0000950123-16-017712.txt : 20160518 0000950123-16-017712.hdr.sgml : 20160518 20160518091442 ACCESSION NUMBER: 0000950123-16-017712 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20160518 DATE AS OF CHANGE: 20160518 EFFECTIVENESS DATE: 20160518 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windhaven Investment Management, Inc. CENTRAL INDEX KEY: 0001507640 IRS NUMBER: 273763801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14230 FILM NUMBER: 161659549 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6179605300 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: 33RD FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001507640 XXXXXXXX 12-31-2014 12-31-2014 true 1 RESTATEMENT Windhaven Investment Management, Inc.

One International Place 33rd Floor Boston MA 02110

13F HOLDINGS REPORT 028-14230 N Michael Gillespie 617-960-5300 Michael Gillespie Boston MA 05-18-2016 0 48 15728657 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ISHARES TR FLTG RATE NT 46429B655 108490 2146626 SH SOLE 2146626 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 81590 966129 SH SOLE 966129 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 136701 1352670 SH SOLE 1352670 0 0 ISHARES TR EAFE MIN VOL 46429B689 54768 887650 SH SOLE 887650 0 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 885166 28950646 SH SOLE 28950646 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1262453 15326615 SH SOLE 15326615 0 0 ISHARES TR AAA A RATED CP 46429B291 346712 6695858 SH SOLE 6695858 0 0 ISHARES TR BARCLYS TIPS BD 464287176 329615 2942727 SH SOLE 2942727 0 0 ISHARES TR Barclys 7-10yr 464287440 738074 6963623 SH SOLE 6963623 0 0 ISHARES GOLD TRUST ISHARES 464285105 561461 49078754 SH SOLE 49078754 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 730810 6894433 SH SOLE 6894433 0 0 ISHARES TR MSCI INDIA ETF 46429B598 308442 10298549 SH SOLE 10298549 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 666610 36130602 SH SOLE 36130602 0 0 VANGUARD INDEX FDS REIT ETF 922908553 882620 10896542 SH SOLE 10896542 0 0 ISHARES MSCI HONG KG ETF 464286871 475071 23129052 SH SOLE 23129052 0 0 ISHARES INC MSCI GERMAN 464286806 493643 18009582 SH SOLE 18009582 0 0 SPDR S&P 500 ETF TRUST TR Unit 78462F103 1073643 5223522 SH SOLE 5223522 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1200311 14789435 SH SOLE 14789435 0 0 VANGUARD INTL EQUITY INDEX FUND GLB EX US ETF 922042676 727651 13595872 SH SOLE 13595872 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1590650 15405807 SH SOLE 15405807 0 0 POWERSHARES ETF TR II S&P 500 LOW VOL 73937B779 478066 12593946 SH SOLE 12593946 0 0 EGA EMERGING GLOBAL SHS TR EGSHR BYND BRC 268461639 89387 4521350 SH SOLE 4521350 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 99722 1877646 SH SOLE 1877646 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 233526 5835240 SH SOLE 5835240 0 0 WISDOMTREE TR ASIA LC DBT FD 97717X842 214590 4573049 SH SOLE 4573049 0 0 ISHARES RUSSELL 2000 464287655 522843 4370870 SH SOLE 4370870 0 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 185139 7306193 SH SOLE 7306193 0 0 GLOBAL X FDS GLB E NXT EMRG 37950E218 111504 4775347 SH SOLE 4775347 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 200309 9084309 SH SOLE 9084309 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 326205 3235195 SH SOLE 3235195 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 567927 14992785 SH SOLE 14992785 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 499 17277 SH SOLE 17277 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 2380 29884 SH SOLE 29884 0 0 ISHARES MSCI SINGAP ETF 464286673 2060 157456 SH SOLE 157456 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 17738 156170 SH SOLE 156170 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 4376 202788 SH SOLE 202788 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 2776 70930 SH SOLE 70930 0 0 ISHARES TR JPMORGAN USD 464288281 301 2745 SH SOLE 2745 0 0 ISHARES INC MSCI UTD KINGD 46434V548 2540 140899 SH SOLE 140899 0 0 ISHARES TR CORE US AGGBD ET 464287226 449 4077 SH SOLE 4077 0 0 ISHARES 1-3 YR CR BD ETF 464288646 784 7450 SH SOLE 7450 0 0 SPDR SERIES TRUST DB INT GVT ETF 78464A490 532 9350 SH SOLE 9350 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 615 11117 SH SOLE 11117 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 501 12748 SH SOLE 12748 0 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 2172 28447 SH SOLE 28447 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 2431 58434 SH SOLE 58434 0 0 ISHARES INTL DEV RE ETF 464288489 4322 143876 SH SOLE 143876 0 0 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 482 27524 SH SOLE 27524 0 0