0000903423-14-000003.txt : 20140103 0000903423-14-000003.hdr.sgml : 20140103 20140103191304 ACCESSION NUMBER: 0000903423-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPG Specialty Lending, Inc. CENTRAL INDEX KEY: 0001508655 IRS NUMBER: 273380000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 COMMERCE STREET, SUITE 3300 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-871-4000 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET, SUITE 3300 CITY: FORT WORTH STATE: TX ZIP: 76102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waxman Alan CENTRAL INDEX KEY: 0001515132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00854 FILM NUMBER: 14507632 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 3300 CITY: FORT WORTH STATE: TX ZIP: 76102 4 1 waxman.xml OWNERSHIP DOCUMENT X0306 4 2013-12-31 0 0001508655 TPG Specialty Lending, Inc. N/A 0001515132 Waxman Alan C/O TPG GLOBAL, LLC 301 COMMERCE ST., SUITE 3300 FORT WORTH TX 76102 0 1 0 0 Vice President Common Stock 2013-12-31 4 P 0 14071.82 15.35 A 129397.30 I See Explanation of Responses TSL Advisers, LLC ("TSL Advisers") directly holds 2,604,620 shares of Common Stock of the Issuer (the "TSL Shares"), including 129,397.30 shares of Common Stock of the Issuer indirectly beneficially owned by Mr. Waxman (through his limited partnership interest in TSL Equity Partners, L.P., which is a member of TSL Advisers). In addition, Mr. Waxman is a member of the board of managers of TSL Advisers and therefore may be deemed to beneficially own all of the TSL Shares. Mr. Waxman disclaims beneficial ownership of the TSL Shares except to the extent of his pecuniary interest therein. (2) Ronald Cami is signing on behalf of Mr. Waxman pursuant to the authorization and designation letter dated March 10, 2011, which was previously filed with the Securities and Exchange Commission as an exhibit to a Form 3 filed by Mr. Waxman on March 15, 2011 (SEC File No. 000-54245). /s/ Ronald Cami, on behalf of Alan Waxman (2) 2014-01-03