0000950170-23-067115.txt : 20231130
0000950170-23-067115.hdr.sgml : 20231130
20231130194903
ACCESSION NUMBER: 0000950170-23-067115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231129
FILED AS OF DATE: 20231130
DATE AS OF CHANGE: 20231130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spice Adam C.
CENTRAL INDEX KEY: 0001509421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39560
FILM NUMBER: 231457179
MAIL ADDRESS:
STREET 1: 2051 PALOMAR AIRPORT ROAD
STREET 2: SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocket Lab USA, Inc.
CENTRAL INDEX KEY: 0001819994
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3881 MCGOWEN STREET
CITY: LONG BEACH
STATE: CA
ZIP: 90808
BUSINESS PHONE: 714-465-5737
MAIL ADDRESS:
STREET 1: 3881 MCGOWEN STREET
CITY: LONG BEACH
STATE: CA
ZIP: 90808
FORMER COMPANY:
FORMER CONFORMED NAME: Vector Acquisition Corp
DATE OF NAME CHANGE: 20200803
4
1
ownership.xml
4
X0508
4
2023-11-29
0001819994
Rocket Lab USA, Inc.
RKLB
0001509421
Spice Adam C.
C/O ROCKET LAB USA, INC.
3881 MCGOWEN STREET
LONG BEACH
CA
90808
false
true
false
false
Chief Financial Officer
false
Common Stock
2023-11-29
4
S
false
57721
4.463
D
1509366
D
Represents the sale of shares pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the reporting person.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Includes 794 shares acquired under the Rocket Lab USA, Inc. 2021 Employee Stock Purchase Plan on November 21, 2023 in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
/s/ Arjun Kampani as Attorney-in-Fact for Adam Spice
2023-11-30