0001507971-21-000002.txt : 20210513
0001507971-21-000002.hdr.sgml : 20210513
20210513131133
ACCESSION NUMBER: 0001507971-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210513
DATE AS OF CHANGE: 20210513
EFFECTIVENESS DATE: 20210513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wall Street Access Asset Management, LLC
CENTRAL INDEX KEY: 0001507971
IRS NUMBER: 134152843
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14077
FILM NUMBER: 21918391
BUSINESS ADDRESS:
STREET 1: 17 BATTERY PLACE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212 709-9400
MAIL ADDRESS:
STREET 1: 17 BATTERY PLACE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
13F-HR
1
primary_doc.xml
13F-HR
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false
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0001507971
XXXXXXXX
03-31-2021
03-31-2021
Wall Street Access Asset Management, LLC
17 BATTERY PLACE
11TH FLOOR
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-14077
N
Greg Viscovich
CCO
2127099429
Greg Viscovich
New York
NY
05-13-2021
1
117
155730
false
1
028-10909
Wilmington Trust
INFORMATION TABLE
2
wsaam13f3312021.xml
3M COMPANY TOTAL
COM
88579Y101
318
2854
SH
OTR
1
1654
0
1200
ABBOTT LABORATORIES INC. TOTAL
COM
002824100
804
6708
SH
OTR
1
4408
0
2300
ABBVIE INC
COM
00287y109
1420
13127
SH
OTR
1
10169
0
2958
ACCENTURE TOTAL
COM
G1151C101
218
791
SH
SOLE
791
0
0
AGNC INV CORP
COM
00123q104
254
15166
SH
SOLE
15166
0
0
ALIBABA GROUP HLDG LTD SPONSO
COM ADR
01609W102
516
2280
SH
SOLE
92
0
2188
ALPHABET INC CAP STKCL C
COM
02079K107
6284
3038
SH
SOLE
985
0
2053
ALPHABET INC CL A
COM
02079K305
2421
1174
SH
SOLE
679
0
495
ALTRIA GROUP INC COM
COM
02209S103
296
5800
SH
SOLE
400
0
5400
AMAZON COM INC
COM
023135106
3468
1121
SH
SOLE
813
0
308
AMERICAN ELECTRIC POWER INC
COM
025537101
230
2725
SH
SOLE
2725
0
0
AMGEN INC
COM
031162100
707
2844
SH
SOLE
2844
0
0
ANGI INC CL A
COM
00183L102
199
15350
SH
SOLE
0
0
15350
ANNALY CAP MGMT INC
COM
035710409
471
54744
SH
SOLE
54744
0
0
APOLLO GLOBAL MGMT INC C
COM
03768E105
1635
34800
SH
SOLE
17400
0
17400
APPLE INC COM
COM
037833100
12347
101084
SH
OTR
1
58054
0
43030
AT&T INC COM
COM
00206R102
1196
39532
SH
SOLE
17461
0
22071
AUTOMATIC DATA PROCESSING TOTAL
COM
053015103
514
2728
SH
OTR
1
1128
0
1600
AVERY DENNISON CORP COM
COM
053611109
767
4177
SH
SOLE
1067
0
3110
BANK OF AMERICA CORPORATIO
COM
060505104
3137
81080
SH
SOLE
38926
0
42154
BAYER AG SP ADR
COM
072730302
339
21352
SH
SOLE
21352
0
0
BERKSHIRE HATHAWAY INC DEL CL
COM
084670108
10028
26
SH
SOLE
0
0
26
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
4151
16250
SH
SOLE
7571
0
8679
BLACKSTONE MTG TR INC CL A
COM
09257w100
247
7977
SH
SOLE
7977
0
0
BOEING CO
COM
097023105
753
2958
SH
SOLE
2958
0
0
BP PLC SPONSORED ADR TOTAL
ADR
055622104
24
1000
SH
OTR
1
0
0
1000
BRISTOL MYERS SQUIBBCO COM
COM
110122108
420
6658
SH
SOLE
3357
0
3301
BROADRIDGE FINL SOLUTIONS
COM
11133T103
