0001509432-17-000078.txt : 20170808 0001509432-17-000078.hdr.sgml : 20170808 20170808202151 ACCESSION NUMBER: 0001509432-17-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170804 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yen Mallun CENTRAL INDEX KEY: 0001511893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35146 FILM NUMBER: 171016189 MAIL ADDRESS: STREET 1: 1 MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPX Corp CENTRAL INDEX KEY: 0001509432 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 262990113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 866-779-7641 MAIL ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wf-form4_150223809676794.xml FORM 4 X0306 4 2017-08-04 0 0001509432 RPX Corp RPXC 0001511893 Yen Mallun C/O RPX CORPORATION ONE MARKET PLAZA, STEUART TWR, STE 1100 SAN FRANCISCO CA 94105 1 1 0 0 Executive Vice President Common Stock 2017-08-04 4 M 0 10000 6.63 A 157560 D Common Stock 2017-08-04 4 S 0 10000 12.9157 D 147560 D Employee Stock Option (right to buy) 6.63 2017-08-04 4 M 0 10000 0 D 2020-11-15 Common Stock 10000.0 87912 D The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 31, 2016. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $12.82 to $12.97, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter. Emily Gavin, Attorney-in-Fact for Mallun Yen 2017-08-08