0000950123-16-017716.txt : 20160518 0000950123-16-017716.hdr.sgml : 20160518 20160518091741 ACCESSION NUMBER: 0000950123-16-017716 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20160518 DATE AS OF CHANGE: 20160518 EFFECTIVENESS DATE: 20160518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windhaven Investment Management, Inc. CENTRAL INDEX KEY: 0001507640 IRS NUMBER: 273763801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14230 FILM NUMBER: 161659556 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179605300 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001507640 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT Windhaven Investment Management, Inc.

One International Place 33rd Floor Boston MA 02110

13F HOLDINGS REPORT 028-14230 N Michael Gillespie 617-960-5300 Michael Gillespie Boston MA 05-18-2016 0 40 12335485 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ISHARES INC MSCI GERMAN 464286806 374427 15134486 SH SOLE 15134486 0 0 ISHARES TR HDG MSCI GERMN 46434V704 379523 16726459 SH SOLE 16726459 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 72817 856774 SH SOLE 856774 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 121423 1205193 SH SOLE 1205193 0 0 ISHARES TR EAFE MIN VOL 46429B689 47861 767128 SH SOLE 767128 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 766540 25115999 SH SOLE 25115999 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1103921 13473950 SH SOLE 13473950 0 0 ISHARES TR AAA A RATED CP 46429B291 294208 5763136 SH SOLE 5763136 0 0 ISHARES TR BARCLYS TIPS BD 464287176 279518 2525233 SH SOLE 2525233 0 0 ISHARES TR IBOXX INV CP ETF 464287242 454736 3917100 SH SOLE 3917100 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 266359 2156055 SH SOLE 2156055 0 0 ISHARES US ETF TR COMMOD SEL STG 46431W853 225617 7006736 SH SOLE 7006736 0 0 VANGUARD INDEX FDS REIT ETF 922908553 272525 3607691 SH SOLE 3607691 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 548960 5560779 SH SOLE 5560779 0 0 ISHARES GOLD TRUST ISHARES 464285105 494798 45899654 SH SOLE 45899654 0 0 ISHARES MSCI JAPAN ETF 464286848 392152 34308982 SH SOLE 34308982 0 0 ISHARES MSCI HONG KG ETF 464286871 371846 19448039 SH SOLE 19448039 0 0 SPDR S&P 500 ETF TRUST TR Unit 78462F103 401401 2094668 SH SOLE 2094668 0 0 WISDOMTREE TR JAPAN HEDGE EQT 97717W851 377821 7764526 SH SOLE 7764526 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 498344 6758125 SH SOLE 6758125 0 0 VANGUARD INTL EQUITY INDEX FUND GLB EX US ETF 922042676 591753 11609830 SH SOLE 11609830 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1210209 11892782 SH SOLE 11892782 0 0 ISHARES EM MKTS CURR ETF 464286517 75869 1911544 SH SOLE 1911544 0 0 EGA EMERGING GLOBAL SHS TR EGSHR BYND BRC 268461639 69710 4378739 SH SOLE 4378739 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 83764 1582540 SH SOLE 1582540 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 308743 9330410 SH SOLE 9330410 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 161205 4544825 SH SOLE 4544825 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 552754 15509372 SH SOLE 15509372 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 133714 1413168 SH SOLE 1413168 0 0 POWERSHARES ETF TR II S&P 500 LOW VOL 73937B779 370247 10296081 SH SOLE 10296081 0 0 ISHARES RUSSELL 2000 464287655 207583 1900944 SH SOLE 1900944 0 0 ISHARES TR JPMORGAN USD 464288281 103360 971433 SH SOLE 971433 0 0 GLOBAL X FDS GLB E NXT EMRG 37950E218 83956 4674624 SH SOLE 4674624 0 0 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 553 7454 SH SOLE 7454 0 0 ISHARES MSCI SINGAP ETF 464286673 595 58540 SH SOLE 58540 0 0 ISHARES TR Barclys 7-10yr 464287440 635521 5891543 SH SOLE 5891543 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 287 5504 SH SOLE 5504 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 231 4430 SH SOLE 4430 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 185 12818 SH SOLE 12818 0 0 ISHARES TR INTL DEV RE ETF 464288489 449 16035 SH SOLE 16035 0 0