President

0000909012-19-000122.txt : 20191031 0000909012-19-000122.hdr.sgml : 20191031 20191031113506 ACCESSION NUMBER: 0000909012-19-000122 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Research & Management Co. CENTRAL INDEX KEY: 0001506796 IRS NUMBER: 132689952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14133 FILM NUMBER: 191182591 BUSINESS ADDRESS: STREET 1: 145 FRONT STREET CITY: MARION STATE: MA ZIP: 02738 BUSINESS PHONE: 508-748-1665 MAIL ADDRESS: STREET 1: 145 FRONT STREET CITY: MARION STATE: MA ZIP: 02738 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001506796 XXXXXXXX 09-30-2019 09-30-2019 American Research & Management Co.

145 FRONT STREET MARION MA 02738

13F HOLDINGS REPORT 028-14133 N Eric Strand President 508 748 1665 /s/ Eric Strand Marion MA 10-29-2019 0 339 332511 false INFORMATION TABLE 2 aci_13f.xml 3M Company com 88579Y101 115 700 SH SOLE 01 02 700 0 0 Abbott Laboratories com 002824100 451 5387 SH SOLE 01 02 5387 0 0 AbbVie Inc com 00287Y109 272 3587 SH SOLE 01 02 3587 0 0 Acadia Pharmaceuticals, Inc com 004225108 4 100 SH SOLE 01 02 100 0 0 Accenture Plc com G1150G111 24 124 SH SOLE 01 02 124 0 0 Acushnet Holdings Corp com 005098108 16 600 SH SOLE 01 02 600 0 0 Adobe Systems com 00724F101 9762 35336 SH SOLE 01 02 35336 0 0 AGNC Investment Corp com 02503X105 3 200 SH SOLE 01 02 200 0 0 Air Prod & Chemicals Inc com 009158106 233 1050 SH SOLE 01 02 1050 0 0 Albany International Corp com 012348108 27 300 SH SOLE 01 02 300 0 0 Alcon Inc com H01301128 30 520 SH SOLE 01 02 520 0 0 Alerian MLP ETF-Alps com 00162Q866 3111 340402 SH SOLE 01 02 340402 0 0 Alibaba Group Hldg ADR com 01609W102 88 525 SH SOLE 01 02 525 0 0 Allergan Inc com 018490102 6 33 SH SOLE 01 02 33 0 0 Allstate Corporation com 020002101 107 985 SH SOLE 01 02 985 0 0 Alphabet Inc Cl A com 38259P508 3347 2741 SH SOLE 01 02 2741 0 0 Alphabet Inc Class C com 38259P706 1329 1090 SH SOLE 01 02 1090 0 0 Alternative Harvest ETF-ETFMGR com 26924G508 15 715 SH SOLE 01 02 715 0 0 Altria Group Inc com 02209S103 3470 84845 SH SOLE 01 02 84845 0 0 Amazon.Com Inc com 023135106 4317 2487 SH SOLE 01 02 2487 0 0 Ambarella Inc com G037AX101 6 100 SH SOLE 01 02 100 0 0 Amcor Plc com G0250X107 30 3060 SH SOLE 01 02 3060 0 0 Ameren Illinois Co 4.7 percent Pfd com 02361D845 50 500 SH SOLE 01 02 500 0 0 American Express com 560874109 12 100 SH SOLE 01 02 100 0 0 American Outdoor Brands Corp com 02874P103 9 1600 SH SOLE 01 02 1600 0 0 Amgen Inc com 031162100 889 4594 SH SOLE 01 02 4594 0 0 Analog Devices com 032654105 12898 115437 SH SOLE 01 02 115437 0 0 Andersons Inc com 034164103 3 150 SH SOLE 01 02 150 0 0 Annaly Capital Management Inc com 035710409 18 2000 SH SOLE 01 02 2000 0 0 Apergy Corp com 03755L104 777 28737 SH SOLE 01 02 28737 0 0 Apple Computer Inc com 037833100 8469 37813 SH SOLE 01 02 37813 0 0 Archer Daniels Midland Company