President

0001398344-20-003494.txt : 20200214 0001398344-20-003494.hdr.sgml : 20200214 20200214102804 ACCESSION NUMBER: 0001398344-20-003494 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Thomas J. Herzfeld Advisors, Inc. CENTRAL INDEX KEY: 0001509510 IRS NUMBER: 592414380 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14375 FILM NUMBER: 20615254 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 305-271-1900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001509510 XXXXXXXX 12-31-2019 12-31-2019 false Thomas J. Herzfeld Advisors, Inc.

119 WASHINGTON AVENUE, SUITE 504 MIAMI BEACH FL 33139

13F HOLDINGS REPORT 028-14375 N Erik M. Herzfeld President 305-777-1660 /s/ Erik M. Herzfeld Miami Beach FL 02-13-2020 1 237 279756 1 028-00085 Virtus Investment Advisers, Inc. INFORMATION TABLE 2 fp0049752_13fhr-table.xml 13F INFORMATION TABLE Aberdeen Asia Pacific In Com COM 003009107 1252 294595 SH SOLE 294595 0 0 Aberdeen Emerging Markets Equity Inc. COM 00301W105 3666 481163 SH OTR 1 353283 127880 0 Aberdeen Global Dynamic Dividend Fund COM 00302M106 3899 374945 SH OTR 1 296758 78187 0 Aberdeen Global Premier Properties Fund COM SH BEN INT 00302L108 4053 625427 SH SOLE 625427 0 0 Aberdeen Japan Equity Fund Inc COM 00306J109 110 14163 SH SOLE 14163 0 0 Aberdeen Total Dynamic Dividend Fund COM SH BEN INT 00326L100 4356 486650 SH OTR 1 347659 138991 0 Accenture PLC Ireland SHS CLASS A G1151C101 16 74 SH SOLE 74 0 0 Adams Diversified Equity Fund Inc COM 006212104 4557 288966 SH SOLE 288966 0 0 Adams Natural Resources Fund Inc COM 00548F105 111 6726 SH SOLE 6726 0 0 Advent Claymore Convertible Securities and Income Fund COM 00764C109 1026 65953 SH SOLE 65953 0 0 AerCap Holdings N.V. SHS N00985106 4 66 SH SOLE 66 0 0 Air products and Chemicals, Inc. COM 009158106 10 44 SH SOLE 44 0 0 Alcon, Inc. ORD SHS H01301128 11 192 SH SOLE 192 0 0 Alibaba Group Holding Limited SPONSORED ADS 01609W102 49 231 SH SOLE 231 0 0 Allegion PLC ORD SHS G0176J109 8 66 SH SOLE 66 0 0 AllianceBernstein National Municipal Income Fund Inc COM 01864U106 118 8405 SH SOLE 8405 0 0 Alphabet Inc. CAP STK CL A 02079K305 11 8 SH SOLE 8 0 0 Amazon Com Inc COM 023135106 11 6 SH SOLE 6 0 0 America Movil SAB de CV SPON ADR L SHS 02364W105 251 15698 SH SOLE 15698 0 0 American Electric Power Co Inc COM 025537101 5 54 SH SOLE 54 0 0 American Express Co COM 025816109 14 112 SH SOLE 112 0 0 American Tower Corporation COM 03027X100 7 30 SH SOLE 30 0 0 Amgen Inc COM 031162100 169 700 SH SOLE 700 0 0 Amplify High Income ETF HIGH INCOME 032108847 62 3465 SH SOLE 3465 0 0 Aon Plc SHS CL A G0408V102 15 74 SH SOLE 74 0 0 Apollo Tactical Income Fund Inc COM 037638103 4234 280415 SH OTR 1 205715 74700 0 Apple Inc COM 037833100 18 60 SH SOLE 60 0 0 ASA Gold and Precious Metals Ltd SHS G3156P103 68 5025 SH SOLE 5025 0 0 ASML Holding N V N Y REGISTRY SHS N07059210 41 138 SH SOLE 138 0 0 Avianca