0001507971-20-000002.txt : 20200514 0001507971-20-000002.hdr.sgml : 20200514 20200514115724 ACCESSION NUMBER: 0001507971-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wall Street Access Asset Management, LLC CENTRAL INDEX KEY: 0001507971 IRS NUMBER: 134152843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14077 FILM NUMBER: 20876397 BUSINESS ADDRESS: STREET 1: 17 BATTERY PLACE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212 709-9400 MAIL ADDRESS: STREET 1: 17 BATTERY PLACE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001507971 XXXXXXXX 03-31-2020 03-31-2020 Wall Street Access Asset Management, LLC

17 BATTERY PLACE 11TH FLOOR NEW YORK NY 10004

13F HOLDINGS REPORT 028-14077 N Greg Viscovich 2127099429 Greg Viscovich New York NY 05-14-2020 1 92 83621 false 1 028-10909 Wilmington Trust Investment Advisors, Inc. INFORMATION TABLE 2 wsaam13f03312020.xml 3M CO COM 88579Y101 395 2900 SH OTR 1 1700 0 1200 ABB LTD SP ADR ADR 000375204 380 22049 SH SOLE 22049 0 0 ABBOTT LABORATORIES COM 002824100 534 6768 SH OTR 1 4468 0 2300 ABBVIE INC COM 00287Y109 638 8377 SH OTR 1 5419 0 2958 AEROJET ROCKETDYNE HOLDINGS IN COM 007800105 481 11503 SH SOLE 11503 0 0 ALIBABA GROUP HLDG LTD SPONSO COM ADR 01609W102 546 2810 SH SOLE 92 0 2718 ALLERGAN PLC COM g0177j108 378 2135 SH SOLE 2135 0 0 ALLIANCE RESOURCE PARTNERS LP TOTAL COM 01877R108 44 14588 SH SOLE 14588 0 0 ALPHABET INC CAP STKCL C COM 02079K107 2367 2036 SH SOLE 260 0 1776 ALPHABET INC CAP STOCK CL A COM 02079k305 1213 1044 SH SOLE 509 0 535 ALTRIA GROUP INC COM COM 02209S103 224 5800 SH SOLE 400 0 5400 AMAZON COM INC COM 023135106 2074 1064 SH SOLE 732 0 332 AMGEN INC COM 031162100 619 3057 SH SOLE 3057 0 0 AMICUS THERAPEUTICS INC COM COM 03152W109 322 34875 SH SOLE 0 0 34875 ANNALY CAP MGMT INC COM 035710409 324 63987 SH SOLE 63987 0 0 APOLLO GLOBAL MGMT INC C COM 03768E105 683 20400 SH SOLE 0 0 20400 APPLE INC COM 037833100 6686 26296 SH OTR 1 14546 0 11750 AT&T INC NEW TOTAL COM 00206R102 211 7240 SH SOLE 7240 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 344 2520 SH OTR 1 920 0 1600 AVERY DENNISON CORP COM COM 053611109 425 4177 SH SOLE 1067 0 3110 BANK OF AMERICA CORPORATIO COM 060505104 959 45213 SH SOLE 1035 0 44178 BAYER AG ADR TOTAL ADR 072730302 209 14422 SH SOLE 14422 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1877 10269 SH SOLE 0 0 10269 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 1904 7 SH SOLE 0 0 7 BERKSHIRE HATHAWAY INC B TOTAL COM 084670702 1482 8112 SH SOLE 8112 0 0 BOEING CO COM 097023105 415 2792 SH SOLE 2792 0 0 BOOKING HLDGS INC COM COM 09857L108 219 163 SH SOLE 0 0 163 BROADRIDGE FINL SOLUTIONS COM 11133T103 427 4513 SH SOLE 13 0 4500 BROWN & BROWN INC TOTAL COM 115236101 1086 30000 SH SOLE 30000 0 0 BUILDERS FIRSTSOURCEINC COM COM 12008R107 203 16600 SH SOLE 0 0 16600 BUNGE LIMITED COM g16962105 236 5760 SH SOLE 5760 0 0 CATERPILLAR INC COM 149123101 418 3609 SH SOLE 3609 0 0 CISCO SYSTEMS INC COM 17275R102 880 22394 SH SOLE 2142 0 20252 CITIGROUP INC COM NEW COM 172967424 343 8159 SH SOLE 108 0 8051 CLEVELAND CLIFFS INC COM 185899101 98 24900 SH SOLE 24900 0 0 COCA COLA CO COM 191216100 806 18237 SH OTR 1 7237 0 11000 CORTEVA INC COM 22052l104 943 40145 SH OTR 1 18920 0 21225 COVETRUS INC COM TOTAL COM 22304C100 393 48287 SH SOLE 48287 0 0 DOW CHEMICAL COMPANY TOTAL COM 260557103 659 22554 SH OTR 1 4093 0 18461 DUPONT DE NEMOURS INC COM 26614n102 975 