com 039483102 70 1700 SH SOLE 01 02 1700 0 0 AT&T Inc. com 00206R102 1110 29340 SH SOLE 01 02 29340 0 0 Autodesk Inc com 052769106 15 100 SH SOLE 01 02 100 0 0 Automatic Data Processing com 053015103 3425 21216 SH SOLE 01 02 21216 0 0 Avalonbay Communities Inc com 053484101 68 318 SH SOLE 01 02 318 0 0 B & G Foods Inc com 05508R106 6 300 SH SOLE 01 02 300 0 0 Baidu Inc ADR com 056752108 10 100 SH SOLE 01 02 100 0 0 Ball Corporation com 058498106 164 2250 SH SOLE 01 02 2250 0 0 Banco Santander Sa com 05964H105 16 3887 SH SOLE 01 02 3887 0 0 Bank of America Corp com 060505104 754 25834 SH SOLE 01 02 25834 0 0 Bank of New York Mellon Corp com 064058100 828 18318 SH SOLE 01 02 18318 0 0 Barclays 1-3 year Credit Bd ET com 046428864 83 1550 SH SOLE 01 02 1550 0 0 BB&T Corporation com 054937107 117 2200 SH SOLE 01 02 2200 0 0 Berkshire Hathaway Cl B com 084670702 1910 9180 SH SOLE 01 02 9180 0 0 Biogen Idec Inc com 09062X103 2038 8755 SH SOLE 01 02 8755 0 0 Blackrock Taxable Municipal Bo com 09248X100 35 1400 SH SOLE 01 02 1400 0 0 Blackstone Group LP com 09253U108 5 100 SH SOLE 01 02 100 0 0 Bloomberg Copper SubTR ETN-iPa com 06739F101 4 150 SH SOLE 01 02 150 0 0 Boeing Co com 097023105 266 700 SH SOLE 01 02 700 0 0 Boston Scientific Corp com 101137107 81 2000 SH SOLE 01 02 2000 0 0 BP PLC ADR com 055622104 324 8521 SH SOLE 01 02 8521 0 0 Bright Horizon Family Solution com 109194100 328 2150 SH SOLE 01 02 2150 0 0 Bristol-Myers Squibb com 110122108 738 14552 SH SOLE 01 02 14552 0 0 C H Robinson Worldwide com 12541W209 8 100 SH SOLE 01 02 100 0 0 Cal Maine Foods Inc com 128030202 20 500 SH SOLE 01 02 500 0 0 Calavo Growers Inc com 128246105 1010 10607 SH SOLE 01 02 10607 0 0 Cambridge Bancorp com 132152103 522 6961 SH SOLE 01 02 6961 0 0 Canadian Imperial Bank of Comm com 136069101 148 1789 SH SOLE 01 02 1789 0 0 Canadian National Railroad com 136375102 4 50 SH SOLE 01 02 50 0 0 Canadian Pacific Railway Ltd com 13645T100 33 150 SH SOLE 01 02 150 0 0 Cannabis ETF com 84858T400 3 160 SH SOLE 01 02 160 0 0 Cantel Medical Corp com 138098108 17 230 SH SOLE 01 02 230 0 0 Carmax Inc com 143130102 22 250 SH SOLE 01 02 250 0 0 Caterpillar com 149123101 216 1711 SH SOLE 01 02 1711 0 0 Celgene Corp com 151020104 1615 16265 SH SOLE 01 02 16265 0 0 Cenovus Energy Inc com 15135U109 5 500 SH SOLE 01 02 500 0 0 Centurylink Inc com 156700106 1 104 SH SOLE 01 02 104 0 0 Charles Schwab Corp com 808513105 5839 139589 SH SOLE 01 02 139589 0 0 Chevron Corp com 166764100 7020 59193 SH SOLE 01 02 59193 0 0 Chicago Mercantile Exchange com 167760107 97 460 SH SOLE 01 02 460 0 0 Chipotle Mexican Grill com 169656105 8 10 SH SOLE 01 02 10 0 0 Chubb Corp com 171232101 48 300 SH SOLE 01 02 300 0 0 Church & Dwight com 171340102 11574 153825 SH SOLE 01 02 153825 0 0 Cigna Corp com 125509109 31 207 SH SOLE 01 02 207 0 0 Cincinnati Financial Corp com 