muni Intermediate Duration Fund Inc | COM | 09253X102 | 198 | 13,284 | SH | SOLE | 13,284 | 0 | 0 | ||
BlackRock Munihldngs Cali QL | COM | 09254L107 | 174 | 11,572 | SH | SOLE | 11,572 | 0 | 0 | ||
BlackRock Science and Technology Trust II | SHS BEN INT | 09260K101 | 3,275 | 90,012 | SH | SOLE | 90,012 | 0 | 0 | ||
BlackRock, Inc. | COM | 09247X101 | 17 | 24 | SH | SOLE | 24 | 0 | 0 | ||
Blackstone / GSO Long-Short Credit Income Fund | COM SHS BN INT | 09257D102 | 64 | 4,748 | SH | SOLE | 4,748 | 0 | 0 | ||
Boston Scientific Corp. | COM | 101137107 | 5 | 129 | SH | SOLE | 129 | 0 | 0 | ||
Boulder Growth & Income Fund Inc | COM | 101507101 | 4,850 | 435,346 | SH | SOLE | 435,346 | 0 | 0 | ||
BrandywineGLOBAL - Global Income Opportunities Fund Inc. | COM | 10537L104 | 1,598 | 127,976 | SH | SOLE | 127,976 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 105 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
Bristow Group, Inc. | COM | 11040G103 | 118 | 4,491 | SH | SOLE | 4,491 | 0 | 0 | ||
British American Tobacco PLC | SPONSORED ADR | 110448107 | 5 | 141 | SH | SOLE | 141 | 0 | 0 | ||
Broadcom, Inc. | COM | 11135F101 | 19 | 44 | SH | SOLE | 44 | 0 | 0 | ||
Cadence Design Systems, Inc. | COM | 127387108 | 42 | 307 | SH | SOLE | 307 | 0 | 0 | ||
Canadian National Railway Company | COM | 136375102 | 54 | 489 | SH | SOLE | 489 | 0 | 0 | ||
Carnival Corp | UNIT 99/99/9999 | 143658300 | 554 | 25,559 | SH | SOLE | 25,559 | 0 | 0 | ||
Cemex SAB de CV | SPON ADR NEW | 151290889 | 1,141 | 220,645 | SH | SOLE | 220,645 | 0 | 0 | ||
Center Coast Brkfld MLP Enrg | SHS BEN INT | 151461209 | 97 | 10,259 | SH | SOLE | 10,259 | 0 | 0 | ||
Central and Eastern European Fund Inc | COM | 153436100 | 5 | 222 | SH | SOLE | 222 | 0 | 0 | ||
Central Securities Corp | COM | 155123102 | 5,455 | 167,113 | SH | SOLE | 167,113 | 0 | 0 | ||
Chevron Corp. | COM | 166764100 | 7 | 77 | SH | SOLE | 77 | 0 | 0 | ||
Chubb Ltd | COM | H1467J104 | 5 | 35 | SH | SOLE | 35 | 0 | 0 | ||
Cisco Systems, Inc. | COM | 17275R102 | 10 | 219 | SH | SOLE | 219 | 0 | 0 | ||
Clearbridge ML And Midstrm | COM | 184692200 | 395 | 23,517 | SH | SOLE | 23,517 | 0 | 0 | ||
Coca-Cola Co. (The) | COM | 191216100 | 4 | 68 | SH | SOLE | 68 | 0 | 0 | ||
Comcast Corp. Cl A Common Stock | CL A | 20030N101 | 6 | 114 | SH | SOLE | 114 | 0 | 0 | ||
Consolidated Water Co Ltd | ORD | G23773107 | 709 | 58,877 | SH | SOLE | 58,877 | 0 | 0 | ||
Copa Holdings SA | CL A | P31076105 | 1,564 | 20,250 | SH | SOLE | 20,250 | 0 | 0 | ||
Cornerstone Strategic Value Fund Inc | COM | 21924B302 | 3,032 | 258,526 | SH | SOLE | 258,526 | 0 | 0 | ||
Cornerstone Total Rtrn Fd In | COM | 21924U300 | 1,511 | 132,550 | SH | SOLE | 132,550 | 0 | 0 | ||
Costco Wholesale Corp. | COM | 22160K105 | 4 | 11 | SH | SOLE | 11 | 0 | 0 | ||
CRISPR Therapeutics AG | NAMEN AKT | H17182108 | 3 | 17 | SH | SOLE | 17 | 0 | 0 | ||
Crown Castle Intl Corp. | COM | 22822V101 | 11 | 70 | SH | SOLE | 70 | 0 | 0 | ||