Holdings SA SPON ADR REP PFD 05367G100 1338 300029 SH SOLE 300029 0 0 Banco Bilbao Vizcaya Argentaria SA SPONSORED ADR 05946K101 33 5993 SH SOLE 5993 0 0 Banco Bradesco S.A. SP ADR PFD 059460303 6 668 SH SOLE 668 0 0 Bancolombia SA SPON ADR PREF 05968L102 1002 18280 SH SOLE 18280 0 0 Becton Dickinson & Co COM 075887109 7 27 SH SOLE 27 0 0 BlackRock Calif Mun Income COM SH BEN INT 09248E102 119 8748 SH SOLE 8748 0 0 Blackrock Core Bd Tr SHS BEN INT 09249E101 1397 95840 SH OTR 1 34339 61501 0 BlackRock Credit Allocation Income Trust COM 092508100 5843 417922 SH OTR 1 342462 75460 0 BlackRock Debt Strategies Fund COM NEW 09255R202 1753 156484 SH SOLE 156484 0 0 BlackRock Enhanced Equity Dividend Trust COM 09251A104 16 1602 SH SOLE 1602 0 0 BlackRock Enhanced International Dividend Trust COM BENE INTER 092524107 3063 520030 SH SOLE 520030 0 0 Blackrock Income Tr Inc. COM 09247F100 887 146692 SH SOLE 146692 0 0 BlackRock Muni Intermediate Duration Fund Inc COM 09253X102 815 57228 SH SOLE 57228 0 0 BlackRock Munihldngs Cali QL COM 09254L107 215 15342 SH SOLE 15342 0 0 Boulder Growth & Income Fund Inc COM 101507101 13688 1160994 SH OTR 1 919006 241988 0 BrandywineGLOBAL - Global Income Opportunities Fund Inc. COM 10537L104 1520 120361 SH SOLE 120361 0 0 Bristol-Myers Squibb Co COM 110122108 109 1700 SH SOLE 1700 0 0 Brookfield Global Listed Infr COM SHS 11273Q109 242 17382 SH OTR 1 0 17382 0 Canadian National Railway Company COM 136375102 8 83 SH SOLE 83 0 0 Carnival Corp UNIT 99/99/9999 143658300 1297 25518 SH SOLE 25518 0 0 Cemex SAB de CV SPON ADR NEW 151290889 1023 270645 SH SOLE 270645 0 0 Central and Eastern European Fund Inc COM 153436100 89 3150 SH SOLE 3150 0 0 Central Securities Corp COM 155123102 12690 383370 SH OTR 1 300677 82693 0 Chubb Ltd COM H1467J104 8 52 SH SOLE 52 0 0 Cisco Systems, Inc. COM 17275R102 6 132 SH SOLE 132 0 0 Coca Cola European Partners SHS G25839104 8 150 SH SOLE 150 0 0 Consolidated Water Co Ltd ORD G23773107 1141 70025 SH SOLE 70025 0 0 Copa Holdings SA CL A P31076105 2407 22273 SH SOLE 22273 0 0 Cornerstone Strategic Value Fund Inc COM 21924B302 13217 1179061 SH OTR 1 935923 243138 0 Cornerstone Total Rtrn Fd In COM 21924U300 7257 660360 SH OTR 1 533747 126613 0 CyberArk Software Ltd. SHS M2682V108 6 48 SH SOLE 48 0 0 Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 147 11218 SH SOLE 11218 0 0 Deutsche Municipal Income Trust COM 233368109 242 21385 SH SOLE 21385 0 0 Diageo PLC SPON ADR NEW 25243Q205 27 160 SH SOLE 160 0 0 Eaton Vance Calif Mun Bd Fd COM 27828A100 63 5614 SH SOLE 5614 0 0 Eaton Vance Limited Duration Income Fund COM 27828H105 9128 688917 SH OTR 1 513412 175505 0 Eaton Vance Mun Bd Fd COM 27827X101 170 13181 SH SOLE 13181 0 0 Eaton Vance Muni Income Trust SH BEN INT 27826U108 102 8034 SH SOLE 8034 0 0 Eaton Vance Short Duration Diversified Income Fund COM 27828V104 1952 144556 SH SOLE 144556 0 0 Eli Lilly & Co COM 532457108 79 600 SH SOLE 600 0 0 Empire State Realty Trust Inc CL A 292104106 892 63894 SH SOLE 63894 0 0 Equinix Inc COM PAR $0.001 29444U700 29 49 SH SOLE 49 0 0 Era Group Inc COM 26885G109 137 13474 SH SOLE 13474 0 0 EVERTEC Inc COM 30040P103 577 16956 SH SOLE 16956 0 0 Exxon Mobil Corp COM 30231G102 3 45 SH SOLE 45 0 0 First BanCorp/Puerto Rico COM NEW 318672706 2801 264477 SH SOLE 264477 0 0 First Tr Inter Dur Pfd & In COM 33718W103 114 4835 SH SOLE 4835 0 0 First Trust Energy Infrastructure Fund COM 33738C103 31 1821 SH SOLE 1821 0 0 First Trust High Income Long/Short Fund COM 33738E109 794 50434 SH SOLE 50434 0 0 Firsthand Technology Value Fund, Inc. COM 33766Y100 399 62105 SH SOLE 62105 0 0 Fomento Economico Mexicano SAB de CV SPON ADR UNITS 344419106 1381 14610 SH SOLE 14610 0 0 Franklin Unvl Tr SH BEN INT 355145103 514 66123 SH SOLE 66123 0 0 Fresh Del Monte Produce Inc ORD G36738105 1446 41341 SH SOLE 41341 0 0 Gabelli Equity Trust Inc COM 362397101 34 5579 SH SOLE 5579 0 0 General American Investors Co Inc COM 368802104 7705 204155 SH OTR 1 157790 46365 0 Grupo Aeroportuario del Sureste SAB de CV SPON ADR SER B 40051E202 1237 6600 SH SOLE 6600 0 0 Grupo Televisa SAB SPON ADR REP ORD 40049J206 333 28400 SH SOLE 28400 0 0 GW Pharmaceuticals PLC ADS 36197T103 4 41 SH SOLE 41 0 0 HDFC Bank Ltd SPONSORED ADS 40415F101 10 162 SH SOLE 162 0 0 Highland Floating Rate Opportunities Fund SHS BEN INT 43010E404 16537 1330378 SH OTR 1 1128273 202105 0 HIS Markit Ltd SHS G47567105 11 142 SH SOLE 142 0 0 Incyte Corp COM 45337C102 21 242 SH SOLE 242 0 0 ING Groep NV SPONSORED ADR 456837103 8 660 SH SOLE 660 0 0 Ingersoll-Rand Plc SHS G47791101 10 78 SH SOLE 78 0 0 Inovio Pharmaceuticals Inc COM NEW 45773H201 17 5000 SH SOLE 5000 0 0 Intuit COM 461202103 7 25 SH SOLE 25 0 0 Invesco Dynamic Credit Opportunities Fund COM 46132R104 112 9846 SH SOLE 9846 0 0 Invesco Exchng Traded Fd Tr CEF INM COMPSI 46138E404 1865 80030 SH SOLE 80030 0 0 Invesco QQQ Tr UNIT SER 1 46090E103 57 270 SH SOLE 270 0 0 iShares Nasdaq Biotechnology ETF NASDAQ BIOTECH 464287556 669 5550 SH SOLE 5550 0 0 Ishares Tr SHORT TREAS BD 464288679 381 3447 SH SOLE 3447 0 0 Ishares Tr 13 Yr 1 3 YR TREAS BD 464287457 633 7481 SH SOLE 7481 0 0 Ishares Tr Short Term SHRT NAT MUN ETF 464288158 269 2516 SH SOLE 2516 0 0 iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 813 3075 SH SOLE 3075 0 0 iShares US Preferred Stock ETF PFD AND INCM SEC 464288687 75 2000 SH SOLE 2000 0 0 Itau Unibanco Holding S.A. SPON ADR REP PFD 465562106 19 2104 SH SOLE 2104 0 0 Japan Smaller Capitalization Fund Inc COM 47109U104 40 4491 SH SOLE 4491 0 0 JPMorgan Chase & Co COM 46625H100 20 147 SH SOLE 147 0 0 Kaixin Auto Holdings SHS G5223X100 15 8000 SH SOLE 8000 0 0 Karyopharm Therapeutics Inc COM 48576U106 29 1500 SH SOLE 1500 0 0 Koninklijke Philips NV NY REG SH NEW 500472303 10 204 SH SOLE 204 0 0 Lennar