1379
9013
SH
SOLE
4513
0
4500
BROWN & BROWN INC TOTAL
COM
115236101
1371
30000
SH
SOLE
30000
0
0
BUILDERS FIRSTSOURCEINC COM
COM
12008R107
1140
24600
SH
SOLE
0
0
24600
CARRIER GLOBAL CORP TOTAL
COM
14448C104
68
1600
SH
OTR
1
0
0
1600
CATERPILLAR INC
COM
149123101
437
1889
SH
SOLE
1889
0
0
CCA LONGEVITY III US II LLC
LP
124LP9108
250
250000
SH
SOLE
0
0
250000
CHEMOURS COMPANY TOTAL
COM
163851108
27
960
SH
OTR
1
0
0
960
CISCO SYSTEMS INC
COM
17275R102
1038
20091
SH
SOLE
2257
0
17834
CITIGROUP INC COM NEW
COM
172967424
996
13699
SH
SOLE
6613
0
7086
CLEVELAND CLIFFS INC
COM
185899101
304
15095
SH
SOLE
15095
0
0
COCA COLA COMPANY TOTAL
COM
191216100
961
18237
SH
OTR
1
7237
0
11000
CONOCOPHILLIPS TOTAL
COM
20825C104
79
1495
SH
OTR
1
0
0
1495
CORTEVA INC
COM
22052l104
1761
37776
SH
OTR
1
16551
0
21225
COSTCO WHOLESALE CORP NEW C
COM
22160K105
330
937
SH
SOLE
310
0
627
COVETRUS INC COM TOTAL
COM
22304C100
891
29740
SH
SOLE
29740
0
0
CVS HEALTH CORP
COM
126650100
493
6557
SH
SOLE
6557
0
0
DISNEY WALT CO DISNEY COM
COM
254687106
2536
13744
SH
SOLE
5197
0
8547
DOW CHEMICAL COMPANY TOTAL
ADR
260557103
1435
22456
SH
OTR
1
3995
0
18461
DUPONT DE NEMOURS INC TOTAL
COM
26614N102
1706
22081
SH
OTR
1
4072
0
18009
EAGLE MATERIALS INC COM
COM
26969P108
201
1500
SH
SOLE
0
0
1500
ENTERPRISE PRODUCTS PARTNERS L
COM
293792107
363
16526
SH
SOLE
16526
0
0
ESTEE LAUDER COMPANIES
COM
518439104
272
936
SH
SOLE
0
0
936
EXXON MOBIL CORP TOTAL
COM
30231G102
312
5591
SH
SOLE
5591
0
0
FACEBOOK INC CL A
COM
30303M102
3342
11349
SH
SOLE
2707
0
8642
FLUOR CORP
COM
343412102
587
25435
SH
SOLE
25435
0
0
GENERAL DYNAMICS CORP TOTAL
COM
369550108
263
1450
SH
SOLE
1450
0
0
GILEAD SCIENCES INC
COM
375558103
308
4768
SH
SOLE
4768
0
0
GOLDMAN SACHS GROUP INC
COM
38141g104
618
1892
SH
SOLE
1892
0
0
GOLUB CAP BDC INC
COM
38173m102
248
16952
SH
SOLE
16952
0
0
GRAYSCALE BITCOIN TRBTC SHS RE
COM
389637109
563
11266
SH
SOLE
3266
0
8000
HANESBRANDS INC.
COM
410345102
820
41698
SH
SOLE
41698
0
0
HOME DEPOT INC TOTAL
COM
437076102
237
779
SH
SOLE
779
0
0
HUMANA INC COM
COM
444859102
201
480
SH
SOLE
100
0
380
HUNTSMAN CORPORATION
COM
447011107
712
24725
SH
SOLE
24725
0
0
IDEXX LABS INC TOTAL
COM
45168D104
809
1655
SH
SOLE
1655
0
0
INTEL CORP COM
COM
458140100
1838
28730
SH
OTR
1
13869
0
14861
INTERCONTINENTAL EXCHANGE I
COM
45866F104
5755
51534
SH
SOLE
9
0
51525
IQVIA HLDGS INC COM
COM
46266C105
1075
5567
SH
SOLE
2227
0
3340
ISHARES GOLD TRUST TOTAL
COM
464285105
263
16194
SH
SOLE
16194
0
0
ISHARES MORNINGSTAR LARGE-CAP GROWTH ETF TOTAL
COM
464287119
300
1042
SH
SOLE
1042
0
0
ISHARES CORE S&P 500 ETF TOTAL
COM
464287200
495
1245
SH
OTR
1
0
0
1245
ISHARES S&P 500 GROWTH ETF TOTAL
COM
464287309
586
9000
SH
OTR
1
0
0
9000
ISHARES TR RUSSELL 2000 VALUE
COM
464287630
630
3955
SH
SOLE
0
0
3955
ISHARES TR TIPS BD ETF
COM
464287176
818
6519
SH
SOLE
1500
0
5019
ISHARES TRUST S&P TOTAL
COM
464287200
21348
53663
SH
SOLE
53663
0
0