Delaware Investments Minnesota Municipal Income Fund II Inc | COM | 24610V103 | 147 | 11,218 | SH | SOLE | 11,218 | 0 | 0 | ||
Deutsche Municipal Income Trust | COM | 233368109 | 275 | 23,630 | SH | SOLE | 23,630 | 0 | 0 | ||
DTF Tax-Free Income Inc | COM | 23334J107 | 105 | 7,072 | SH | SOLE | 7,072 | 0 | 0 | ||
DWS Strategic Municipal Income Trust | COM | 23342Q101 | 57 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Eaton Corp. plc (Ireland) | SHS | G29183103 | 4 | 35 | SH | SOLE | 35 | 0 | 0 | ||
Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | 892 | 57,344 | SH | SOLE | 57,344 | 0 | 0 | ||
Eaton Vance Flting Rate Inc | COM | 278279104 | 1,189 | 90,316 | SH | SOLE | 90,316 | 0 | 0 | ||
Eaton Vance Limited Duration Income Fund | COM | 27828H105 | 8,943 | 713,715 | SH | SOLE | 713,715 | 0 | 0 | ||
Eaton Vance Muni Income Trust | SH BEN INT | 27826U108 | 107 | 8,034 | SH | SOLE | 8,034 | 0 | 0 | ||
Eaton Vance New York Mun Bd | COM | 27827Y109 | 257 | 20,893 | SH | SOLE | 20,893 | 0 | 0 | ||
Eaton Vance New York Mun Inc | SH BEN INT | 27826W104 | 302 | 21,575 | SH | SOLE | 21,575 | 0 | 0 | ||
Eaton Vance Short Duration Diversified Income Fund | COM | 27828V104 | 1,149 | 93,001 | SH | SOLE | 93,001 | 0 | 0 | ||
Eli Lilly & Co | COM | 532457108 | 108 | 642 | SH | SOLE | 642 | 0 | 0 | ||
Empire State Realty Trust Inc | CL A | 292104106 | 689 | 73,894 | SH | SOLE | 73,894 | 0 | 0 | ||
Equifax, Inc. | COM | 294429105 | 2 | 11 | SH | SOLE | 11 | 0 | 0 | ||
Equinix Inc | COM PAR $0.001 | 29444U700 | 4 | 5 | SH | SOLE | 5 | 0 | 0 | ||
Eversource Energy | COM | 30040W108 | 2 | 18 | SH | SOLE | 18 | 0 | 0 | ||
EVERTEC Inc | COM | 30040P103 | 667 | 16,956 | SH | SOLE | 16,956 | 0 | 0 | ||
Facebook, Inc. | CL A | 30303M102 | 15 | 54 | SH | SOLE | 54 | 0 | 0 | ||
Fiduciary Claymore Engry Inf | COM | 31647Q205 | 75 | 12,995 | SH | SOLE | 12,995 | 0 | 0 | ||
Finserv Acquisition Corp | CL A | 318085107 | 18 | 1,408 | SH | SOLE | 1,408 | 0 | 0 | ||
First BanCorp/Puerto Rico | COM NEW | 318672706 | 2,669 | 289,477 | SH | SOLE | 289,477 | 0 | 0 | ||
First Tr Inter Dur Pfd & In | COM | 33718W103 | 668 | 27,785 | SH | SOLE | 27,785 | 0 | 0 | ||
First Trust Aberdeen Global Opportunity Income Fund | COM SHS | 337319107 | 67 | 6,387 | SH | SOLE | 6,387 | 0 | 0 | ||
First Trust High Income Long/Short Fund | COM | 33738E109 | 1,568 | 106,139 | SH | SOLE | 106,139 | 0 | 0 | ||
Firsthand Technology Value Fund, Inc. | COM | 33766Y100 | 85 | 19,078 | SH | SOLE | 19,078 | 0 | 0 | ||
Fisker Inc | CL A COM STK | 33813J106 | 15 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Fisker Inc | W EXP 12/01/202 | 33813J114 | 15 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Fomento Economico Mexicano SAB de CV | SPON ADR UNITS | 344419106 | 1,107 | 14,610 | SH | SOLE | 14,610 | 0 | 0 | ||
Gabelli Equity Trust Inc | COM | 362397101 | 39 | 6,254 | SH | SOLE | 6,254 | 0 | 0 | ||
Gabelli Global Small & Mid C | COM | 36249W104 | 2 | 133 | SH | SOLE | 133 | 0 | 0 | ||
General American Investors Co Inc | COM | 368802104 | 2,773 | 74,560 | SH | SOLE | 74,560 | 0 | 0 | ||