172062101 73 625 SH SOLE 01 02 625 0 0 Cisco Systems com 17275R102 351 7104 SH SOLE 01 02 7104 0 0 Citigroup com 172967424 3 40 SH SOLE 01 02 40 0 0 Clean Harbors, Inc com 184496107 8 100 SH SOLE 01 02 100 0 0 Coca Cola Company com 191216100 4064 74651 SH SOLE 01 02 74651 0 0 Colgate-Palmolive Co com 194162103 379 5161 SH SOLE 01 02 5161 0 0 Comcast Corp Class A com 20030N101 61 1346 SH SOLE 01 02 1346 0 0 Comerica Inc com 200340107 33 500 SH SOLE 01 02 500 0 0 Conocophillips com 20825C104 580 10173 SH SOLE 01 02 10173 0 0 Core U.S. Aggregate Bond ETF-i com 464287226 11 100 SH SOLE 01 02 100 0 0 Corporate Bond ETF-Fidelity com 316188101 21 400 SH SOLE 01 02 400 0 0 Corteva Inc com 22052L104 206 7352 SH SOLE 01 02 7352 0 0 Costamare Inc com Y1771G102 3 500 SH SOLE 01 02 500 0 0 Costco Wholesale Corp com 22160K105 40 140 SH SOLE 01 02 140 0 0 Cree Inc com 225447101 108 2200 SH SOLE 01 02 2200 0 0 Customers Bancorp 6 percent Pfd com 23204G704 26 1000 SH SOLE 01 02 1000 0 0 Customers Bancorp 6 percent Pfd com 23204G704 52 2000 SH SOLE 01 02 2000 0 0 CVS Caremark Corp com 126650100 170 2695 SH SOLE 01 02 2695 0 0 Deere & Co com 244199105 527 3125 SH SOLE 01 02 3125 0 0 Dell Inc com 247025109 4 85 SH SOLE 01 02 85 0 0 Deutsche Bank 8.05 percent Pfd com 25150L108 1550 60095 SH SOLE 01 02 60095 0 0 Dexcom Inc com 252131107 28 190 SH SOLE 01 02 190 0 0 Diageo Plc ADR com 25243Q205 516 3158 SH SOLE 01 02 3158 0 0 Discover Financial Services com 254709108 6 78 SH SOLE 01 02 78 0 0 Dominion Resources Inc com 25746U109 28 348 SH SOLE 01 02 348 0 0 Doubleline Total Return Tact E com 78467V848 15 305 SH SOLE 01 02 305 0 0 Dover com 260003108 7193 72251 SH SOLE 01 02 72251 0 0 Dow Chemical com 260543103 309 6486 SH SOLE 01 02 6486 0 0 Duke Energy New com 26441C105 1290 13453 SH SOLE 01 02 13453 0 0 Dunkin Brands Group Inc com 265504100 16 200 SH SOLE 01 02 200 0 0 E.I. Du Pont de Nemours & Co com 263534109 524 7352 SH SOLE 01 02 7352 0 0 eBay Inc com 278642103 43 1100 SH SOLE 01 02 1100 0 0 ECA Marcellus Trust I com 26827L109 1 600 SH SOLE 01 02 600 0 0 Ecolab com 278865100 71 360 SH SOLE 01 02 360 0 0 Edwards Lifesciences com 26176E108 1946 8850 SH SOLE 01 02 8850 0 0 Eli Lilly & Company com 532457108 34 300 SH SOLE 01 02 300 0 0 Emerging Lcl $ Bd ETF-Mkt Vect com 57060U522 969 29375 SH SOLE 01 02 29375 0 0 Emerson Electric Co com 291011104 97 1445 SH SOLE 01 02 1445 0 0 Enbridge Inc com 29250N105 124 3542 SH SOLE 01 02 3542 0 0 Energy Select Sector ETF-SPDR com 81369Y506 736 12427 SH SOLE 01 02 12427 0 0 Energy Transfer LP com 29273V100 1137 86901 SH SOLE 01 02 86901 0 0 Enerplus Corp com 29274D604 1 200 SH SOLE 01 02 200 0 0 Enhanced Short Maturity Active com 72201R833 153 1500 SH SOLE 01 02 1500 0 0 Enterprise Bancorp, Inc com 293668109 96 3196 SH SOLE 01 02 3196 0 0 Enterprise Products Partners L com 293792107 98 3440 SH SOLE 01 02 