0000950123-16-021660.txt : 20161110 0000950123-16-021660.hdr.sgml : 20161110 20161110110017 ACCESSION NUMBER: 0000950123-16-021660 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windhaven Investment Management, Inc. CENTRAL INDEX KEY: 0001507640 IRS NUMBER: 273763801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14230 FILM NUMBER: 161986572 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179605300 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001507640 XXXXXXXX 09-30-2016 09-30-2016 Windhaven Investment Management, Inc.

One International Place 33rd Floor Boston MA 02110

13F HOLDINGS REPORT 028-14230 N Michael Gillespie 617-960-5300 Michael Gillespie Boston MA 11-10-2016 0 28 10032275 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ISHARES TR INTL DEV RE ETF 464288489 209 6943 SH SOLE 6943 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 363 2887 SH SOLE 2887 0 0 ISHARES EM MKTS CURR ETF 464286517 61147 1332471 SH SOLE 1332471 0 0 ISHARES TR IBOXX INV CP ETF 464287242 77971 632984 SH SOLE 632984 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 95733 944019 SH SOLE 944019 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 104454 1049787 SH SOLE 1049787 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 171182 1378166 SH SOLE 1378166 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 201263 2975496 SH SOLE 2975496 0 0 ISHARES TR 20 YR TR BD ETF 464287432 212475 1545161 SH SOLE 1545161 0 0 ISHARES U S ETF TR COMMOD SEL STG 46431W853 221339 6783284 SH SOLE 6783284 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 280814 3134779 SH SOLE 3134779 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 285401 6878784 SH SOLE 6878784 0 0 ISHARES TR IBOXX HI YD ETF 464288513 288660 3308049 SH SOLE 3308049 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 325702 1505790 SH SOLE 1505790 0 0 ISHARES MSCI HONG KG ETF 464286871 330581 15019562 SH SOLE 15019562 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 330977 2787875 SH SOLE 2787875 0 0 ISHARES TR 7-10YR TR BD ETF 464287440 375058 3352322 SH SOLE 3352322 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 432134 11551306 SH SOLE 11551306 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 449269 4035470 SH SOLE 4035470 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 453911 12062482 SH SOLE 12062482 0 0 VANGUARD INDEX FDS REIT ETF 922908553 478139 5512320 SH SOLE 5512320 0 0 ISHARES TR TIPS BD ETF 464287176 506400 4347158 SH SOLE 4347158 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 544656 6473207 SH SOLE 6473207 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 547452 17791744 SH SOLE 17791744 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 633631 11280586 SH SOLE 11280586 0 0 ISHARES TR JP MOR EM MK ETF 464288281 752475 6419889 SH SOLE 6419889 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 870138 10367423 SH SOLE 10367423 0 0 ISHARES GOLD TRUST ISHARES 464285105 1000741 78860582 SH SOLE 78860582 0 0