GoDaddy, Inc. | CL A | 380237107 | 3 | 32 | SH | SOLE | 32 | 0 | 0 | ||
Golden Nugget Online Gamin | W EXP 05/09/202 | 38113L115 | 14 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Goldman Sachs Group, Inc. (The) | COM | 38141G104 | 2 | 7 | SH | SOLE | 7 | 0 | 0 | ||
Grupo Aeroportuario del Sureste SAB de CV | SPON ADR SER B | 40051E202 | 1,089 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
Grupo Televisa SAB | SPON ADR REP ORD | 40049J206 | 155 | 18,854 | SH | SOLE | 18,854 | 0 | 0 | ||
Highland Floating Rate Opportunities Fund | SHS BEN INT | 43010E404 | 21,925 | 2,132,827 | SH | SOLE | 2,132,827 | 0 | 0 | ||
Hilton, Inc | COM | 43300A203 | 3 | 26 | SH | SOLE | 26 | 0 | 0 | ||
Honeywell Intl, Inc. | COM | 438516106 | 14 | 64 | SH | SOLE | 64 | 0 | 0 | ||
ICICI Bank Ltd | ADR | 45104G104 | 3 | 210 | SH | SOLE | 210 | 0 | 0 | ||
IDEX Corp. | COM | 45167R104 | 4 | 18 | SH | SOLE | 18 | 0 | 0 | ||
IDEXX Labs Inc. | COM | 45168D104 | 3 | 6 | SH | SOLE | 6 | 0 | 0 | ||
Illinois Tool Works, Inc. | COM | 452308109 | 6 | 30 | SH | SOLE | 30 | 0 | 0 | ||
Incyte Corp | COM | 45337C102 | 23 | 260 | SH | SOLE | 260 | 0 | 0 | ||
Inovio Pharmaceuticals Inc | COM NEW | 45773H201 | 44 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Insulet Corp. | COM | 45784P101 | 3 | 11 | SH | SOLE | 11 | 0 | 0 | ||
Intercontinental Exchange Group, Inc. | COM | 45866F104 | 3 | 22 | SH | SOLE | 22 | 0 | 0 | ||
InterContinental Hotels Group plc ADR | SPONSORED ADR | 45857P806 | 2 | 33 | SH | SOLE | 33 | 0 | 0 | ||
Intuitive Surgical, Inc. | COM | 46120E602 | 9 | 11 | SH | SOLE | 11 | 0 | 0 | ||
Invesco Dynamic Credit Opportunities Fund | COM | 46132R104 | 1,861 | 173,232 | SH | SOLE | 173,232 | 0 | 0 | ||
Invesco Exch Traded Fd Tr II | CEF INM COMPSI | 46138E404 | 816 | 36,377 | SH | SOLE | 36,377 | 0 | 0 | ||
Invesco QQQ Tr | UNIT SER 1 | 46090E103 | 85 | 270 | SH | SOLE | 270 | 0 | 0 | ||
iShares Nasdaq Biotechnology ETF | NASDAQ BIOTECH | 464287556 | 841 | 5,550 | SH | SOLE | 5,550 | 0 | 0 | ||
Ishares Tr 13 Yr | 1 3 YR TREAS BD | 464287457 | 646 | 7,481 | SH | SOLE | 7,481 | 0 | 0 | ||
iShares U.S. Medical Devices ETF | U.S. MED DVC ETF | 464288810 | 1,006 | 3,075 | SH | SOLE | 3,075 | 0 | 0 | ||
Japan Smaller Capitalization Fund Inc | COM | 47109U104 | 3 | 321 | SH | SOLE | 321 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 2 | 15 | SH | SOLE | 15 | 0 | 0 | ||
JPMorgan Chase & Co | COM | 46625H100 | 24 | 188 | SH | SOLE | 188 | 0 | 0 | ||
Karyopharm Therapeutics Inc | COM | 48576U106 | 23 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Kayne Anderson Energy Infrst | COM | 486606106 | 1,801 | 313,222 | SH | SOLE | 313,222 | 0 | 0 | ||
Kayne Anderson NextGen Enrgy | COM | 48661E108 | 564 | 98,109 | SH | SOLE | 98,109 | 0 | 0 | ||
Lennar Corp | CL A | 526057104 | 1,029 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
Liberty All Star Equity Fund | SH BEN INT | 530158104 | 34 | 4,880 | SH | SOLE | 4,880 | 0 | 0 | ||