3440 0 0 Equity Residential com 29476L107 164 1902 SH SOLE 01 02 1902 0 0 Estee Lauder Companies com 518439104 2342 11770 SH SOLE 01 02 11770 0 0 Eversource Energy com 30040W108 47 551 SH SOLE 01 02 551 0 0 Exact Sciences Corp com 30063P105 81 900 SH SOLE 01 02 900 0 0 Expeditors International of Wa com 302130109 165 2220 SH SOLE 01 02 2220 0 0 Exxon Mobil com 30231G102 10188 144286 SH SOLE 01 02 144286 0 0 F5 Networks Inc com 315616102 657 4680 SH SOLE 01 02 4680 0 0 Facebook, Inc com 30303M102 480 2695 SH SOLE 01 02 2695 0 0 Factset Research Systems com 303075105 24 100 SH SOLE 01 02 100 0 0 Fast Retailing Co Ord com J1346E100 24 40 SH SOLE 01 02 40 0 0 Fastenal Co com 311900104 1026 31410 SH SOLE 01 02 31410 0 0 Fedex Corp com 31428X106 2677 18390 SH SOLE 01 02 18390 0 0 Fidelity National Information com 31620M106 81 609 SH SOLE 01 02 609 0 0 First Solar Inc com 336433107 5 80 SH SOLE 01 02 80 0 0 Fiserv com 337738108 11354 109610 SH SOLE 01 02 109610 0 0 Flowers Foods Inc com 343498101 1013 43777 SH SOLE 01 02 43777 0 0 Fortune Brands Home & Security com 34964C106 839 15337 SH SOLE 01 02 15337 0 0 FTSE All-World ex-US ETF-Vangu com 922042775 20 400 SH SOLE 01 02 400 0 0 FTSE Europe ETF-Vanguard com 922042874 11 200 SH SOLE 01 02 200 0 0 FTSE RAFI US 1500 Small-Mid ET com 46137V597 6 50 SH SOLE 01 02 50 0 0 Garrett Motion Inc com 366505105 1 62 SH SOLE 01 02 62 0 0 General Dynamics Corp com 369550108 199 1089 SH SOLE 01 02 1089 0 0 General Electric com 369604103 129 14444 SH SOLE 01 02 14444 0 0 General Mills com 370334104 18 325 SH SOLE 01 02 325 0 0 Gentex Corp com 371901109 61 2200 SH SOLE 01 02 2200 0 0 Gilead Sciences Inc com 375558103 1133 17880 SH SOLE 01 02 17880 0 0 Glacier Bancorp Inc com 37637Q105 8159 201664 SH SOLE 01 02 201664 0 0 Glaxosmithkline PLC ADR com 37733W105 15 350 SH SOLE 01 02 350 0 0 Gold Shares ETF-SPDR com 863307104 35 255 SH SOLE 01 02 255 0 0 HCI Group Inc com 910710102 2320 55175 SH SOLE 01 02 55175 0 0 HCP Inc com 40414L109 151 4230 SH SOLE 01 02 4230 0 0 Helmerich & Payne com 423452101 1910 47670 SH SOLE 01 02 47670 0 0 Hingham Institution for Saving com 433323102 1526 8072 SH SOLE 01 02 8072 0 0 Home Depot com 437076102 57 245 SH SOLE 01 02 245 0 0 Honeywell International, Inc com 438516106 106 629 SH SOLE 01 02 629 0 0 Hormel Foods Corp com 440452100 1447 33080 SH SOLE 01 02 33080 0 0 Host Hotels & Resorts Inc com 44107P104 1 45 SH SOLE 01 02 45 0 0 HSBC Hldgs PLC ADR com 404280406 6 150 SH SOLE 01 02 150 0 0 Huntington Bancshares com 446150104 97 6831 SH SOLE 01 02 6831 0 0 iBoxx $ Invest Grade Corporate com 464287242 1582 12410 SH SOLE 01 02 12410 0 0 Illinois Tool Works Inc com 452308109 7683 49095 SH SOLE 01 02 49095 0 0 Illumina Inc com 452327109 106 350 SH SOLE 01 02 350 0 0 Imperial Oil LTD com 453038408 1407 54008 SH SOLE 01 02 54008 0 0 Independent Bank Corp com 453836108 