0000950103-23-016404.txt : 20231116 0000950103-23-016404.hdr.sgml : 20231116 20231116175058 ACCESSION NUMBER: 0000950103-23-016404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221230 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Legorreta Pablo G. CENTRAL INDEX KEY: 0001507678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39329 FILM NUMBER: 231415771 MAIL ADDRESS: STREET 1: 110 E 59TH STREET STREET 2: SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Legorreta Pablo DATE OF NAME CHANGE: 20101213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Royalty Pharma plc CENTRAL INDEX KEY: 0001802768 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-0200 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 dp202859_4-legorreta.xml FORM 4 X0508 4 2022-12-30 0 0001802768 Royalty Pharma plc RPRX 0001507678 Legorreta Pablo G. C/O ROYALTY PHARMA PLC 110 E. 59TH STREET NEW YORK NY 10022 1 1 1 0 CEO, Chairman of the Board 0 Class A ordinary shares 2022-12-30 4 G 0 292190.49 0 A 292190.49 I By Tata MC 35 Ltd. Class A ordinary shares 2023-11-16 4 J 0 383000 0 D 63795 D Class A ordinary shares 600000 I By Legorreta 2023 SR Trust Class A ordinary shares 460139 I By Legorreta Investments LLC Class A ordinary shares 901590 I By GST-Exempt Legorreta 2012 Family Trust Class A ordinary shares 41306 I By GST-Exempt Legorreta 2020 Family Trust Class A ordinary shares 10000 I By Child Class A ordinary shares 10000 I By Child Class A ordinary shares 123310 I By IRRA Class A ordinary shares 118500 I By SEP/IRA Class A ordinary shares 1040410 I By Legorreta Children 2002 Trust Class A ordinary shares 6930 I By Spouse Represents the transfer by the Reporting Person of Class A ordinary shares for no consideration to RP Management Equity Incentive Plan Trust. Reflects the exempt transfer pursuant to Rule 16a-13 of Class A ordinary shares from the GST-Exempt Legorreta 2012 Family Trust. /s/ Sean Weisberg, as Attorney-in-Fact for Pablo G. Legorreta 2023-11-16