0000912282-24-000249.txt : 20240314
0000912282-24-000249.hdr.sgml : 20240314
20240314103558
ACCESSION NUMBER: 0000912282-24-000249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220722
FILED AS OF DATE: 20240314
DATE AS OF CHANGE: 20240314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kim Young-Jin
CENTRAL INDEX KEY: 0001768406
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39683
FILM NUMBER: 24748334
MAIL ADDRESS:
STREET 1: 49, BONGEUNSA-RO 49-GIL, GANGNAM-GU
CITY: SEOUL
STATE: M5
ZIP: 06100
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rezolute, Inc.
CENTRAL INDEX KEY: 0001509261
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 273440894
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 275 SHORELINE DRIVE, SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-206-4507
MAIL ADDRESS:
STREET 1: 275 SHORELINE DRIVE, SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: AntriaBio, Inc.
DATE OF NAME CHANGE: 20130114
FORMER COMPANY:
FORMER CONFORMED NAME: FITS MY STYLE INC
DATE OF NAME CHANGE: 20110104
4
1
form4.xml
X0508
4
2022-07-22
0001509261
Rezolute, Inc.
RZLT
0001768406
Kim Young-Jin
C/O REZOLUTE, INC.
275 SHORELINE DRIVE, SUITE 500
REDWOOD CITY
CA
94065
true
false
Common Shares
2022-07-22
4
P
0
78947
3.8
A
78947
D
Common Shares
2024-03-07
4
P
0
36503
1.9138
A
115450
D
Common Shares
5942617
I
Held by Handok, Inc.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8969 to $1.9533, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any.
/s/ Young-Jin Kim
2024-03-13