0001509432-13-000047.txt : 20130522 0001509432-13-000047.hdr.sgml : 20130522 20130522192255 ACCESSION NUMBER: 0001509432-13-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARHYDT KEVIN CENTRAL INDEX KEY: 0001561232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35146 FILM NUMBER: 13866327 MAIL ADDRESS: STREET 1: 1 MARKET PLAZA, STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPX Corp CENTRAL INDEX KEY: 0001509432 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 262990113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 866-779-7641 MAIL ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wf-form4_136926496394155.xml FORM 4 X0306 4 2013-05-20 0 0001509432 RPX Corp RPXC 0001561232 BARHYDT KEVIN 1 MARKET PLAZA, STEUART TOWER, SUITE 800 SAN FRANCISCO CA 94105 0 1 0 0 Senior Vice President Common Stock 2013-05-20 4 M 0 4687 0 A 51187 D Common Stock 2013-05-21 4 S 0 1782 15.3377 D 49405 D Common Stock 2013-05-21 4 M 0 834 4.96 A 50239 D Common Stock 2013-05-21 4 S 0 834 15.37 D 49405 D Restricted Stock Units 0.0 2013-05-20 4 M 0 4062 0 D 2013-05-20 Common Stock 4062.0 60938 D Restricted Stock Units 0.0 2013-05-20 4 M 0 625 0 D 2012-05-20 Common Stock 625.0 6875 D Employee Stock Option (right to buy) 4.96 2013-05-21 4 M 0 834 0 D 2020-10-20 Common Stock 834.0 34167 D The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.29 to $15.3950, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by reporting person on February 27, 2013. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 6.25% of the 65,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. 6.25% of the 10,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. The option representing the right to purchase a total of 40,000 shares vests as follows: 1/48th of the shares subject to the option vest on October 21, 2012, and 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter. Martin Roberts, Attorney-in-fact for Kevin Barhydt 2013-05-22