0001171520-21-000159.txt : 20210407 0001171520-21-000159.hdr.sgml : 20210407 20210407193502 ACCESSION NUMBER: 0001171520-21-000159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210405 FILED AS OF DATE: 20210407 DATE AS OF CHANGE: 20210407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birch Robert S. CENTRAL INDEX KEY: 0001794501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 21813481 MAIL ADDRESS: STREET 1: 765 PARK AVENUE STREET 2: APT. 10A CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURO CAPITAL CORP. CENTRAL INDEX KEY: 0001509470 IRS NUMBER: 274443543 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SANSOME STREET STREET 2: SUITE 730 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (650) 235-4769 MAIL ADDRESS: STREET 1: ONE SANSOME STREET STREET 2: SUITE 730 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: SUTTER ROCK CAPITAL CORP. DATE OF NAME CHANGE: 20190731 FORMER COMPANY: FORMER CONFORMED NAME: GSV Capital Corp. DATE OF NAME CHANGE: 20110531 FORMER COMPANY: FORMER CONFORMED NAME: NeXt Innovation Corp. DATE OF NAME CHANGE: 20110331 4 1 doc4_923.xml PRIMARY DOCUMENT X0306 4 2021-04-05 0 0001509470 SURO CAPITAL CORP. SSSS 0001794501 Birch Robert S. C/O OPPENHEIMER & CO INC. 666 THIRD AVENUE, 12TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock 2021-04-05 4 S 0 111000 14.2279 D 2515496 D Common Stock 2021-04-06 4 S 0 275000 14.9825 D 2240496 D Common Stock 2021-04-07 4 S 0 122651 14.7848 D 2117845 D /s/ Robert S. Birch 2021-04-07