178 2379 SH SOLE 01 02 2379 0 0 Intel com 458140100 412 8000 SH SOLE 01 02 8000 0 0 International Business Machine com 459200101 19647 135102 SH SOLE 01 02 135102 0 0 International Flavors & Fragra com 459506101 442 3600 SH SOLE 01 02 3600 0 0 International Small Cap Div ET com 97717W760 227 3581 SH SOLE 01 02 3581 0 0 Invesco Global Water ETF com 46138E651 2 70 SH SOLE 01 02 70 0 0 Invesco Water Resources ETF com 46137V142 3 70 SH SOLE 01 02 70 0 0 Investment Grade Floating Rate com 78468R200 80 2600 SH SOLE 01 02 2600 0 0 Investors Bancorp Inc com 46146P102 29 2550 SH SOLE 01 02 2550 0 0 IPG Photonics Corp com 44980X109 905 6675 SH SOLE 01 02 6675 0 0 Iron Mountain Inc com 462846106 10 308 SH SOLE 01 02 308 0 0 J G Boswell Co com 101205102 3293 4821 SH SOLE 01 02 4821 0 0 J.M. Smucker Co com 832696405 12 113 SH SOLE 01 02 113 0 0 Jefferies Group Inc com 472319102 6 300 SH SOLE 01 02 300 0 0 John Wiley & Sons, Inc Cl A com 968223206 138 3150 SH SOLE 01 02 3150 0 0 Johnson & Johnson com 478160104 9904 76553 SH SOLE 01 02 76553 0 0 JP Morgan USD Emer Mkt Bd ETF- com 464288281 410 3620 SH SOLE 01 02 3620 0 0 JPMorgan Chase & Co com 46625H100 456 3875 SH SOLE 01 02 3875 0 0 Keweenaw Land Assn ltd com 493026108 117 1665 SH SOLE 01 02 1665 0 0 KeyCorp com 493267108 19 1077 SH SOLE 01 02 1077 0 0 Kimberly-Clark Corp com 494368103 80 562 SH SOLE 01 02 562 0 0 Kinder Morgan Inc com 49456B101 270 13120 SH SOLE 01 02 13120 0 0 Kinsale Capital Group, Inc com 49714P108 150 1450 SH SOLE 01 02 1450 0 0 Knowles Corp com 49926D109 93 4588 SH SOLE 01 02 4588 0 0 Kroger Co com 501044101 2 60 SH SOLE 01 02 60 0 0 Limoneira Co com 532746104 73 4000 SH SOLE 01 02 4000 0 0 Linde Plc com G5494J103 77 400 SH SOLE 01 02 400 0 0 Lindsay Corp com 535555106 7 80 SH SOLE 01 02 80 0 0 Lockheed Martin Corporation com 539830109 29 75 SH SOLE 01 02 75 0 0 Lowes com 548661107 30 272 SH SOLE 01 02 272 0 0 Lyft Inc Cl A com 55087P104 4 100 SH SOLE 01 02 100 0 0 Magellan Midstream Partners LP com 559080106 741 11188 SH SOLE 01 02 11188 0 0 Marathon Petroleum Corp com 56585A102 103 1690 SH SOLE 01 02 1690 0 0 Marriott International, Inc Cl com 571903202 1531 12309 SH SOLE 01 02 12309 0 0 Marriott Vacations Worldwide C com 57164Y107 108 1042 SH SOLE 01 02 1042 0 0 McCormick & Co Inc com 579780206 3436 21981 SH SOLE 01 02 21981 0 0 McDonalds Corp com 580135101 1404 6540 SH SOLE 01 02 6540 0 0 Medical Properties Trust Inc com 58463J304 10 500 SH SOLE 01 02 500 0 0 Medtronic com 585055106 65 600 SH SOLE 01 02 600 0 0 Merck com 58933Y105 2087 24795 SH SOLE 01 02 24795 0 0 Metlife Inc com 59156R108 24 500 SH SOLE 01 02 500 0 0 Microsoft com 594918104 4126 29677 SH SOLE 01 02 29677 0 0 Mondelez International Inc com 609207105 440 7959 SH SOLE 01 02 7959 0 0 MSC Industrial Direct Co com 553530106 342 4710 SH SOLE 01 02 4710 0 0 MSCI Emerging Markets ETF-Vang com 