0001509432-17-000078.txt : 20170808
0001509432-17-000078.hdr.sgml : 20170808
20170808202151
ACCESSION NUMBER: 0001509432-17-000078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170804
FILED AS OF DATE: 20170808
DATE AS OF CHANGE: 20170808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yen Mallun
CENTRAL INDEX KEY: 0001511893
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35146
FILM NUMBER: 171016189
MAIL ADDRESS:
STREET 1: 1 MARKET PLAZA
STREET 2: STEUART TOWER, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RPX Corp
CENTRAL INDEX KEY: 0001509432
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 262990113
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE MARKET PLAZA
STREET 2: STEUART TOWER, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 866-779-7641
MAIL ADDRESS:
STREET 1: ONE MARKET PLAZA
STREET 2: STEUART TOWER, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
wf-form4_150223809676794.xml
FORM 4
X0306
4
2017-08-04
0
0001509432
RPX Corp
RPXC
0001511893
Yen Mallun
C/O RPX CORPORATION
ONE MARKET PLAZA, STEUART TWR, STE 1100
SAN FRANCISCO
CA
94105
1
1
0
0
Executive Vice President
Common Stock
2017-08-04
4
M
0
10000
6.63
A
157560
D
Common Stock
2017-08-04
4
S
0
10000
12.9157
D
147560
D
Employee Stock Option (right to buy)
6.63
2017-08-04
4
M
0
10000
0
D
2020-11-15
Common Stock
10000.0
87912
D
The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016.
The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $12.82 to $12.97, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.
Emily Gavin, Attorney-in-Fact for Mallun Yen
2017-08-08