0001567619-20-016708.txt : 20200915 0001567619-20-016708.hdr.sgml : 20200915 20200915113549 ACCESSION NUMBER: 0001567619-20-016708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200911 FILED AS OF DATE: 20200915 DATE AS OF CHANGE: 20200915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANDOK, INC. CENTRAL INDEX KEY: 0001798101 STATE OF INCORPORATION: M5 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54495 FILM NUMBER: 201175320 BUSINESS ADDRESS: STREET 1: 132, TEHERAN-RO STREET 2: GANGNAM GU CITY: SOUL STATE: M5 ZIP: 06235 BUSINESS PHONE: 8225275316 MAIL ADDRESS: STREET 1: 132, TEHERAN-RO STREET 2: GANGNAM GU CITY: SOUL STATE: M5 ZIP: 06235 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rezolute, Inc. CENTRAL INDEX KEY: 0001509261 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273440894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-847-1919 MAIL ADDRESS: STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: AntriaBio, Inc. DATE OF NAME CHANGE: 20130114 FORMER COMPANY: FORMER CONFORMED NAME: FITS MY STYLE INC DATE OF NAME CHANGE: 20110104 4 1 doc1.xml FORM 4 X0306 4 2020-09-11 0 0001509261 Rezolute, Inc. RZLT 0001798101 HANDOK, INC. 132, TEHERAN-RO GANGMAN GU SEOUL M4 06235 KOREA, DEMOCRATIC PEOPLE'S REPUBLIC OF 0 0 1 0 Common Shares 2020-09-11 4 P 0 125000 0.4908 A 98274528 D The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2020. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.48 to $0.50, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). Handok, Inc. by Hyeon Cheol Lee as CFO of Handok, Inc. 2020-09-14