0001509432-13-000046.txt : 20130521 0001509432-13-000046.hdr.sgml : 20130521 20130521182457 ACCESSION NUMBER: 0001509432-13-000046 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130513 FILED AS OF DATE: 20130521 DATE AS OF CHANGE: 20130521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEGAL NED D. CENTRAL INDEX KEY: 0001575833 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35146 FILM NUMBER: 13863046 MAIL ADDRESS: STREET 1: 1 MARKET PLAZA, STEUART TOWER, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPX Corp CENTRAL INDEX KEY: 0001509432 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 262990113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 866-779-7641 MAIL ADDRESS: STREET 1: ONE MARKET PLAZA STREET 2: STEUART TOWER, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 3 1 wf-form3_136917508686242.xml FORM 3 X0206 3 2013-05-13 0 0001509432 RPX Corp RPXC 0001575833 SEGAL NED D. C/O RPX CORPORATION ONE MARKET PLAZA, STEUART TOWER STE. 800 SAN FRANCISCO CA 94105 0 1 0 0 Chief Financial Officer, SVP Employee Stock Option (right to buy) 13.26 2023-04-24 Common Stock 100000.0 D Restricted Stock Units 0.0 Common Stock 300000.0 D Performance Units 0.0 Common Stock 50000.0 D The vesting schedule of the option is as follows: 1/4th of the shares subject to the option vest on April 24, 2014, and 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter. 25% of the stock units subject to the award will vest on May 20, 2014 and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20. The units vest over approx. 4 yrs. from the Grant Date ("GD"), with 25% of the total number of units first eligible to vest following each 1-yr. anniversary, provided that as of each anniv. the average closing price per share of the Company's common stock ("ACP") for any period of 90 consecutive calendar days during the year preceding such anniv. is: (i) on the 1st anniv., equal to or greater than $15.90 (ii) on the 2nd anniv., equal to or greater than the higher of (a) $19.08 or (b) the ACP for the period of 90 calendar days ending on the first anniv. of the GD times 1.25; (iii) on the 3rd anniv., equal to or greater than the higher of (a) $22.26 or (b) the ACP for the period of 90 calendar days ending on the second anniv. of the GD times 1.25; and (iv) on the 4th anniv., equal to or greater than the higher of (a) $25.44 or (b) the ACP for the period of 90 calendar days ending on the third anniv. of the GD times 1.25. Martin Roberts, Attorney-in-Fact for Ned Segal 2013-05-20