0000950123-17-009929.txt : 20171109 0000950123-17-009929.hdr.sgml : 20171109 20171109110026 ACCESSION NUMBER: 0000950123-17-009929 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 EFFECTIVENESS DATE: 20171109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windhaven Investment Management, Inc. CENTRAL INDEX KEY: 0001507640 IRS NUMBER: 273763801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14230 FILM NUMBER: 171189425 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179605300 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001507640 XXXXXXXX 09-30-2017 09-30-2017 Windhaven Investment Management, Inc.

One International Place 33rd Floor Boston MA 02110

13F HOLDINGS REPORT 028-14230 N Michael Gillespie 617-960-5300 Michael Gillespie Boston MA 11-09-2017 0 25 7873571 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1002295 23089033 SH SOLE 23089033 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 934589 21450284 SH SOLE 21450284 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 635749 4908499 SH SOLE 4908499 0 0 ISHARES TR JP MOR EM MK ETF 464288281 573269 4924145 SH SOLE 4924145 0 0 ISHARES TR TIPS BD ETF 464287176 546566 4812166 SH SOLE 4812166 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 495014 5624521 SH SOLE 5624521 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 486317 3343533 SH SOLE 3343533 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 340599 4155673 SH SOLE 4155673 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 293411 2882232 SH SOLE 2882232 0 0 ISHARES TR IBOXX INV CP ETF 464287242 292526 2412986 SH SOLE 2412986 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 263462 1048690 SH SOLE 1048690 0 0 ISHARES GOLD TRUST ISHARES 464285105 249004 20227799 SH SOLE 20227799 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 229774 3939211 SH SOLE 3939211 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 226625 4949231 SH SOLE 4949231 0 0 ISHARES TR HDG MSCI GERMN 46434V704 204911 7192381 SH SOLE 7192381 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 182155 1921674 SH SOLE 1921674 0 0 ISHARES TR IBOXX HI YD ETF 464288513 158248 1782872 SH SOLE 1782872 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 156613 2203958 SH SOLE 2203958 0 0 ISHARES TR 20 YR TR BD ETF 464287432 145192 1163768 SH SOLE 1163768 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 110856 748119 SH SOLE 748119 0 0 ISHARES U S ETF TR COMMOD SEL STG 46431W853 103989 2984764 SH SOLE 2984764 0 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 101458 3894757 SH SOLE 3894757 0 0 ISHARES TR BARCLAYS 7 10YR 464287440 72045 676349 SH SOLE 676349 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 40130 1551835 SH SOLE 1551835 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 28774 283376 SH SOLE 283376 0 0