0000909012-19-000055.txt : 20190416 0000909012-19-000055.hdr.sgml : 20190416 20190416124903 ACCESSION NUMBER: 0000909012-19-000055 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190416 DATE AS OF CHANGE: 20190416 EFFECTIVENESS DATE: 20190416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Research & Management Co. CENTRAL INDEX KEY: 0001506796 IRS NUMBER: 132689952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14133 FILM NUMBER: 19750446 BUSINESS ADDRESS: STREET 1: 145 FRONT STREET CITY: MARION STATE: MA ZIP: 02738 BUSINESS PHONE: 508-748-1665 MAIL ADDRESS: STREET 1: 145 FRONT STREET CITY: MARION STATE: MA ZIP: 02738 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001506796 XXXXXXXX 03-31-2019 03-31-2019 American Research & Management Co.

145 FRONT STREET MARION MA 02738

13F HOLDINGS REPORT 028-14133 N Eric Strand 508 748 1665 /s/ Eric Strand Marion MA 04-16-2019 0 388 350525 false INFORMATION TABLE 2 aci_13f.xml 3M Company com 88579Y101 360 1735 SH SOLE 01 02 1735 0 0 A.D. Makepeace Company com 560874109 12258 2608 SH SOLE 01 02 2608 0 0 Abbott Laboratories com 002824100 439 5487 SH SOLE 01 02 5487 0 0 AbbVie Inc com 00287Y109 289 3587 SH SOLE 01 02 3587 0 0 Acadia Pharmaceuticals, Inc com 004225108 3 100 SH SOLE 01 02 100 0 0 Accenture Plc com G1150G111 22 124 SH SOLE 01 02 124 0 0 Acushnet Holdings Corp com 005098108 14 600 SH SOLE 01 02 600 0 0 AD Makepeace LLC com 560874109 2500 500 SH SOLE 01 02 500 0 0 Adobe Systems com 00724F101 10107 37926 SH SOLE 01 02 37926 0 0 AGNC Investment Corp com 02503X105 4 200 SH SOLE 01 02 200 0 0 Air Prod & Chemicals Inc com 009158106 201 1050 SH SOLE 01 02 1050 0 0 Albany International Corp com 012348108 25 350 SH SOLE 01 02 350 0 0 Alerian MLP ETF-Alps com 00162Q866 1574 156954 SH SOLE 01 02 156954 0 0 Alibaba Group Hldg ADR com 01609W102 96 525 SH SOLE 01 02 525 0 0 Allergan Inc com 018490102 5 33 SH SOLE 01 02 33 0 0 Alliancebernstein Holdings LP com 01881G106 14 500 SH SOLE 01 02 500 0 0 Allstate Corporation com 020002101 93 985 SH SOLE 01 02 985 0 0 Alphabet Inc Cl A com 38259P508 3026 2571 SH SOLE 01 02 2571 0 0 Alphabet Inc Class C com 38259P706 1132 965 SH SOLE 01 02 965 0 0 Alternative Harvest ETF-ETFMGR com 26924G508 16 448 SH SOLE 01 02 448 0 0 Altria Group Inc com 02209S103 4521 78730 SH SOLE 01 02 78730 0 0 Amazon.Com Inc com 023135106 4359 2448 SH SOLE 01 02 2448 0 0 Ambarella Inc com G037AX101 4 100 SH SOLE 01 02 100 0 0 Ameren Illinois Co 4.7 percent Pfd com 02361D845 50 500 SH SOLE 01 02 500 0 0 American Express com 560874109 22 200 SH SOLE 01 02 200 0 0 American Outdoor Brands Corp com 02874P103 15 1600 SH SOLE 01 02 1600 0 0 American Water Works com 030420103 104 1000 SH SOLE 01 02 1000 0 0 Amgen Inc com 031162100 1095 5764 SH SOLE 01 02 5764 0 0 Analog Devices com 032654105 12742 121043 SH SOLE 01 02 121043 0 0 Andersons