JD COM INC SPONS ADR
COM ADR
47215P106
517
6135
SH
SOLE
0
0
6135
JOHNSON & JOHNSON TOTAL
COM
478160104
1082
6585
SH
SOLE
6585
0
0
JP MORGAN CHASE & CO COM
COM
46625H100
1000
6575
SH
SOLE
1848
0
4727
LIBERTY MEDIA CORP DEL COM SE
COM
531229854
299
6915
SH
SOLE
0
0
6915
MCDONALDS CORP
COM
580135101
601
2685
SH
SOLE
1405
0
1280
MERCK & CO INC TOTAL
COM
58933Y105
874
11337
SH
OTR
1
5337
0
6000
MICROSOFT CORP COM
COM
594918104
13426
56945
SH
SOLE
28634
0
28311
NASPERS LTD SPONSORED
COM ADR
631512209
293
6125
SH
SOLE
380
0
5745
NIKE INC CLASS B TOTAL
COM
654106103
2556
19236
SH
SOLE
19236
0
0
NORTHFIELD BANCORP INC DEL CO
COM
66611T108
600
37721
SH
SOLE
0
0
37721
OTIS WORLDWIDE CORP TOTAL
COM
68902V107
55
800
SH
OTR
1
0
0
800
PEPSICO INC TOTAL
COM
713448108
1038
7345
SH
OTR
1
3845
0
3500
PFIZER INC COM
COM
717081103
1052
29035
SH
SOLE
20223
0
8812
PLUG POWER INC TOTAL
COM
72919P202
215
6000
SH
OTR
1
0
0
6000
POWERSHS QQQ TRUST SER TOTAL
COM
46090E103
612
1920
SH
SOLE
1920
0
0
PROCTER & GAMBLE CO COM
COM
742718109
852
6292
SH
OTR
1
3586
0
2706
PURE CYCLE CORP COM
COM
746228303
174
13000
SH
SOLE
0
0
13000
RAYTHEON TECHNOLOGIES CORP TOTAL
COM
75513E101
124
1600
SH
OTR
1
0
0
1600
REEDS INC COM
COM
758338107
19
16900
SH
SOLE
0
0
16900
RIGEL PHARMACEUT
COM
766559603
342
100000
SH
SOLE
0
0
100000
SELECT SECTOR SPDR TR ENERGY
COM
81369Y506
728
14850
SH
SOLE
7250
0
7600
SMART SAND INC
COM
83191h107
89
35030
SH
SOLE
35030
0
0
SPDR DOW JONES INDL AVERAGE ET
COM
78467X109
568
1721
SH
SOLE
835
0
886
SPDR GOLD TRUST TOTAL
COM
78463V107
992
6204
SH
SOLE
6204
0
0
SPDR S&P 500 ETF TR TR UNIT
COM
78462F103
1344
3393
SH
SOLE
1064
0
2329
SPOTIFY TECHNOLOGY SA
COM
l8681t102
212
792
SH
SOLE
792
0
0
STRYKER CORP TOTAL
COM
863667101
237
975
SH
SOLE
975
0
0
TAKEDA PHARMACEUTICAL CO LTD S
COM
874060205
351
19259
SH
SOLE
19259
0
0
TARGET CORP
COM
87612e106
539
2720
SH
SOLE
2720
0
0
TESLA INC COM
COM
88160R101
709
1062
SH
SOLE
52
0
1010
TORONTO-DOMINION BANK TOTAL
COM
891160509
246
3782
SH
SOLE
3782
0
0
TWITTER INC COM
COM
90184L102
254
4001
SH
SOLE
0
0
4001
UPWORK INC COM
COM
91688F104
311
6950
SH
SOLE
0
0
6950
VANGUARD BD INDEX FDS VANGUA
COM
921937819
223
2520
SH
SOLE
0
0
2520
VANGUARD BD INDEX FDS VANGUA
COM
921937827
573
6980
SH
SOLE
621
0
6359
VANGUARD INDEX FDS REAL ESTAT
COM
922908553
1107
12052
SH
SOLE
2785
0
9267
VANGUARD INDEX FDS VANGUARD G
COM
922908736
898
3497
SH
SOLE
1099
0
2398
VANGUARD INDEX FDS VANGUARD T
COM
922908769
527
2550
SH
SOLE
50
0
2500
VANGUARD INDEX FDS VANGUARD V
COM
922908744
1671
12714
SH
SOLE
4800
0
7914
VANGUARD SPECIALIZEDFUNDS VANG
COM
921908844
649
4415
SH
SOLE
1687
0
2728
VERIZON COMMUNICAT
COM
92343V104
2579
44360
SH
SOLE
33301
0
11059
VIATRIS INC
COM
92556v106
407
29179
SH
SOLE
29179
0
0
VISA INC COM CL A
COM
92826C839
460
2175
SH
SOLE
1059
0
1116
WAYFAIR INC CL A
COM
94419L101
677
2152
SH
SOLE
830
0
1322
YANDEX N V SHS CLASS
COM
N97284108
318
4900
SH
SOLE
0
0
4900