Corp CL A 526057104 1981 35500 SH SOLE 35500 0 0 Liberty All Star Equity Fund SH BEN INT 530158104 31 4612 SH SOLE 4612 0 0 Liberty All Star Growth Fund Inc COM 529900102 34 5235 SH SOLE 5235 0 0 LivaNova PLC SHS G5509L101 628 8330 SH SOLE 8330 0 0 Lululemon Athletica Inc COM 550021109 4 18 SH SOLE 18 0 0 Macquarie Global Infrastructure Total Return Fund Inc COM 55608D101 270 10881 SH OTR 1 0 10881 0 Marriott Vacations Worldwide Corp COM 57164Y107 2027 15745 SH SOLE 15745 0 0 Martin Marietta Materials Inc COM 573284106 839 3000 SH SOLE 3000 0 0 MasTec Inc COM 576323109 6563 102297 SH SOLE 102297 0 0 McDonald's Corp COM 580135101 9 45 SH SOLE 45 0 0 Medtronic plc SHS G5960L103 8 71 SH SOLE 71 0 0 Merck & Co Inc COM 58933Y105 251 2763 SH SOLE 2763 0 0 MFS Charter Income Trust SH BEN INT 552727109 2737 325072 SH SOLE 325072 0 0 MFS Intermediate Income Trust SH BEN INT 55273C107 3341 879126 SH SOLE 879126 0 0 MFS Investment Grade Municipal Trust SH BEN INT 59318B108 665 68110 SH SOLE 68110 0 0 MFS Municipal Income Trust SH BEN INT 552738106 130 18322 SH SOLE 18322 0 0 Microsoft Corp COM 594918104 24 150 SH SOLE 150 0 0 Mondelez International, Inc. CL A 609207105 30 549 SH SOLE 549 0 0 Morgan Stanley India Investment Fund Inc COM 61745C105 1076 54101 SH OTR 1 4101 50000 0 MorphoSys AG SPONSORED ADS 617760202 30 837 SH SOLE 837 0 0 Neuberger Brman NY Muni Fd COM 64124K102 2 196 SH SOLE 196 0 0 New Oriental Education & Technology Group Inc SPON ADR 647581107 7 56 SH SOLE 56 0 0 NexPoint Credit Strategies Fund COM NEW 65340G205 24291 1371603 SH OTR 1 977814 393789 0 NextEra Energy Inc COM 65339F101 1463 6043 SH SOLE 6043 0 0 Northrop Grumman Corporation COM 666807102 9 27 SH SOLE 27 0 0 Norwegian Cruise Line Holdings Ltd SHS G66721104 3326 56944 SH SOLE 56944 0 0 Novartis AG SPONSORED ADR 66987V109 130 1368 SH SOLE 1368 0 0 Nuveen AMT-Free Quality Municipal Income Fund COM 670657105 166 11528 SH SOLE 11528 0 0 Nuveen Core Equity Alpha Fund COM 67090X107 39 2657 SH SOLE 2657 0 0 Nuveen Credit Strategies Income Fund COM SHS 67073D102 13463 1755266 SH OTR 1 1424323 330943 0 Nuveen NASDAQ 100 Dynamic Overwrite Fund COM SHS 670699107 42 1752 SH SOLE 1752 0 0 Nuveen New Jersey Quality Municipal Income Fund COM 67069Y102 95 6456 SH SOLE 6456 0 0 Nuveen Preferred Income Opportunities Fund SPONSORED ADR 636274409 15 239 SH SOLE 239 0 0 Nuveen Real Asset Income and Growth Fund COM 67074Y105 344 18710 SH SOLE 18710 0 0 OFS Credit Company Inc COM 67111Q107 6438 423264 SH OTR 1 351666 71598 0 ON Semiconductor Corporation COM 682189105 53 2160 SH SOLE 2160 0 0 Orange S.A. SPONSORED ADR 684060106 7 483 SH SOLE 483 0 0 Oxford Lane Capital Corp COM 691543102 2648 324491 SH SOLE 324491 0 0 Oxford Square Capital Corp. COM 69181V107 2325 427379 SH SOLE 427379 0 0 PagSeguro Digital Ltd. COM CL A G68707101 7 214 SH SOLE 214 0 0 PayPal Holdings, Inc. COM 70450Y103 23 216 SH SOLE 216 