0001420506-14-000068.txt : 20140213 0001420506-14-000068.hdr.sgml : 20140213 20140213171609 ACCESSION NUMBER: 0001420506-14-000068 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOPHROSYNE CAPITAL LLC CENTRAL INDEX KEY: 0001507758 IRS NUMBER: 203817380 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14700 FILM NUMBER: 14607826 BUSINESS ADDRESS: STREET 1: 156 EAST 36TH STREET STREET 2: 2 SNIFFEN COURT CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212 444 2500 MAIL ADDRESS: STREET 1: 156 EAST 36TH STREET STREET 2: 2 SNIFFEN COURT CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001507758 XXXXXXXX 12-31-2013 12-31-2013 false SOPHROSYNE CAPITAL LLC

156 EAST 36TH STREET 2 SNIFFEN COURT NEW YORK NY 10016

13F HOLDINGS REPORT 028-14700 N Benjamin Taylor 212 444 2500 Benjamin Taylor, Managing Member of General Partner NEW YORK NY 02-13-2014 0 65 114188 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR SOPHROSYNE CAPITAL LLC ACCURAY INC COM 4397105 4608 529500 SH SOLE 529500 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 3724 329376 SH SOLE 329376 0 0 ACORN ENERGY INC COM 4848107 1335 327700 SH SOLE 327700 0 0 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 267 42000 SH SOLE 42000 0 0 ADECOAGRO S A COM L00849106 97 12000 SH SOLE 12000 0 0 AEROVIRONMENT INC COM 8073108 152 5200 SH SOLE 5200 0 0 ALCOBRA LTD SHS M2239P109 5768 320376 SH SOLE 320376 0 0 AMERICAN WTR WKS CO INC NEW COM 30420103 80 1900 SH SOLE 1900 0 0 ARROWHEAD RESH CORP COM NEW 42797209 1527 140858 SH SOLE 140858 0 0 AVG TECHNOLOGIES N V SHS N07831105 172 10000 SH SOLE 10000 0 0 AXOGEN INC COM 05463X106 2834 631607 SH SOLE 631607 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 4093 694962 SH SOLE 694962 0 0 BIOTELEMETRY INC COM 90672106 9781 1231718 SH SOLE 1231718 0 0 CADIZ INC COM NEW 127537207 633 90959 SH SOLE 90959 0 0 CALAVO GROWERS INC COM 128246105 115 3800 SH SOLE 3800 0 0 CALIX INC COM 13100M509 6163 639165 SH SOLE 639165 0 0 CANADIAN PAC RY LTD COM 13645T100 121 800 SH SOLE 800 0 0 CARDIOVASCULAR SYS INC DEL COM 141619106 1952 56941 SH SOLE 56941 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 86 7600 SH SOLE 7600 0 0 CUTERA INC COM 232109108 1569 154089 SH SOLE 154089 0 0 CYAN INC COM 23247W104 1876 354699 SH SOLE 354699 0 0 DURECT CORP COM 266605104 3137 1813971 SH SOLE 1813971 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 40 600 SH SOLE 600 0 0 ENVIVIO INC COM 29413T106 1586 466022 SH SOLE 466022 0 0 FIREEYE INC COM 31816Q101 1468 33700 SH SOLE 33700 0 0 GASLOG LTD SHS G37585109 121 7100 SH SOLE 7100 0 0 GERON CORP COM 374163103 239 50500 SH SOLE 50500 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 1440 96800 SH SOLE 96800 0 0 HANGER INC COM NEW 41043F208 936 23800 SH SOLE 23800 0 0 ICAD INC COM NEW 44934S206 590 50510 SH SOLE 50510 0 0 INSPIREMD INC COM NEW 45779A309 440 178600 SH SOLE 178600 0 0 ITRON INC COM 465741106 240 5800 SH SOLE 5800 0 0 LEHIGH GAS PARTNERS LP UT LTD PTN INT 524814100 157 5500 SH SOLE 5500 0 0 LIMONEIRA CO COM 532746104 316 11892 SH SOLE 11892 0 0 MEETME INC COM 585141104 4046 2210887 SH SOLE 2210887 0 0 MFC INDL LTD COM 55278T105 1119 140100 SH SOLE 140100 0 0 MICROSTRATEGY INC CL A NEW 594972408 7411 59663 SH SOLE 59663 0 0 NEOSTEM INC COM PAR $.001 640650404 963 141100 SH SOLE 141100 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 6169 706466 SH SOLE 706466 0 0 ONCOLYTICS BIOTECH INC COM 682310107 345 222900 SH SOLE 222900 0 0 OPEXA THERAPEUTICS INC COM NEW 68372T202 366 200000 SH SOLE 200000 0 0 PAIN THERAPEUTICS INC COM 69562K100 6147 1265020 SH SOLE 1265020 0 0 PANDORA MEDIA INC COM 698354107 2000 75200 SH SOLE 75200 0 0 PHARMATHENE INC COM 71714G102 362 193986 SH SOLE 193986 0 0 PICO HLDGS INC COM NEW 693366205 224 9700 SH SOLE 9700 0 0 PROCERA NETWORKS INC COM NEW 74269U203 3787 252090 SH SOLE 252090 0 0 PURECYCLE CORP COM NEW 746228303 3628 573000 SH SOLE 573000 0 0 RENTECH INC COM 760112102 255 145957 SH SOLE 145957 0 0 S&W SEED CO COM 785135104 493 71077 SH SOLE 71077 0 0 SAFE BULKERS INC COM Y7388L103 203 19561 SH SOLE 19561 0 0 SANOFI RIGHT 12/31/2020 80105N113 423 1238998 SH SOLE 1238998 0 0 SAREPTA THERAPEUTICS INC COM 803607100 345 16900 SH SOLE 16900 0 0 SCHLUMBERGER LTD COM 806857108 117 1300 SH SOLE 1300 0 0 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323108 1312 655219 SH SOLE 655219 0 0 SMITH MICRO SOFTWARE INC COM 832154108 289 195433 SH SOLE 195433 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 316 38900 SH SOLE 38900 0 0 STREAMLINE HEALTH SOLUTIONS COM 86323X106 1603 229800 SH SOLE 229800 0 0 SYNGENTA AG SPONSORED ADR 87160A100 108 1350 SH SOLE 1350 0 0 TRI POINTE HOMES INC COM 87265H109 134 6700 SH SOLE 6700 0 0 TWITTER INC COM 90184L102 852 13400 SH SOLE 13400 0 0 UBIQUITI NETWORKS INC COM 90347A100 1951 42463 SH SOLE 42463 0 0 UROPLASTY INC COM NEW 917277204 501 183700 SH SOLE 183700 0 0 VERASTEM INC COM 92337C104 1267 111026 SH SOLE 111026 0 0 XYLEM INC COM 98419M100 166 4800 SH SOLE 4800 0 0 ZELTIQ AESTHETICS INC COM 98933Q108 9623 508904 SH SOLE 508904 0 0