Inc com 034164103 5 150 SH SOLE 01 02 150 0 0 Annaly Capital Management Inc com 035710409 20 2000 SH SOLE 01 02 2000 0 0 Apergy Corp com 03755L104 1414 34439 SH SOLE 01 02 34439 0 0 Apple Computer Inc com 037833100 7423 39078 SH SOLE 01 02 39078 0 0 Archer Daniels Midland Company com 039483102 73 1700 SH SOLE 01 02 1700 0 0 Array Biopharma Inc com 04269X105 2 100 SH SOLE 01 02 100 0 0 Arthur J Gallagher&C com 363576109 78 1000 SH SOLE 01 02 1000 0 0 AT&T Inc. com 00206R102 1153 36758 SH SOLE 01 02 36758 0 0 Autodesk Inc com 052769106 16 100 SH SOLE 01 02 100 0 0 Automatic Data Processing com 053015103 3916 24515 SH SOLE 01 02 24515 0 0 Avalonbay Communities Inc com 053484101 64 318 SH SOLE 01 02 318 0 0 B & G Foods Inc com 05508R106 7 300 SH SOLE 01 02 300 0 0 B G C Partners com 05541T101 16 3000 SH SOLE 01 02 3000 0 0 Baidu Inc ADR com 056752108 16 100 SH SOLE 01 02 100 0 0 Ball Corporation com 058498106 145 2500 SH SOLE 01 02 2500 0 0 Banco Santander Sa com 05964H105 18 3887 SH SOLE 01 02 3887 0 0 Bank of America Corp com 060505104 746 27023 SH SOLE 01 02 27023 0 0 Bank of New York Mellon Corp com 064058100 924 18318 SH SOLE 01 02 18318 0 0 Barclays 1-3 year Credit Bd ET com 464288646 82 1550 SH SOLE 01 02 1550 0 0 Baxter International Inc com 071813109 81 1000 SH SOLE 01 02 1000 0 0 Bayer Ag Sponsored ADR com 072730302 8 500 SH SOLE 01 02 500 0 0 BB&T Corp 5.625 percent Pfd com 054937404 890 35500 SH SOLE 01 02 35500 0 0 BB&T Corp 5.625 percent Pfd com 054937404 119 4750 SH SOLE 01 02 4750 0 0 BB&T Corporation com 054937107 102 2200 SH SOLE 01 02 2200 0 0 Becton Dickinson Co com 075887109 13 51 SH SOLE 01 02 51 0 0 Bemis com 081437105 33 600 SH SOLE 01 02 600 0 0 Berkshire Hathaway Cl B com 084670702 1947 9690 SH SOLE 01 02 9690 0 0 Biogen Idec Inc com 09062X103 2456 10390 SH SOLE 01 02 10390 0 0 Blackrock Taxable Municipal Bo com 09248X100 31 1400 SH SOLE 01 02 1400 0 0 Blackstone Group LP com 09253U108 3 100 SH SOLE 01 02 100 0 0 Bloomberg Copper SubTR ETN-iPa com 06739F101 5 150 SH SOLE 01 02 150 0 0 Boeing Co com 097023105 324 850 SH SOLE 01 02 850 0 0 Boston Scientific Corp com 101137107 77 2000 SH SOLE 01 02 2000 0 0 BP PLC ADR com 055622104 373 8521 SH SOLE 01 02 8521 0 0 Bright Horizon Family Solution com 109194100 273 2150 SH SOLE 01 02 2150 0 0 Bristol-Myers Squibb com 110122108 699 14652 SH SOLE 01 02 14652 0 0 Broadridge Financial Solutions com 11133T103 167 1608 SH SOLE 01 02 1608 0 0 C H Robinson Worldwide com 12541W209 17 200 SH SOLE 01 02 200 0 0 Cal Maine Foods Inc com 128030202 67 1500 SH SOLE 01 02 1500 0 0 Calavo Growers Inc com 128246105 894 10657 SH SOLE 01 02 10657 0 0 Cambridge Bancorp com 132152103 587 7086 SH SOLE 01 02 7086 0 0 Canadian Imperial Bank of Comm com 136069101 151 1914 SH SOLE 01 02 1914 0 0 Canadian National Railroad com 136375102 4 50 SH SOLE 01 02 