0001567619-21-013439.txt : 20210714 0001567619-21-013439.hdr.sgml : 20210714 20210714210547 ACCESSION NUMBER: 0001567619-21-013439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210614 FILED AS OF DATE: 20210714 DATE AS OF CHANGE: 20210714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KREHER NERISSA CENTRAL INDEX KEY: 0001741850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39683 FILM NUMBER: 211091503 MAIL ADDRESS: STREET 1: C/O AVROBIO, INC. STREET 2: ONE KENDALL SQ., BLDG. 300, STE. 201 CITY: CAMBRIDGE STATE: MA ZIP: 02139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rezolute, Inc. CENTRAL INDEX KEY: 0001509261 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273440894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-847-1919 MAIL ADDRESS: STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: AntriaBio, Inc. DATE OF NAME CHANGE: 20130114 FORMER COMPANY: FORMER CONFORMED NAME: FITS MY STYLE INC DATE OF NAME CHANGE: 20110104 4 1 doc1.xml FORM 4 X0306 4 2021-06-14 0 0001509261 Rezolute, Inc. RZLT 0001741850 KREHER NERISSA C/O REZOLUTE, INC. 201 REDWOOD SHORES PARKWAY, SUITE 315 REDWOOD CITY CA 94065 1 0 0 0 Stock Option (right to buy) 12.28 2021-06-14 4 A 0 10000 0 A 2031-06-14 Common Stock 10000 10000 D The Option will become vested and exercisable as follows: one thirty-sixth (1/36) of such Options shall vest on the first day of the month following Grant Date and each month thereafter on the first day of each month [until the Option is 100% vested. The unvested portion of the Option will not be exercisable on or after the Director's termination of Continuous Service. /s/ Nerissa Kreher 2021-07-14