0001104659-21-021466.txt : 20210212 0001104659-21-021466.hdr.sgml : 20210212 20210212112828 ACCESSION NUMBER: 0001104659-21-021466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210210 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Allison CENTRAL INDEX KEY: 0001742297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 21624342 MAIL ADDRESS: STREET 1: C/O GSV CAPITAL CORP. STREET 2: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURO CAPITAL CORP. CENTRAL INDEX KEY: 0001509470 IRS NUMBER: 274443543 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SANSOME STREET STREET 2: SUITE 730 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (650) 235-4769 MAIL ADDRESS: STREET 1: ONE SANSOME STREET STREET 2: SUITE 730 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: SUTTER ROCK CAPITAL CORP. DATE OF NAME CHANGE: 20190731 FORMER COMPANY: FORMER CONFORMED NAME: GSV Capital Corp. DATE OF NAME CHANGE: 20110531 FORMER COMPANY: FORMER CONFORMED NAME: NeXt Innovation Corp. DATE OF NAME CHANGE: 20110331 4 1 tm216450d1_4.xml OWNERSHIP DOCUMENT X0306 4 2021-02-10 0 0001509470 SURO CAPITAL CORP. SSSS 0001742297 Green Allison C/O SURO CAPITAL CORP. ONE SANSOME STREET, SUITE 730 SAN FRANCISCO CA 94104 0 1 0 0 See Remarks Common Stock 2021-02-10 4 A 0 28523 0 A 28523 D Restricted shares granted under SuRo Capital Corp.'s Amended and Restated 2019 Equity Incentive Plan. Such restricted shares will vest as follows: 1/3 will vest on February 10, 2022, 1/3 will vest on February 10, 2023, and 1/3 will vest on February 10, 2024. Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary /s/ Allison Green 2021-02-12