0001509432-14-000097.txt : 20140522 0001509432-14-000097.hdr.sgml : 20140522 20140522133503 ACCESSION NUMBER: 0001509432-14-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140520 FILED AS OF DATE: 20140522 DATE AS OF CHANGE: 20140522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPX Corp CENTRAL INDEX KEY: 0001509432 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 262990113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 866-779-7641 MAIL ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBERTS MARTIN E CENTRAL INDEX KEY: 0001211460 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35146 FILM NUMBER: 14863146 MAIL ADDRESS: STREET 1: C/O RPX CORP. STREET 2: ONE MARKET PLAZA, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wf-form4_140078009238752.xml FORM 4 X0306 4 2014-05-20 0 0001509432 RPX Corp RPXC 0001211460 ROBERTS MARTIN E 1 MARKET PLAZA, STEUART TOWER, SUITE 800 SAN FRANCISCO CA 94105 0 1 0 0 SVP, Gen. Counsel & Secretary Common Stock 2014-05-20 4 M 0 17968 0 A 45450 D Common Stock 2014-05-20 4 F 0 6754 16.05 D 38696 D Common Stock 2014-05-20 4 S 0 3412 16.1632 D 35284 D Restricted Stock Units 0.0 2014-05-20 4 M 0 781 0 D 2012-05-20 Common Stock 781.0 5469 D Restricted Stock Units 0.0 2014-05-20 4 M 0 4687 0 D 2013-05-20 Common Stock 4687.0 51563 D Restricted Stock Units 2014-05-20 4 M 0 12500 0 D Common Stock 12500.0 37500 D The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by Reporting Person on February 28, 2014. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $16.13 to $16.23, inclusive. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person. 6.25% of the 12,500 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. 6.25% of the 75,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. 25% of the 50,000 stock units subject to the award will vest on May 20, 2014 and 25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. Martin E. Roberts 2014-05-22