0001493152-23-042234.txt : 20231121 0001493152-23-042234.hdr.sgml : 20231121 20231121135306 ACCESSION NUMBER: 0001493152-23-042234 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231110 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crawford James CENTRAL INDEX KEY: 0001519557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36555 FILM NUMBER: 231426569 MAIL ADDRESS: STREET 1: 4215 324TH AVE. SE CITY: FALL CITY STATE: WA ZIP: 98024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARATHON DIGITAL HOLDINGS, INC. CENTRAL INDEX KEY: 0001507605 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 010949984 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1180 N. TOWN CENTER DRIVE STREET 2: SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89144 BUSINESS PHONE: (800) 804-1690 MAIL ADDRESS: STREET 1: 1180 N. TOWN CENTER DRIVE STREET 2: SUITE 100 CITY: LAS VEGAS STATE: NV ZIP: 89144 FORMER COMPANY: FORMER CONFORMED NAME: Marathon Patent Group, Inc. DATE OF NAME CHANGE: 20130222 FORMER COMPANY: FORMER CONFORMED NAME: American Strategic Minerals Corp DATE OF NAME CHANGE: 20111213 FORMER COMPANY: FORMER CONFORMED NAME: VERVE VENTURES INC DATE OF NAME CHANGE: 20101210 4 1 ownership.xml X0508 4 2023-11-10 0 0001507605 MARATHON DIGITAL HOLDINGS, INC. MARA 0001519557 Crawford James C/O MARATHON DIGITAL HOLDINGS, INC. 101 NE THIRD AVENUE, STE 1200 FORT LAUDERDALE FL 33301 0 1 0 0 Chief Operating Officer 0 RSUs 0 2023-11-10 4 A 0 147436 9.61 D Common 147436 259936 D Vested restricted stock units ("RSUs") granted under the Marathon Patent Group, Inc. 2018 Equity Incentive Plan (the "Plan") convert into shares of the Issuer's Common Stock on a one-for-one basis upon settlement by the Issuer in accordance with the procedures of the Plan. On the date in column 3, in connection with the Reporting Person's service as an officer of the Corporation, the Reporting Person was granted an award as stated in the rows denoted as "A" in column 4, which shall vest over a three-year period, with (i) 25% of the grant vesting immediately and (ii) the balance vesting ratably over the next 12 consecutive calendar quarters (6.25% per calendar quarter). The Reporting Person has indicated that he will have 45% of the shares vested on each vesting date sold for tax purposes. Represents the total direct and indirect beneficial ownership of the security held by the Reporting Person immediately following the issuance reported by this Form 4. Amount is gross of shares to be sold upon vesting for tax purposes. Upon each vesting date, the number of shares vested shall be deducted from the amount of shares listed in Column 9, and the number of shares of Common Stock beneficially owned shall be increased by the number of shares deducted from Column 9, less the number of shares sold for income tax purposes on behalf of the Reporting Person. /s/ James Crawford 2023-11-21