0001509432-16-000217.txt : 20161122 0001509432-16-000217.hdr.sgml : 20161122 20161122201453 ACCESSION NUMBER: 0001509432-16-000217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161120 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPX Corp CENTRAL INDEX KEY: 0001509432 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 262990113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 866-779-7641 MAIL ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEATH ROBERT H CENTRAL INDEX KEY: 0001627627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35146 FILM NUMBER: 162014620 MAIL ADDRESS: STREET 1: 1 MARKET STREET STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wf-form4_147986367987378.xml FORM 4 X0306 4 2016-11-20 0 0001509432 RPX Corp RPXC 0001627627 HEATH ROBERT H C/O RPX CORPORATION ONE MARKET PLAZA, STEUART TOWER STE. 800 SAN FRANCISCO CA 94105 0 1 0 0 Chief Financial Officer, SVP Common Stock 2016-11-20 4 M 0 19374 0 A 88527 D Common Stock 2016-11-20 4 F 0 7284 10.63 D 81243 D Common Stock 2016-11-22 4 S 0 4000 10.5992 D 77243 D Restricted Stock Units 2016-11-20 4 M 0 9374 0 D 2013-05-20 Common Stock 9374.0 9376 D Restricted Stock Units 2016-11-20 4 M 0 2500 0 D 2014-05-20 Common Stock 2500.0 12500 D Restricted Stock Units 2016-11-20 4 M 0 3750 0 D 2015-05-20 Common Stock 3750.0 33750 D Restricted Stock Units 0.0 2016-11-20 4 M 0 3750 0 D 2016-05-20 Common Stock 3750.0 48750 D The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $10.59 to $10.61, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person. This represents two (2) awards of 75,000 restricted stock units, totaling 150,000 restricted stock units. 6.25% of the stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. Martin Roberts, Attorney-in-Fact for Robert H. Heath 2016-11-22