Liberty All Star Growth Fund Inc | COM | 529900102 | 46 | 5,649 | SH | SOLE | 5,649 | 0 | 0 | ||
Linde plc | SHS | G5494J103 | 3 | 10 | SH | SOLE | 10 | 0 | 0 | ||
LivaNova PLC | SHS | G5509L101 | 552 | 8,330 | SH | SOLE | 8,330 | 0 | 0 | ||
Lockheed Martin Corp. | COM | 539830109 | 11 | 31 | SH | SOLE | 31 | 0 | 0 | ||
LyondellBasell Industries N.V. Class A | SHS - A - | N53745100 | 1 | 15 | SH | SOLE | 0 | 0 | 0 | ||
Marriott Vacations Worldwide Corp | COM | 57164Y107 | 926 | 6,745 | SH | SOLE | 6,745 | 0 | 0 | ||
Marsh & McLennan Companies, Inc. | COM | 571748102 | 8 | 68 | SH | SOLE | 68 | 0 | 0 | ||
Martin Marietta Materials Inc | COM | 573284106 | 852 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Marvell Technology Group Ltd | ORD SHS | G5876H105 | 22 | 471 | SH | SOLE | 471 | 0 | 0 | ||
MasTec Inc | COM | 576323109 | 6,068 | 89,007 | SH | SOLE | 89,007 | 0 | 0 | ||
MasterCard, Inc. | CL A | 57636Q104 | 51 | 142 | SH | SOLE | 142 | 0 | 0 | ||
McDonald's Corp | COM | 580135101 | 9 | 42 | SH | SOLE | 42 | 0 | 0 | ||
Medtronic plc | SHS | G5960L103 | 9 | 73 | SH | SOLE | 73 | 0 | 0 | ||
MercadoLibre, Inc. | COM | 58733R102 | 7 | 4 | SH | SOLE | 4 | 0 | 0 | ||
Merck & Co Inc | COM | 58933Y105 | 230 | 2,807 | SH | SOLE | 2,807 | 0 | 0 | ||
MFS Inter Income Tr | SH BEN INT | 55273C107 | 791 | 207,600 | SH | SOLE | 207,600 | 0 | 0 | ||
MFS Investment Grade Municipal Trust | SH BEN INT | 59318B108 | 583 | 59,454 | SH | SOLE | 59,454 | 0 | 0 | ||
MFS Multimarket Income Tr | SH BEN INT | 552737108 | 1,363 | 223,008 | SH | SOLE | 223,008 | 0 | 0 | ||
MFS Municipal Income Trust | SH BEN INT | 552738106 | 122 | 18,322 | SH | SOLE | 18,322 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 30 | 135 | SH | SOLE | 135 | 0 | 0 | ||
Mondelez International, Inc. | CL A | 609207105 | 39 | 670 | SH | SOLE | 670 | 0 | 0 | ||
Moody's Corp. | COM | 615369105 | 4 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Morgan Stanley China A Sh Fd | COM | 617468103 | 2 | 99 | SH | SOLE | 99 | 0 | 0 | ||
Morgan Stanley India Investment Fund Inc | COM | 61745C105 | 3 | 163 | SH | SOLE | 163 | 0 | 0 | ||
Netflix, Inc. | COM | 64110L106 | 8 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Neuberger Berman MLP Income Fund Inc | COM | 64129H104 | 934 | 277,187 | SH | SOLE | 277,187 | 0 | 0 | ||
New Fortress Energy Inc | CL A | 644393100 | 1,497 | 27,943 | SH | SOLE | 27,943 | 0 | 0 | ||
NexPoint Credit Strategies Fund | COM NEW | 65340G205 | 21,234 | 2,018,397 | SH | SOLE | 2,018,397 | 0 | 0 | ||
NextEra Energy Inc | COM | 65339F101 | 1,870 | 24,236 | SH | SOLE | 24,236 | 0 | 0 | ||
Nike, Inc. | CL B | 654106103 | 6 | 43 | SH | SOLE | 43 | 0 | 0 | ||
Norwegian Cruise Line Holdings Ltd | SHS | G66721104 | 2,205 | 86,717 | SH | SOLE | 86,717 | 0 | 0 | ||
Novartis AG | SPONSORED ADR | 66987V109 | 116 | 1,232 | SH | SOLE | 1,232 | 0 | 0 | ||
Novo Nordisk A/S ADR | ADR | 670100205 | 3 | 44 | SH | SOLE | 44 | 0 | 0 | ||
Nuveen Amt- Free Mun Value Fd | COM | 670695105 | 82 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Nuveen AMT-Free Quality Municipal Income Fund | COM | 670657105 | 99 | 6,528 | SH | SOLE | 6,528 | 0 | 0 | ||
