0001104659-22-063358.txt : 20220520 0001104659-22-063358.hdr.sgml : 20220520 20220520160335 ACCESSION NUMBER: 0001104659-22-063358 CONFORMED SUBMISSION TYPE: 424B5 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20220520 DATE AS OF CHANGE: 20220520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rezolute, Inc. CENTRAL INDEX KEY: 0001509261 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273440894 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 424B5 SEC ACT: 1933 Act SEC FILE NUMBER: 333-251498 FILM NUMBER: 22947542 BUSINESS ADDRESS: STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-206-4507 MAIL ADDRESS: STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: AntriaBio, Inc. DATE OF NAME CHANGE: 20130114 FORMER COMPANY: FORMER CONFORMED NAME: FITS MY STYLE INC DATE OF NAME CHANGE: 20110104 424B5 1 tm2216237d2_424b5.htm 424B5

 

Filed pursuant to Rule 424(b)(5)

Registration No. 333-251498

 

PROSPECTUS SUPPLEMENT

(To prospectus dated June 23, 2021)

 

 

 

Common Stock

 

This prospectus supplement amends, supplements, and supersedes our prospectus supplement filed December 18, 2020, relating to an Equity Distribution Agreement (the “Sales Agreement”) with Oppenheimer & Co. Inc., or Oppenheimer, in an at the market offering. The Sales Agreement provided for the offer and sale, from time to time, of up to $50,000,000 in the aggregate of our common stock, par value $0.001 per share, in an “at the market offering” as defined in Rule 415(a)(4) promulgated under the Securities Act of 1933, as amended, or the Securities Act. As of the date of this prospectus supplement, we have terminated the Sales Agreement and the offer and sale of shares under the Sales Agreement prospectus supplement.

 

Prior to termination, we sold 138,388 shares of our common stock pursuant to the Sales Agreement for net proceeds of approximately $1.5 million.

 

Neither the U.S. Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus supplement or the accompanying prospectus is truthful or complete. Any representation to the contrary is a criminal offense.

 

The date of this prospectus supplement is May 20, 2022.

 

 

 

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