922042858 406 10075 SH SOLE 01 02 10075 0 0 MSCI Materials ETF-Fidelity com 316092881 23 700 SH SOLE 01 02 700 0 0 Nasdaq Biotechnology ETF-iShar com 464287556 235 2360 SH SOLE 01 02 2360 0 0 Nestle SA ADR com 641069406 6019 55525 SH SOLE 01 02 55525 0 0 Netflix Inc com 64110L106 2 9 SH SOLE 01 02 9 0 0 NextEra Energy, Inc. com 302571104 431 1850 SH SOLE 01 02 1850 0 0 Nike B com 654106103 164 1743 SH SOLE 01 02 1743 0 0 Norfolk Southern Corp com 655844108 36 200 SH SOLE 01 02 200 0 0 Northern Oil & Gas, Inc com 665531109 7 3750 SH SOLE 01 02 3750 0 0 Northrop Grumman Corp com 666807102 26 70 SH SOLE 01 02 70 0 0 Novartis A G Spon ADR com 66987V109 5179 59597 SH SOLE 01 02 59597 0 0 Novo-Nordisk A-S ADR com 670100205 1405 27175 SH SOLE 01 02 27175 0 0 Nutrien Ltd com 67077M108 20 400 SH SOLE 01 02 400 0 0 NVIDIA Corp com 67066G104 3779 21711 SH SOLE 01 02 21711 0 0 NXP Semiconductors Nv com N6596X109 38 350 SH SOLE 01 02 350 0 0 Occidental Petroleum Corp com 674599105 580 13048 SH SOLE 01 02 13048 0 0 Ocean Spray 4 percent Pfd com 675022206 17 1323 SH SOLE 01 02 1323 0 0 Opiant Pharmaceuticals com 683750103 5 300 SH SOLE 01 02 300 0 0 Oracle Corporation com 68389X105 33 594 SH SOLE 01 02 594 0 0 Packaging Corp Of America com 695156109 33 312 SH SOLE 01 02 312 0 0 Palo Alto Networks com 697435105 36 175 SH SOLE 01 02 175 0 0 Paychex Inc com 704326107 4693 56694 SH SOLE 01 02 56694 0 0 PayPal Holdings Inc com 70450Y103 5159 49802 SH SOLE 01 02 49802 0 0 Peoples United Financial, Inc com 712704105 47 3000 SH SOLE 01 02 3000 0 0 Pepsico com 713448108 9351 68202 SH SOLE 01 02 68202 0 0 Pfizer Inc com 717081103 1665 46352 SH SOLE 01 02 46352 0 0 Philip Morris Intl Inc com 718172109 3232 42564 SH SOLE 01 02 42564 0 0 Phillips 66 com 718546104 434 4234 SH SOLE 01 02 4234 0 0 Pinnacle West Capital Corp com 723484101 29 300 SH SOLE 01 02 300 0 0 Plug Power, Inc com 72919P202 2 660 SH SOLE 01 02 660 0 0 Prime Cyber Security ETF-ETF M com 26924G201 2 63 SH SOLE 01 02 63 0 0 Procter & Gamble com 742718109 8907 71615 SH SOLE 01 02 71615 0 0 Provention Bio Inc com 74374N102 3 400 SH SOLE 01 02 400 0 0 Prudential Financial, Inc com 744320102 2 17 SH SOLE 01 02 17 0 0 Public Service Enterprise Grou com 744573106 93 1500 SH SOLE 01 02 1500 0 0 Qualcomm Inc com 747525103 220 2884 SH SOLE 01 02 2884 0 0 Quanterix Corporation com 74766Q101 15 700 SH SOLE 01 02 700 0 0 Raytheon Co com 755111507 196 1000 SH SOLE 01 02 1000 0 0 Real Estate ETF-Vanguard com 922908553 75 809 SH SOLE 01 02 809 0 0 Realty Income Corp com 756109104 4425 57706 SH SOLE 01 02 57706 0 0 Resideo Technologies Inc com 76118Y104 1 104 SH SOLE 01 02 104 0 0 ResMed Inc com 761152107 1954 14466 SH SOLE 01 02 14466 0 0 Rio Tinto PLC ADR com 204412209 5 100 SH SOLE 01 02 100 0 0 Robotics & AI ETF-Global X Fun com 37954Y715 27 1352 SH SOLE 01 02 1352 0 0 Roche Holding AG ADR