0 0 PepsiCo, Inc. COM 713448108 11 84 SH SOLE 84 0 0 Pfizer Inc COM 717081103 5 129 SH SOLE 129 0 0 PGIM Global Short Duration High Yield Fund, Inc. COM 69346J106 6793 452280 SH OTR 1 369003 83277 0 PGIM Short Duration High Yield Fund, Inc. COM 69346H100 7666 497786 SH OTR 1 338489 159297 0 PGT Innovations Inc COM 69336V101 897 60170 SH SOLE 60170 0 0 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ENHAN SHRT MA AC 72201R833 587 5778 SH SOLE 5778 0 0 PIMCO ETF Tr SHTRM MUN BD ACT 72201R874 950 18756 SH SOLE 18756 0 0 PIMCO Global StocksPLS Inc. COM 722011103 60 5014 SH SOLE 5014 0 0 Pimco New York Municipal Income Fund II COM 72200Y102 227 18826 SH SOLE 18826 0 0 Pioneer Municipal High Income Advantage Trust COM 723762100 778 71925 SH SOLE 71925 0 0 Pioneer Municipal High Income Trust COM SHS 723763108 73 6080 SH SOLE 6080 0 0 Popular Inc COM NEW 733174700 3245 55230 SH SOLE 55230 0 0 Principal Real Estate Income Fund SHS BEN INT 74255X104 390 18476 SH SOLE 18476 0 0 ProShares Short VIX Short-Term Futures ETF SHT VIX ST TRM 74347W130 7 110 SH SOLE 110 0 0 Prudential PLC ADR 74435K204 10 271 SH SOLE 271 0 0 PTC Inc. COM 69370C100 21 278 SH SOLE 278 0 0 Raytheon Co COM NEW 755111507 9 43 SH SOLE 43 0 0 RELX Plc SPONSORED ADR 759530108 8 328 SH SOLE 328 0 0 Repay Holdings Corporation COM CL A 76029L100 15 1000 SH SOLE 1000 0 0 Restaurant Brands International Inc COM 76131D103 7 112 SH SOLE 112 0 0 Rivernorth Managed Duration Municipal Income Fund Inc. COM 76882H105 243 12590 SH SOLE 12590 0 0 Rivernorth Opportunistic Mun COM 76883F108 480 21145 SH SOLE 21145 0 0 RMR Real Estate Income Fund COM 76970B101 4135 204727 SH OTR 1 159471 45256 0 Rogers Communications Inc CL B 775109200 53 1077 SH SOLE 1077 0 0 Royal Bk Cda Montreal Que COM 780087102 9 118 SH SOLE 118 0 0 Royal Caribbean Cruises Ltd COM V7780T103 4036 30229 SH SOLE 30229 0 0 Royal Dutch Shell PLC SPON ADR B 780259107 618 276 SH SOLE 276 0 0 Royce Value Trust Inc COM 780910105 2999 203073 SH SOLE 203073 0 0 Sanofi SPONSORED ADR 80105N105 7 135 SH SOLE 135 0 0 Sea Limited ADR 81141R100 17 419 SH SOLE 419 0 0 Seaboard Corp COM 811543107 867 204 SH SOLE 204 0 0 SK Telecom Co Ltd SPONSORED ADR 78440P108 8 342 SH SOLE 342 0 0 Sony Corp SPONSORED ADR 835699307 80 1177 SH SOLE 1177 0 0 Source Capital Inc COM 836144105 3064 79205 SH OTR 1 58322 20883 0 SPDR S&P 500 ETF Tr TR UNIT 78462F103 71 220 SH SOLE 220 0 0 SPDR S&P MidCap 400 ETF Tr UTSER1 S&PDCRP 78467Y107 56 150 SH SOLE 150 0 0 SPDR Ser Tr SPDR BLOOMBERG 78468R663 998 10919 SH SOLE 10919 0 0 Sprott Physical Gold and Silver Trust TR UNIT 85208R101 265 8000 SH SOLE 8000 0 0 Stryker Corporation COM 863667101 9 45 SH SOLE 45 0 0 Taiwan Semiconductor Manufacturing Company Limited SPONSORED ADR 874039100 11 190 SH SOLE 190 0 0 Takeda Pharmaceutical Co Ltd SPONSORED ADR 874060205 84 4279 SH SOLE 4279 0 0 TCW Strategic Income Fund Inc COM 872340104 