Nuveen Core Equity Alpha Fund | COM | 67090X107 | 40 | 2,869 | SH | SOLE | 2,869 | 0 | 0 | ||
Nuveen Credit Strategies Income Fund | COM SHS | 67073D102 | 5,639 | 890,783 | SH | SOLE | 890,783 | 0 | 0 | ||
Nuveen Fltng Rte Incm Opp Fd | COM SHS | 6706EN100 | 582 | 67,181 | SH | SOLE | 67,181 | 0 | 0 | ||
Nuveen Mortgage and Income Fund | COM | 670735109 | 1,530 | 77,384 | SH | SOLE | 77,384 | 0 | 0 | ||
Nuveen Multi-Market Income Fund Inc | COM | 67075J107 | 49 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
Nuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 670699107 | 49 | 1,878 | SH | SOLE | 1,878 | 0 | 0 | ||
Nuveen New Jersey Quality Municipal Income Fund | COM | 67069Y102 | 93 | 6,456 | SH | SOLE | 6,456 | 0 | 0 | ||
Nuveen Ohio Qlty Mun Income | COM | 670980101 | 254 | 16,206 | SH | SOLE | 16,206 | 0 | 0 | ||
Nuveen Pfd & Income Opportun | COM | 67073B106 | 27 | 2,790 | SH | SOLE | 2,790 | 0 | 0 | ||
Nuveen Quality Municipal Income Fund | COM | 67066V101 | 186 | 12,102 | SH | SOLE | 12,102 | 0 | 0 | ||
Nuveen Real Asset Income and Growth Fund | COM | 67074Y105 | 2,508 | 186,323 | SH | SOLE | 186,323 | 0 | 0 | ||
Nuveen Tax-Advanteaged Divid | COM | 67073G105 | 846 | 59,524 | SH | SOLE | 59,524 | 0 | 0 | ||
OFS Credit Company Inc | COM | 67111Q107 | 767 | 61,519 | SH | SOLE | 61,519 | 0 | 0 | ||
Otis Worldwide Corp | COM | 68902V107 | 35 | 518 | SH | SOLE | 518 | 0 | 0 | ||
Paychex, Inc | COM | 704326107 | 10 | 102 | SH | SOLE | 102 | 0 | 0 | ||
PayPal Holdings, Inc. | COM | 70450Y103 | 58 | 246 | SH | SOLE | 246 | 0 | 0 | ||
PepsiCo, Inc. | COM | 713448108 | 13 | 89 | SH | SOLE | 89 | 0 | 0 | ||
PGIM Global Short Duration High Yield Fund, Inc. | COM | 69346J106 | 7,272 | 500,482 | SH | SOLE | 500,482 | 0 | 0 | ||
PGIM Short Duration High Yield Fund, Inc. | COM | 69346H100 | 6,590 | 439,329 | SH | SOLE | 439,329 | 0 | 0 | ||
PGT Innovations Inc | COM | 69336V101 | 1,569 | 77,117 | SH | SOLE | 77,117 | 0 | 0 | ||
Phillips 66 | COM | 718546104 | 3 | 38 | SH | SOLE | 38 | 0 | 0 | ||
PIMCO California Municipal Income Fund III | COM | 72201C109 | 62 | 6,088 | SH | SOLE | 6,088 | 0 | 0 | ||
PIMCO Dynamic Credit and Mortgage Income Fund | COM SHS | 72202D106 | 3,859 | 182,024 | SH | SOLE | 182,024 | 0 | 0 | ||
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | ENHAN SHRT MA AC | 72201R833 | 551 | 5,400 | SH | SOLE | 5,400 | 0 | 0 | ||
PIMCO Enrgy Tactical Cr Opp | COM SHS BEN INT | 69346N107 | 2,570 | 318,096 | SH | SOLE | 318,096 | 0 | 0 | ||
PIMCO Global StocksPLS Inc. | COM | 722011103 | 133 | 13,211 | SH | SOLE | 13,211 | 0 | 0 | ||
PIMCO High Income Fund | COM SHS | 722014107 | 1,679 | 277,513 | SH | SOLE | 277,513 | 0 | 0 | ||
Pimco New York Municipal Income Fund II | COM | 72200Y102 | 283 | 26,007 | SH | SOLE | 26,007 | 0 | 0 | ||
PIMCO Strategic Income Fd | COM | 72200X104 | 216 | 31,181 | SH | SOLE | 31,181 | 0 | 0 | ||