com 771195104 17 480 SH SOLE 01 02 480 0 0 Rockwell Automation Inc com 773903109 4 25 SH SOLE 01 02 25 0 0 Roper Technologies com 776696106 1699 4765 SH SOLE 01 02 4765 0 0 Royal Bank of Canada Montreal com 780087102 24 300 SH SOLE 01 02 300 0 0 Royal Dutch Shell B ADR com 780259107 400 6670 SH SOLE 01 02 6670 0 0 Royal Dutch Shell PLC Sponsore com 780259206 6 100 SH SOLE 01 02 100 0 0 Russell 2000 Value Index ETF-i com 464287630 10 80 SH SOLE 01 02 80 0 0 Russell Mid-Cap Growth ETF iSh com 464287481 20 142 SH SOLE 01 02 142 0 0 Russell Midcap ETF-iShares com 464287499 160 2860 SH SOLE 01 02 2860 0 0 S&P 500 ETF-SPDR com 78462F103 553 1864 SH SOLE 01 02 1864 0 0 S&P Biotech ETF-SPDR com 78464A870 504 6605 SH SOLE 01 02 6605 0 0 S&P Dividend ETF-SPDR com 78464A763 29 280 SH SOLE 01 02 280 0 0 S&P Global, Inc com 78409V104 73 300 SH SOLE 01 02 300 0 0 S&P GSCI Commodity ETF-iShares com 46428R107 5 300 SH SOLE 01 02 300 0 0 Schlumberger NV com 806857108 52 1531 SH SOLE 01 02 1531 0 0 Sempra Energy com 816851109 201 1362 SH SOLE 01 02 1362 0 0 Short-Term Bond ETF-Vanguard com 921937827 557 6890 SH SOLE 01 02 6890 0 0 Silver Trust ETF-iShares com 46428Q109 5 300 SH SOLE 01 02 300 0 0 Simon Property Group com 828806109 125 801 SH SOLE 01 02 801 0 0 SM Energy Co com 792228108 5 500 SH SOLE 01 02 500 0 0 Small Cap Value ETF-Vanguard com 922908611 45 350 SH SOLE 01 02 350 0 0 Snap Inc Cl A com 83304A106 24 1518 SH SOLE 01 02 1518 0 0 Sonoco Products Co com 835495102 76 1300 SH SOLE 01 02 1300 0 0 Spotify Technology S.A. com L8681T102 11 100 SH SOLE 01 02 100 0 0 Starbucks Corp com 855244109 18 200 SH SOLE 01 02 200 0 0 State Street Corp com 857477103 10 175 SH SOLE 01 02 175 0 0 State Street Corp 6 percent Pfd com 857477889 232 9190 SH SOLE 01 02 9190 0 0 State Street Corp 6 percent Pfd com 857477889 101 4000 SH SOLE 01 02 4000 0 0 Stock Yards Bancorp Inc com 861025104 2407 65600 SH SOLE 01 02 65600 0 0 Stryker Corp com 863667101 3716 17180 SH SOLE 01 02 17180 0 0 Sturm Ruger & Co Inc com 864159108 4 100 SH SOLE 01 02 100 0 0 Suntrust Banks Inc com 867914103 378 5491 SH SOLE 01 02 5491 0 0 Synchrony Financial com 87165B103 3 98 SH SOLE 01 02 98 0 0 Sysco Corporation com 871829107 235 2960 SH SOLE 01 02 2960 0 0 Tapestry Inc com 876030107 73 2800 SH SOLE 01 02 2800 0 0 Targa Resources Corp com 87612G101 37 920 SH SOLE 01 02 920 0 0 Target Corporation com 87612E106 21 200 SH SOLE 01 02 200 0 0 Teleflex Inc com 879369106 3087 9085 SH SOLE 01 02 9085 0 0 Tesla Motors, Inc com 88160R101 33 137 SH SOLE 01 02 137 0 0 Texas Capital Bancshares 6.5 percent com 882228406 1068 40400 SH SOLE 01 02 40400 0 0 Texas Instruments com 882508104 45 350 SH SOLE 01 02 350 0 0 The Chemours Co com 163851108 1 57 SH SOLE 01 02 57 0 0 The Hershey Co com 427866108 54 350 SH SOLE 01 02 350 0 0 The Kraft Heinz Co com 500754106 27 966 SH SOLE 01 02 966 0 