12 2000 SH SOLE 2000 0 0 Templeton Dragon Fund Inc COM 88018T101 25 1300 SH SOLE 1300 0 0 Templeton Emerging Markets Fund COM 880191101 64 4074 SH SOLE 4074 0 0 The Bank of Nova Scotia COM 064149107 9 167 SH SOLE 167 0 0 The China Fund Inc COM 169373107 48 2296 SH SOLE 2296 0 0 The European Equity Fund Inc COM 298768102 84 8955 SH SOLE 8955 0 0 The Gabelli Dividend & Income Trust COM 36242H104 66 3003 SH SOLE 3003 0 0 The GDL Fund COM SH BEN IT 361570104 41 4402 SH SOLE 4402 0 0 The Herzfeld Caribbean Basin Fund Inc COM 42804T106 3587 541791 SH SOLE 541791 0 0 The Home Depot Inc COM 437076102 9 40 SH SOLE 40 0 0 The India Fund Inc COM 454089103 84 4191 SH SOLE 4191 0 0 The Korea Fund Inc COM NEW 500634209 74 2490 SH SOLE 2490 0 0 The Mexico Equity & Income Fund Inc COM 592834105 45 3859 SH SOLE 3859 0 0 The New Germany Fund Inc COM 644465106 1423 90762 SH OTR 1 8668 82094 0 The New Ireland Fund Inc COM 645673104 12 1199 SH SOLE 1199 0 0 The Taiwan Fund Inc COM 874036106 1579 76711 SH OTR 1 3507 73204 0 The Toronto-Dominion Bank COM NEW 891160509 9 167 SH SOLE 167 0 0 The Walt Disney Co COM DISNEY 254687106 15 104 SH SOLE 104 0 0 Tiffany & Co. COM 886547108 17 126 SH SOLE 126 0 0 TJX Cos Inc COM 872540109 7 116 SH SOLE 116 0 0 Total S.A. SPONSORED ADR 89151E109 14 262 SH SOLE 262 0 0 Toyota Motor Corporation SP ADR REP2COM 892331307 8 56 SH SOLE 56 0 0 Tri-Continental Corp COM 895436103 109 3878 SH SOLE 3878 0 0 Unilever N.V. N Y SHS NEW 904784709 13 230 SH SOLE 230 0 0 United States Oil Fund LP UNITS 91232N108 13 1000 SH SOLE 1000 0 0 United Technologies Corp COM 913017109 14 93 SH SOLE 93 0 0 UnitedHealth Group Inc COM 91324P102 78 265 SH SOLE 265 0 0 VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 90 3059 SH SOLE 3059 0 0 Verizon Communications Inc COM 92343V104 7 113 SH SOLE 113 0 0 Vertical Capital Income Fund SHS BEN INT 92535C104 1208 116032 SH SOLE 116032 0 0 Viacom Inc. COM 925550105 37 2455 SH SOLE 2455 0 0 Virgin Galactic Holdings, Inc. COM 92766K106 12 1000 SH SOLE 1000 0 0 Virtus Total Return Fund Inc. COM 92835W107 15 1348 SH SOLE 1348 0 0 Visa Inc COM CL A 92826C839 14 74 SH SOLE 74 0 0 Voya Emerging Mkts High Div COM 92912P108 90 11204 SH SOLE 11204 0 0 Vulcan Materials Co COM 929160109 720 5000 SH SOLE 5000 0 0 Wal-Mart Stores Inc COM 931142103 12 99 SH SOLE 99 0 0 Waste Management, Inc. COM 94106L109 5 44 SH SOLE 44 0 0 Watsco Inc COM 942622200 1081 6000 SH SOLE 6000 0 0 Western Assest Intm Muni Fd COM 958435109 261 28759 SH SOLE 28759 0 0 Western Asset Mun Hi Incm Fd COM 95766N103 310 40833 SH SOLE 40833 0 0 Western Asset/Claymore Inflation-Linked Opportunities & Income Fund COM 95766R104 1341 116167 SH SOLE 116167 0 0 Western Asset/Claymore Inflation-Linked Securities & Income Fund COM SH BEN INT 95766Q106 306 25215 SH SOLE 25215 0 0 Wix Com Ltd SHS M98068105 5 42 SH SOLE 42 0 0 Zoetis Inc. CL A 98978V103 9 65 SH SOLE 65 0 0