28614 SH OTR 1 10153 0 18461 ENTERPRISE PRODUCTS PARTNERS L COM 293792107 171 12011 SH SOLE 12011 0 0 EXXON MOBIL CORP TOTAL COM 30231G102 247 6527 SH SOLE 6527 0 0 FACEBOOK INC CL A COM 30303M102 1531 9181 SH SOLE 1457 0 7724 FIAT CHRYSLER AUTOMOBILE COM N31738102 232 32291 SH SOLE 0 0 32291 GILEAD SCIENCES INC COM 375558103 346 4624 SH SOLE 4624 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 286 1853 SH SOLE 1853 0 0 GOLUB CAP BDC INC COM 38173m102 193 15355 SH SOLE 15355 0 0 HUNTSMAN CORP TOTAL COM 447011107 352 24435 SH SOLE 24435 0 0 IDEXX LABS INC TOTAL COM 45168D104 457 1889 SH SOLE 1889 0 0 INTAL CORP COM 458140100 1547 28596 SH OTR 1 13735 0 14861 INTERCONTINENTAL EXCHANGE I COM 45866F104 4083 50575 SH SOLE 0 0 50575 IQVIA HLDGS INC COM COM 46266C105 295 2740 SH SOLE 0 0 2740 ISHARES CORE MSCI EM ETF TOTAL COM 46434G103 342 8454 SH SOLE 8454 0 0 ISHARES S&P GROWTH ETF COM 464287309 371 2250 SH OTR 1 0 0 2250 ISHARES TR NATL MUN BD ETF FD COM 464288414 249 2209 SH SOLE 0 0 2209 ISHARES TR RUSSELL 2000 VALUE COM 464287630 426 5199 SH SOLE 572 0 4627 ISHARES TR TIPS BD ETF COM 464287176 589 5000 SH SOLE 0 0 5000 ISHARES TRUST S&P TOTAL COM 464287200 13693 52993 SH SOLE 52993 0 0 JD COM INC SPONS ADR COM ADR 47215P106 309 7635 SH SOLE 0 0 7635 JOHNSON & JOHNSON TOTAL COM 478160104 903 6893 SH SOLE 6893 0 0 JP MORGAN CHASE & CO COM COM 46625H100 497 5531 SH SOLE 504 0 5027 LAZARD LTD A COM g54050102 252 10677 SH SOLE 10677 0 0 MCDONALDS CORP COM 580135101 443 2685 SH SOLE 1405 0 1280 MERCK & CO INC TOTAL COM 58933Y105 893 11616 SH OTR 1 5616 0 6000 MICROSOFT CORP COM 594918104 8568 54326 SH SOLE 18305 0 36021 NATIONAL FUEL GAS CO NJ COM 636180101 227 6090 SH SOLE 6090 0 0 NEW YORK CMNTY BANCORP IN COM 649445103 96 10250 SH SOLE 0 0 10250 NIELSEN HOLDINGS PLC COM g6518l108 139 11067 SH SOLE 11067 0 0 NIKE INC CLASS B TOTAL COM 654106103 1630 19705 SH SOLE 19705 0 0 NORTHFIELD BANCORP INC DEL CO COM 66611T108 450 40225 SH SOLE 0 0 40225 NUVEEN NEW YORK AMT-FREE QUALI COM 670656107 412 32997 SH SOLE 0 0 32997 PEPSICO INC COM 713448108 887 7388 SH OTR 1 3888 0 3500 PFIZER INC COM 717081103 931 28557 SH SOLE 19745 0 8812 POWERSHS QQQ TRUST SER TOTAL COM 46090E103 369 1942 SH SOLE 1942 0 0 PROCTER & GAMBLE TOTAL COM 742718109 518 4711 SH OTR 1 3736 0 975 PURE CYCLE CORP COM COM 746228303 148 13300 SH SOLE 0 0 13300 RSTK NORTHFIELD BANCORP IN COM 66611T918 119 10700 SH SOLE 0 0 10700 SMART SAND INC COM 83191h107 31 30165 SH SOLE 30165 0 0 SOLAR CAP LTD COM 83413u100 118 10145 SH SOLE 10145 0 0 SPDR DOW JONES INDL AVERAGE ET COM 78467X109 244 1116 SH SOLE 0 0 1116 SPDR GOLD TRUST TOTAL COM 78463V107 917 6194 SH SOLE 6194 0 0 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 753 2923 SH SOLE 199 0 2724 TAKEDA PHARMACEUTICAL CO LTD S ADR 874060205 238 15701 SH SOLE 15701 0 0 TARGET CORP COM 87612e106 316 3401 SH SOLE 3401 0 0 TORONTO-DOMINION BANK TOTAL COM 891160509 209 4934 SH SOLE 4934 0 0 UNITED TECHNOLOGIES CORP COM 913017109 200 2127 SH OTR 1 527 0 1600 VANGUARD BD INDEX FDS VANGUA COM 921937827 389 4739 SH SOLE 0 0 4739 VANGUARD INDEX FDS REAL ESTAT COM 922908553 647 9267 SH SOLE 0 0 9267 VANGUARD INDEX FDS VANGUARD G COM 922908736 338 2161 SH SOLE 0 0 2161 VANGUARD INDEX FDS VANGUARD V COM 922908744 439 4936 SH SOLE 0 0 4936 VANGUARD SPECIALIZEDFUNDS VANG COM 921908844 244 2363 SH SOLE 0 0 2363 VERIZON COMMUNICAT COM 92343V104 1917 35681 SH SOLE 24399 0 11282