0 The Southern Company com 842587107 165 2671 SH SOLE 01 02 2671 0 0 Thermo Fisher Scientific, Inc com 883556102 864 2965 SH SOLE 01 02 2965 0 0 TJX Cos com 872540109 251 4506 SH SOLE 01 02 4506 0 0 Toro Company com 891092108 9 125 SH SOLE 01 02 125 0 0 Toronto Dominion Bank com 891160509 2587 44404 SH SOLE 01 02 44404 0 0 Total SA ADR com 89151E109 14 274 SH SOLE 01 02 274 0 0 Touchstone Exploration Inc com 89156L108 0 150 SH SOLE 01 02 150 0 0 Transcanada Corp com 89353D107 2648 51129 SH SOLE 01 02 51129 0 0 Travelers Companies Inc com 89420G109 33 225 SH SOLE 01 02 225 0 0 Twitter Inc com 90184L102 69 1670 SH SOLE 01 02 1670 0 0 U S Bancorp com 902973304 929 16784 SH SOLE 01 02 16784 0 0 U-Blox Holding Ag Ord com H89210100 25 350 SH SOLE 01 02 350 0 0 U.S. Broad Market ETF-Schwab com 808524102 340 4784 SH SOLE 01 02 4784 0 0 U.S. Ecology, Inc com 025533407 38 600 SH SOLE 01 02 600 0 0 Union Pacific Corp com 907818108 32 200 SH SOLE 01 02 200 0 0 United Parcel Service B com 911312106 4 35 SH SOLE 01 02 35 0 0 United Technologies Corp com 913017109 2660 19484 SH SOLE 01 02 19484 0 0 United Therapeutics Corp com 91307C102 8 100 SH SOLE 01 02 100 0 0 Unitedhealth Group Inc com 91324P102 27 125 SH SOLE 01 02 125 0 0 Unitil Corp com 913259107 63 1000 SH SOLE 01 02 1000 0 0 US Bancorp 6.50 percent Pfd com 902973833 1954 71460 SH SOLE 01 02 71460 0 0 US Bancorp 6.50 percent Pfd com 902973833 159 5800 SH SOLE 01 02 5800 0 0 Utilities Select ETF-SPDR com 81369Y886 19 300 SH SOLE 01 02 300 0 0 Verizon Communications com 92343V104 1012 16758 SH SOLE 01 02 16758 0 0 Vertex Pharmaceuticals com 92532F100 1762 10400 SH SOLE 01 02 10400 0 0 Vestas Wind Systems A/S com K9773J128 2 20 SH SOLE 01 02 20 0 0 Visa Inc com 92826C839 36 210 SH SOLE 01 02 210 0 0 Vodafone Group PLC ADR com 92857W209 6 321 SH SOLE 01 02 321 0 0 Vornado Realty Trust com 929042109 40 626 SH SOLE 01 02 626 0 0 Wabtec com 929740108 6 79 SH SOLE 01 02 79 0 0 Wal-Mart Stores Inc com 931142103 36 300 SH SOLE 01 02 300 0 0 Walgreens Boots Alliance Inc com 931427108 78 1415 SH SOLE 01 02 1415 0 0 Walt Disney Co com 254687106 120 922 SH SOLE 01 02 922 0 0 Washington Trust Bancorp com 940610108 95 1959 SH SOLE 01 02 1959 0 0 Waters Corp com 941848103 9064 40605 SH SOLE 01 02 40605 0 0 Wells Fargo & Co com 949746101 403 7984 SH SOLE 01 02 7984 0 0 Wells Fargo 5.5 percent Pfd com 94988U672 689 27000 SH SOLE 01 02 27000 0 0 Wells Fargo 5.5 percent Pfd com 94988U672 293 11500 SH SOLE 01 02 11500 0 0 Wells Fargo Pref Stock ETF-SPD com 78464A292 799 18100 SH SOLE 01 02 18100 0 0 Welltower Inc com 95040Q104 612 6746 SH SOLE 01 02 6746 0 0 Weyerhaeuser Co com 962166104 4236 152925 SH SOLE 01 02 152925 0 0 Xcel Energy Inc com 98389B100 45 700 SH SOLE 01 02 700 0 0 Yum Brands Inc com 988498101 9 80 SH SOLE 01 02 80 0 0 Yum China Holdings I com 98850P109 4 80 SH SOLE 01 02 80 0 0