Pioneer Municipal High Income Advantage Trust | COM | 723762100 | 767 | 65,830 | SH | SOLE | 65,830 | 0 | 0 | ||
Pioneer Municipal High Income Trust | COM SHS | 723763108 | 288 | 23,122 | SH | SOLE | 23,122 | 0 | 0 | ||
Popular Inc | COM NEW | 733174700 | 3,111 | 55,230 | SH | SOLE | 55,230 | 0 | 0 | ||
Procter & Gamble Co. (The) | COM | 742718109 | 6 | 43 | SH | SOLE | 43 | 0 | 0 | ||
ProLogis, Inc. | COM | 74340W103 | 6 | 64 | SH | SOLE | 64 | 0 | 0 | ||
ProShares Short VIX Short-Term Futures ETF | SHT VIX ST TRM | 74347W130 | 5 | 110 | SH | SOLE | 110 | 0 | 0 | ||
ProShares UltraShort S&P50 | ULTRASHRT S&P500 | 74347B383 | 879 | 70,930 | SH | SOLE | 70,930 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 11 | 70 | SH | SOLE | 70 | 0 | 0 | ||
Ranpak Hldgs Corp | COM CL A | 75321W103 | 13 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Realty Income Corp. | COM | 756109104 | 3 | 55 | SH | SOLE | 55 | 0 | 0 | ||
Redball Acquisition Corp | UNIT 99/99/9999 | G7417R121 | 12 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Regeneron Pharmaceuticals, Inc. | COM | 75886F107 | 3 | 7 | SH | SOLE | 7 | 0 | 0 | ||
Restaurant Brands International Inc | COM | 76131D103 | 3 | 57 | SH | SOLE | 57 | 0 | 0 | ||
Rice Acquisition Corp | W EXP 10/26/202 | 762594117 | 7 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Rice Acquisition Corp | COM CL A | 762594109 | 22 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Rivernorth Doubleline Strate | COM | 76882G107 | 136 | 9,511 | SH | SOLE | 9,511 | 0 | 0 | ||
Rivernorth Flexible Mun Income | COM | 76883H104 | 126 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
Rivernorth Managed Duration Municipal Income Fund Inc. | COM | 76882H105 | 206 | 11,599 | SH | SOLE | 11,599 | 0 | 0 | ||
Rivernorth Opportunistic Mun | COM | 76883F108 | 766 | 35,693 | SH | SOLE | 35,693 | 0 | 0 | ||
RMR Real Estate Income Fund | COM | 76970B101 | 1,573 | 148,939 | SH | SOLE | 148,939 | 0 | 0 | ||
Roth CH Acquisition I Co | W EXP 01/28/202 | 778675116 | 32 | 7,272 | SH | SOLE | 7,272 | 0 | 0 | ||
Royal Caribbean Cruises Ltd | COM | V7780T103 | 2,623 | 35,120 | SH | SOLE | 35,120 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | Spon ADR B | 780259107 | 4 | 109 | SH | SOLE | 109 | 0 | 0 | ||
Royce Value Trust Inc | COM | 780910105 | 47 | 2,919 | SH | SOLE | 2,919 | 0 | 0 | ||
Ryanair Holdings plc ADR | SPONSORED ADS | 783513203 | 37 | 339 | SH | SOLE | 339 | 0 | 0 | ||
Salient Midstream & MLP Fd | SH BEN INT | 79471V105 | 711 | 166,513 | SH | SOLE | 166,513 | 0 | 0 | ||
Schlumberger Ltd | COM | 806857108 | 3 | 142 | SH | SOLE | 142 | 0 | 0 | ||
Sea Limited | ADR | 81141R100 | 27 | 138 | SH | SOLE | 138 | 0 | 0 | ||
Seaboard Corp | COM | 811543107 | 415 | 137 | SH | SOLE | 137 | 0 | 0 | ||
Seattle Genetics, In | COM | 81181C104 | 3 | 18 | SH | SOLE | 18 | 0 | 0 | ||
Sempra Energy | COM | 816851109 | 7 | 55 | SH | SOLE | 55 | 0 | 0 | ||
ServiceNow, Inc. | COM | 81762P102 | 4 | 7 | SH | SOLE | 7 | 0 | 0 | ||
Sherwin-Williams Co. (The) | COM | 824348106 | 4 | 5 | SH | SOLE | 5 | 0 | 0 | ||
