X0206 3 2017-02-01 0 0001509470 GSV Capital Corp. GSVC 0001288136 Pine River Capital Management L.P. 601 CARLSON PARKWAY 7TH FLOOR MINNETONKA MN 55305 0 0 1 0 0001387809 TAYLOR BRIAN C/O PINE RIVER CAPITAL MANAGEMENT 601 CARLSON PARKWAY, 7TH FLOOR MINNETONKA MN 55305 0 0 1 0 0001387810 Pine River MASTER FUND LTD. C/O PINE RIVER CAPITAL MANAGEMENT L.P. 601 CARLSON PARKWAY, 7TH FLOOR MINNETONKA MN 55305 0 0 1 0 5.25% Convertible Senior Notes due 2018 2018-09-15 Common Stock 2496870 I See Footnotes 1 and 2 These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The 5.25% Convertible Senior Notes due 2018 are convertible into shares of the issuer's common stock at any time, at a current conversion rate of 83.3596 shares of common stock per $1,000 principal amount of notes, equivalent to a conversion price of approximately $11.9962 per share of common stock, subject to adjustment in certain events. Pine River Capital Management L.P., By: Brian Taylor, Managing Member 2017-02-03 Pine River Master Fund Ltd., By: Brian Taylor, Director 2017-02-03 Brian Taylor 2017-02-02