50 0 0 Canadian Pacific Railway Ltd com 13645T100 31 150 SH SOLE 01 02 150 0 0 Cantel Medical Corp com 138098108 15 230 SH SOLE 01 02 230 0 0 Cardinal Health com 14149Y108 48 1000 SH SOLE 01 02 1000 0 0 Carmax Inc com 143130102 17 250 SH SOLE 01 02 250 0 0 Castle Brands Inc com 148435100 7 10000 SH SOLE 01 02 10000 0 0 Caterpillar com 149123101 232 1711 SH SOLE 01 02 1711 0 0 Celgene Corp com 151020104 1642 17410 SH SOLE 01 02 17410 0 0 Cenovus Energy Inc com 15135U109 4 500 SH SOLE 01 02 500 0 0 Centurylink Inc com 156700106 1 104 SH SOLE 01 02 104 0 0 Charles Schwab Corp com 808513105 5940 138911 SH SOLE 01 02 138911 0 0 Charter Communicatn com 16119P108 7 20 SH SOLE 01 02 20 0 0 Chevron Corp com 166764100 6922 56192 SH SOLE 01 02 56192 0 0 Chicago Mercantile Exchange com 167760107 76 460 SH SOLE 01 02 460 0 0 Chipotle Mexican Grill com 169656105 7 10 SH SOLE 01 02 10 0 0 Chubb Corp com 171232101 42 300 SH SOLE 01 02 300 0 0 Church & Dwight com 171340102 11515 161658 SH SOLE 01 02 161658 0 0 Cigna Corp com 125509109 34 212 SH SOLE 01 02 212 0 0 Cincinnati Financial Corp com 172062101 54 625 SH SOLE 01 02 625 0 0 Cisco Systems com 17275R102 390 7231 SH SOLE 01 02 7231 0 0 Citigroup com 172967424 2 40 SH SOLE 01 02 40 0 0 Clean Harbors, Inc com 184496107 7 100 SH SOLE 01 02 100 0 0 Clorox com 189054109 160 1000 SH SOLE 01 02 1000 0 0 Coca Cola Company com 191216100 3510 74901 SH SOLE 01 02 74901 0 0 Colgate-Palmolive Co com 194162103 340 4961 SH SOLE 01 02 4961 0 0 Comcast Corp Class A com 20030N101 54 1346 SH SOLE 01 02 1346 0 0 Comerica Inc com 200340107 37 500 SH SOLE 01 02 500 0 0 Conformis Inc com 20717E101 14 5000 SH SOLE 01 02 5000 0 0 Conocophillips com 20825C104 746 11173 SH SOLE 01 02 11173 0 0 Cons Communication com 209034107 33 3000 SH SOLE 01 02 3000 0 0 Core U.S. Aggregate Bond ETF-i com 464287226 11 100 SH SOLE 01 02 100 0 0 Corporate Bond ETF-Fidelity com 316188101 20 400 SH SOLE 01 02 400 0 0 Costamare Inc com Y1771G102 3 500 SH SOLE 01 02 500 0 0 Costco Wholesale Corp com 22160K105 34 140 SH SOLE 01 02 140 0 0 Cree Inc com 225447101 126 2200 SH SOLE 01 02 2200 0 0 Customers Bancorp 6 percent Pfd com 23204G704 25 1000 SH SOLE 01 02 1000 0 0 Customers Bancorp 6 percent Pfd com 23204G704 51 2000 SH SOLE 01 02 2000 0 0 CVS Caremark Corp com 126650100 132 2445 SH SOLE 01 02 2445 0 0 Danaher Corp com 235851102 66 500 SH SOLE 01 02 500 0 0 Deere & Co com 244199105 611 3825 SH SOLE 01 02 3825 0 0 Dell Inc Com com 247025109 7 120 SH SOLE 01 02 120 0 0 Deutsche Bank 8.05 percent Pfd com 25150L108 1330 51900 SH SOLE 01 02 51900 0 0 Deutsche Telekom Ag com 251566105 17 1000 SH SOLE 01 02 1000 0 0 Dexcom Inc com 252131107 23 190 SH SOLE 01 02 190 0 0 Diageo Plc ADR com 25243Q205 517 3158 SH SOLE 01 02 3158 0 0 Diamond Offshore Drilling, Inc com 25271C102 3 250 SH SOLE 01 02 250 0 0 Discover