Shopify, Inc. | CL A | 82509L107 | 6 | 5 | SH | SOLE | 5 | 0 | 0 | ||
Skillz Inc | COM | 83067L109 | 18 | 902 | SH | SOLE | 902 | 0 | 0 | ||
Smartsheet, Inc. Cl A | SHS CL A | 83200N103 | 2 | 34 | SH | SOLE | 34 | 0 | 0 | ||
Sony Corp | SPONSORED ADR | 835699307 | 85 | 842 | SH | SOLE | 842 | 0 | 0 | ||
SPDR Gold Tr | GOLD SHS | 78463V107 | 249 | 1,398 | SH | SOLE | 1,398 | 0 | 0 | ||
SPDR S&P 500 ETF Tr | TR UNIT | 78462F103 | 82 | 220 | SH | SOLE | 220 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF Tr | UTSER1 S&PDCRP | 78467Y107 | 63 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SPDR Ser Tr | SPDR BLOOMBERG | 78468R663 | 999 | 10,919 | SH | SOLE | 10,919 | 0 | 0 | ||
Sprott Physical Gold and Silver Trust | TR UNIT | 85208R101 | 155 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Starbucks Corp. | COM | 855244109 | 12 | 110 | SH | SOLE | 110 | 0 | 0 | ||
Sutter Rock Cap Corp | COM | 86887Q109 | 367 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
Taiwan Semiconductor Manufacturing Company Limited | SPONSORED ADR | 874039100 | 20 | 187 | SH | SOLE | 187 | 0 | 0 | ||
Takeda Pharmaceutical Co Ltd | SPONSORED ADR | 874060205 | 73 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
TCW Strategic Income Fund Inc | COM | 872340104 | 11 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Templeton Emerging Markets Fund | COM | 880191101 | 4 | 238 | SH | SOLE | 238 | 0 | 0 | ||
Tesla Inc | COM | 88160R101 | 35 | 50 | SH | SOLE | 50 | 0 | 0 | ||
Teva Pharmaceutical Inds Ltd | SPONSORED ADR | 881624209 | 2 | 166 | SH | SOLE | 166 | 0 | 0 | ||
Texas Instruments, Inc | COM | 882508104 | 16 | 100 | SH | SOLE | 100 | 0 | 0 | ||
The European Equity Fund Inc | COM | 298768102 | 6 | 617 | SH | SOLE | 617 | 0 | 0 | ||
The Gabelli Dividend & Income Trust | COM | 36242H104 | 28 | 1,303 | SH | SOLE | 1,303 | 0 | 0 | ||
The GDL Fund | COM SH BEN IT | 361570104 | 41 | 4,660 | SH | SOLE | 4,660 | 0 | 0 | ||
The Herzfeld Caribbean Basin Fund Inc | COM | 42804T106 | 2,425 | 474,494 | SH | SOLE | 474,494 | 0 | 0 | ||
The Home Depot Inc | COM | 437076102 | 16 | 61 | SH | SOLE | 61 | 0 | 0 | ||
The India Fund Inc | COM | 454089103 | 4 | 215 | SH | SOLE | 215 | 0 | 0 | ||
The Korea Fund Inc | COM NEW | 500634209 | 3 | 85 | SH | SOLE | 85 | 0 | 0 | ||
The Mexico Fund, Inc. | COM | 592835102 | 4 | 309 | SH | SOLE | 309 | 0 | 0 | ||
The New Germany Fund Inc | COM | 644465106 | 11 | 586 | SH | SOLE | 586 | 0 | 0 | ||
The New Ireland Fund Inc | COM | 645673104 | 6 | 605 | SH | SOLE | 605 | 0 | 0 | ||
The PNC Financial Services Group Inc | COM | 693475105 | 7 | 50 | SH | SOLE | 50 | 0 | 0 | ||
The Taiwan Fund Inc | COM | 874036106 | 2 | 88 | SH | SOLE | 88 | 0 | 0 | ||
The Wendy's Co | COM | 95058W100 | 1 | 42 | SH | SOLE | 42 | 0 | 0 | ||
Thermo Fisher Scientific, Inc. | COM | 883556102 | 7 | 15 | SH | SOLE | 15 | 0 | 0 | ||
Tortoise Energy Infra Corp | COM | 89147L886 | 701 | 34,866 | SH | SOLE | 34,866 | 0 | 0 | ||
Total Se | SPONSORED ADS | 89151E109 | 3 | 76 | SH | SOLE | 76 | 0 | 0 | ||
