0000950103-23-007321.txt : 20230515
0000950103-23-007321.hdr.sgml : 20230515
20230515213437
ACCESSION NUMBER: 0000950103-23-007321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230512
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Legorreta Pablo G.
CENTRAL INDEX KEY: 0001507678
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39329
FILM NUMBER: 23925385
MAIL ADDRESS:
STREET 1: 110 E 59TH STREET
STREET 2: SUITE 3300
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Legorreta Pablo
DATE OF NAME CHANGE: 20101213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Royalty Pharma plc
CENTRAL INDEX KEY: 0001802768
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-0200
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
dp193834_4-legoretta.xml
FORM 4
X0407
4
2023-05-12
0
0001802768
Royalty Pharma plc
RPRX
0001507678
Legorreta Pablo G.
C/O ROYALTY PHARMA PLC
110 E. 59TH STREET
NEW YORK
NY
10022
1
1
1
0
CEO, Chairman of the Board
0
ICAI Interests
0
2023-05-12
4
G
0
10269
0
D
Limited Partnership interests in RPI US Partners 2019, LP
10269
0
I
By Spouse
ICAI Interests
0
2023-05-12
4
G
0
10269
0
A
Limited Partnership interests in RPI US Partners 2019, LP
10269
692701
D
ICAI Interests
0
Limited Partnership interests in RPI US Partners 2019, LP
1007488
1007488
I
By Legorreta Investments LLC
Reflects an exempt gift for no consideration of ICAI Interests from the reporting person's spouse to the reporting person.
These ICAI Interests represent a beneficial interest in an equivalent number of limited partnership interests ("RPI US LP Interests") in RPI US Partners 2019, LP ("RPI US LP") and may be exchanged into RPI US LP Interests on a one-for-one basis currently. The ICAI Interests do not have an expiration date.
Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged upon such exchange for one Class A Ordinary Share of the Issuer for no additional value.
Reflects the exempt change in the form of beneficial ownership without a change in the reporting person's pecuniary interest pursuant to Rule 16a-13 of certain ICAI Interests from being directly or indirectly owned by the reporting person through Legorreta Investments II LLC to being directly owned or indirectly owned through Legorreta Investments LLC and the reporting person's spouse.
/s/ Sean Weisberg, as Attorney-in-Fact for Pablo G. Legorreta
2023-05-15