X0206 3 2015-01-29 0 0001506928 Avinger Inc AVGR 0001032298 FOGARTY THOMAS J M D C/O AVINGER, INC., 400 CHESAPEAKE DRIVE REDWOOD CITY CA 94063 1 0 0 0 Series E Convertible Preferred Stock Common Stock 277777 I Emergent Medical Partners II, L.P. Warrant (Right to Buy) 12.60 2020-01-20 Common Stock 194444 I Emergent Medical Partners II, L.P. Stock Option (Right to Buy) 4.50 2024-12-31 Common Stock 24444 D Immediately N/A 1-for-1 Dr. Fogarty shares voting power with respect to shares held by Emergent Medical Partners II, L.P. with John Kirtland and Robert Brownell. Dr. Fogarty disclaims beneficial ownership in Emergent Medical Partners II, L.P. except to the extent of his pecuniary interest therein. The Date of Event is based upon the date of effectiveness of the Issuer's Registration Statement on Form S-1 filed in connection with the Issuer's initial public offering, estimated to be on or about January 29, 2015. /s/ Thomas J. Fogarty 2015-01-29