Tri-Continental Corp | COM | 895436103 | 118 | 4,014 | SH | SOLE | 4,014 | 0 | 0 | ||
Trident Acquisitions Corp | W EXP 05/09/202 | 89615T114 | 21 | 9,291 | SH | SOLE | 9,291 | 0 | 0 | ||
Trimble, Inc. | COM | 896239100 | 3 | 40 | SH | SOLE | 40 | 0 | 0 | ||
Trip.com Group Ltd ADR | ADS | 89677Q107 | 2 | 48 | SH | SOLE | 48 | 0 | 0 | ||
Truist Financial Corp | COM | 89832Q109 | 11 | 221 | SH | SOLE | 221 | 0 | 0 | ||
U.S. Bancorp | COM | 902973304 | 5 | 112 | SH | SOLE | 112 | 0 | 0 | ||
Ultragenyx Pharmaceutical In | COM | 90400D108 | 3 | 21 | SH | SOLE | 21 | 0 | 0 | ||
Unilever PLC | SPON ADR NEW | 904767704 | 45 | 738 | SH | SOLE | 738 | 0 | 0 | ||
United Parcel Service Inc | CL B | 911312106 | 2 | 11 | SH | SOLE | 11 | 0 | 0 | ||
United States Oil Fund LP | UNITS | 91232N207 | 41 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
UnitedHealth Group Inc | COM | 91324P102 | 79 | 225 | SH | SOLE | 225 | 0 | 0 | ||
Vale SA | ADR | 91912E105 | 6 | 378 | SH | SOLE | 378 | 0 | 0 | ||
Vaneck Vectors ETF Tr | CEF MUN INCOME E | 92189F460 | 851 | 29,864 | SH | SOLE | 29,864 | 0 | 0 | ||
Velodyne Lidar Inc. | W EXP 09/29/202 | 92259F119 | 43 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Verizon Communications Inc | COM | 92343V104 | 7 | 120 | SH | SOLE | 120 | 0 | 0 | ||
Vertex Pharmaceuticals, Inc. | COM | 92532F100 | 3 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Vertical Capital Income Fund | SHS BEN INT | 92535C104 | 2,810 | 285,596 | SH | SOLE | 285,596 | 0 | 0 | ||
Virgin Galactic Holdings, Inc. | COM | 92766K106 | 24 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Virtus Total Return Fund Inc. | COM | 92835W107 | 14 | 1,540 | SH | SOLE | 1,540 | 0 | 0 | ||
Visa Inc | COM CL A | 92826C839 | 7 | 30 | SH | SOLE | 30 | 0 | 0 | ||
Vodafone Group plc ADR | SPONSORED ADR | 92857W308 | 48 | 2,884 | SH | SOLE | 2,884 | 0 | 0 | ||
Vulcan Materials Co | COM | 929160109 | 742 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
WEC Energy Group, Inc. | COM | 92939U106 | 7 | 80 | SH | SOLE | 80 | 0 | 0 | ||
Western Assest Intm Muni Fd | COM | 958435109 | 338 | 36,762 | SH | SOLE | 36,762 | 0 | 0 | ||
Western Asset Mortgage Opp Fund Inc. | COM | 95790B109 | 1,685 | 118,816 | SH | SOLE | 118,816 | 0 | 0 | ||
Western Asset Mun Hi Incm Fd | COM | 95766N103 | 196 | 26,131 | SH | SOLE | 26,131 | 0 | 0 | ||
Western Asset Municipal Partners Fund | COM | 95766P108 | 68 | 4,522 | SH | SOLE | 4,522 | 0 | 0 | ||
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | COM | 95766R104 | 2,272 | 183,095 | SH | SOLE | 183,095 | 0 | 0 | ||
Western Asset/Claymore Inflation-Linked Securities & Income Fund | COM SH BEN INT | 95766Q106 | 348 | 25,486 | SH | SOLE | 25,486 | 0 | 0 | ||
Whole Earth Brands Inc. | *W EXP 06/25/202 | 96684W126 | 9 | 6,250 | SH | SOLE | 6,250 | 0 | 0 | ||
Whole Earth Brands, Inc. | COM CL A | 96684W100 | 11 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Zoetis Inc. | CL A | 98978V103 | 4 | 25 | SH | SOLE | 25 | 0 | 0 |