0001509432-13-000130.txt : 20131001 0001509432-13-000130.hdr.sgml : 20131001 20131001205845 ACCESSION NUMBER: 0001509432-13-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131001 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPX Corp CENTRAL INDEX KEY: 0001509432 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 262990113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 866-779-7641 MAIL ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yen Mallun CENTRAL INDEX KEY: 0001511893 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35146 FILM NUMBER: 131128368 MAIL ADDRESS: STREET 1: 1 MARKET PLAZA STREET 2: STEUART TOWER, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wf-form4_138067551461762.xml FORM 4 X0306 4 2013-10-01 0 0001509432 RPX Corp RPXC 0001511893 Yen Mallun C/O RPX CORPORATION ONE MARKET PLAZA, SUITE 800 SAN FRANCISCO CA 94105 0 1 0 0 Executive Vice President Common Stock 2013-10-01 4 M 0 10000 6.63 A 10000 D Common Stock 2013-10-01 4 S 0 10000 17.5383 D 0 D Employee Stock Option (right to buy) 6.63 2013-10-01 4 M 0 10000 0 D 2020-11-15 Common Stock 10000.0 536000 D The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by reporting person on February 28, 2013. The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $17.43 to $17.64, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to this Form 4. The option representing the right to purchase a total of 700,000 shares vests as follows: 1/4th of the shares subject to the option vest on November 1, 2011, subject to the Reporting Person's continuous service with the Issuer through such date, and with respect to 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter. Martin Roberts, Attorney-in-Fact for Mallun Yen 2013-10-01