0001509432-14-000127.txt : 20140702 0001509432-14-000127.hdr.sgml : 20140702 20140702133723 ACCESSION NUMBER: 0001509432-14-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140701 FILED AS OF DATE: 20140702 DATE AS OF CHANGE: 20140702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPX Corp CENTRAL INDEX KEY: 0001509432 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 262990113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 866-779-7641 MAIL ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWANK STEVEN S CENTRAL INDEX KEY: 0001542453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35146 FILM NUMBER: 14955500 MAIL ADDRESS: STREET 1: 1 MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wf-form4_140432263281582.xml FORM 4 X0306 4 2014-07-01 0 0001509432 RPX Corp RPXC 0001542453 SWANK STEVEN S C/O RPX CORPORATION ONE MARKET PLAZA, STEUART TOWER STE. 800 SAN FRANCISCO CA 94105 0 1 0 0 Senior Vice President Common Stock 2014-07-01 4 M 0 4710 4.96 A 5685 D Common Stock 2014-07-01 4 S 0 4710 18.0094 D 975 D Employee Stock Option (right to buy) 4.96 2014-07-01 4 M 0 4502 0 D 2020-09-14 Common Stock 4502.0 4503 D Employee Stock Option (right to buy) 4.96 2014-07-01 4 M 0 208 0 D 2020-10-20 Common Stock 208.0 834 D The sale reported was effected pursuant to a 10b5-1 trading plan adopted by Reporting Person on February 28, 2013. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $17.86 to $18.15, inclusive. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The option representing the right to purchase a total of 216,111 shares vests as follows: 1/4th of the shares subject to the option vest on July 5, 2011, and 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter. The option representing the right to purchase a total of 10,000 shares vests as follows: 1,666 shares subject to the option vest on July 5, 2011; 1/48th of the shares subject to the option vest on July 21, 2011; and an additional 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter. Martin Roberts, Attorney-in-Fact for Steven S. Swank 2014-07-01