X0306 4 2020-01-02 0 0001509470 SUTTER ROCK CAPITAL CORP. SSSS 0001794501 Birch Robert S. C/O OPPENHEIMER & CO INC., 666 THIRD AVENUE, 12TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock 2020-01-02 4 P 0 25000 6.60 A 1545000 D Common Stock 2020-01-03 4 P 0 25000 6.76 A 1570000 D Common Stock 2020-01-08 4 P 0 25000 6.79 A 1595000 D Common Stock 2020-01-09 4 P 0 25000 6.84 A 1620000 D Common Stock 2020-01-13 4 P 0 25000 6.90 A 1645000 D Common Stock 2020-01-14 4 P 0 25000 6.88 A 1670000 D Common Stock 2020-01-16 4 P 0 20000 6.81 A 1690000 D Common Stock 2020-01-21 4 P 0 10000 6.77 A 1700000 D Common Stock 2020-01-22 4 P 0 11176 6.74 A 1711176 D Common Stock 2020-01-27 4 P 0 25000 6.82 A 1736176 D Common Stock 2020-01-29 4 P 0 25000 6.94 A 1761176 D Robert S. Birch 2020-02-13