0001509432-15-000100.txt : 20150824 0001509432-15-000100.hdr.sgml : 20150824 20150824183448 ACCESSION NUMBER: 0001509432-15-000100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150820 FILED AS OF DATE: 20150824 DATE AS OF CHANGE: 20150824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPX Corp CENTRAL INDEX KEY: 0001509432 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 262990113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 866-779-7641 MAIL ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWANK STEVEN S CENTRAL INDEX KEY: 0001542453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35146 FILM NUMBER: 151071882 MAIL ADDRESS: STREET 1: 1 MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wf-form4_144045567799537.xml FORM 4 X0306 4 2015-08-20 0 0001509432 RPX Corp RPXC 0001542453 SWANK STEVEN S C/O RPX CORPORATION ONE MARKET PLAZA, STEUART TOWER STE. 800 SAN FRANCISCO CA 94105 0 1 0 0 Senior Vice President Common Stock 2015-08-20 4 M 0 8595 0 A 8595 D Common Stock 2015-08-20 4 F 0 3232 13.72 D 5363 D Common Stock 2015-08-24 4 S 0 5363 13.4527 D 0 D Restricted Stock Units 0.0 2015-08-20 4 M 0 781 0 D 2012-05-20 Common Stock 781.0 1563 D Restricted Stock Units 0.0 2015-08-20 4 M 0 4063 0 D 2013-05-20 Common Stock 4063.0 24375 D Restricted Stock Units 2015-08-20 4 M 0 1563 0 D Common Stock 1563.0 15625 D Restricted Stock Units 2015-08-20 4 M 0 2188 0 D 2015-05-20 Common Stock 2188.0 30625 D The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 22, 2015. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $13.34 to $13.55, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person. 6.25% of the 12,500 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. 6.25% of the 65,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. 6.25% of the 25,000 stock units subject to the award vest on May 20, 2014 and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. 6.25% of the 35,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. Martin Roberts, Attorney-in-Fact for Steven S. Swank 2015-08-24