Financial Services com 254709108 6 78 SH SOLE 01 02 78 0 0 Dominion Resources Inc com 25746U109 27 348 SH SOLE 01 02 348 0 0 Doubleline Total Return Tact E com 78467V848 15 305 SH SOLE 01 02 305 0 0 Douglas Dynamics Inc com 25960R105 38 1000 SH SOLE 01 02 1000 0 0 Dover com 260003108 7050 75160 SH SOLE 01 02 75160 0 0 DowDuPont Inc com 26078J100 1877 35207 SH SOLE 01 02 35207 0 0 Duke Energy New com 26441C105 1283 14253 SH SOLE 01 02 14253 0 0 Dunkin Brands Group Inc com 265504100 90 1200 SH SOLE 01 02 1200 0 0 eBay Inc com 278642103 41 1100 SH SOLE 01 02 1100 0 0 ECA Marcellus Trust I com 26827L109 1 600 SH SOLE 01 02 600 0 0 Ecolab com 278865100 64 360 SH SOLE 01 02 360 0 0 Edwards Lifesciences com 26176E108 1703 8900 SH SOLE 01 02 8900 0 0 Electronic Arts Inc com 285512109 5 45 SH SOLE 01 02 45 0 0 Eli Lilly & Company com 532457108 169 1300 SH SOLE 01 02 1300 0 0 Emerging Lcl $ Bd ETF-Mkt Vect com 57060U522 950 28482 SH SOLE 01 02 28482 0 0 Emerson Electric Co com 291011104 116 1695 SH SOLE 01 02 1695 0 0 Enbridge Inc com 29250N105 128 3542 SH SOLE 01 02 3542 0 0 Encana com 292505104 27 3671 SH SOLE 01 02 3671 0 0 Energy Select Sector ETF-SPDR com 81369Y506 495 7490 SH SOLE 01 02 7490 0 0 Energy Transfer LP com 29273V100 1193 77606 SH SOLE 01 02 77606 0 0 Enerplus Corp com 29274D604 2 200 SH SOLE 01 02 200 0 0 Enhanced Short Maturity Active com 72201R833 102 1000 SH SOLE 01 02 1000 0 0 Entergy Corp com 29364G103 30 316 SH SOLE 01 02 316 0 0 Enterprise Bancorp, Inc com 293668109 92 3196 SH SOLE 01 02 3196 0 0 Enterprise Products Partners L com 293792107 100 3440 SH SOLE 01 02 3440 0 0 Equity Residential com 29476L107 143 1902 SH SOLE 01 02 1902 0 0 Estee Lauder Companies com 518439104 1973 11920 SH SOLE 01 02 11920 0 0 Eversource Energy com 30040W108 46 651 SH SOLE 01 02 651 0 0 Exact Sciences Corp com 30063P105 78 900 SH SOLE 01 02 900 0 0 Exelixis Inc com 30161Q104 24 1000 SH SOLE 01 02 1000 0 0 Expeditors International of Wa com 302130109 175 2310 SH SOLE 01 02 2310 0 0 Exxon Mobil com 30231G102 11133 137786 SH SOLE 01 02 137786 0 0 F5 Networks Inc com 315616102 996 6345 SH SOLE 01 02 6345 0 0 Facebook, Inc com 30303M102 449 2695 SH SOLE 01 02 2695 0 0 Factset Research Systems com 303075105 25 100 SH SOLE 01 02 100 0 0 Fast Retailing Co Ord com J1346E100 19 40 SH SOLE 01 02 40 0 0 Fastenal Co com 311900104 1016 15805 SH SOLE 01 02 15805 0 0 Fedex Corp com 31428X106 2025 11165 SH SOLE 01 02 11165 0 0 Fidelity National Information com 31620M106 69 609 SH SOLE 01 02 609 0 0 First Solar Inc com 336433107 4 80 SH SOLE 01 02 80 0 0 Fiserv com 337738108 10360 117350 SH SOLE 01 02 117350 0 0 Flowers Foods Inc com 343498101 939 44027 SH SOLE 01 02 44027 0 0 Fortune Brands Home & Security com 34964C106 794 16687 SH SOLE 01 02 16687 0 0 FTSE All-World ex-US ETF-Vangu com 922042775 20 400 SH SOLE 01 02 400 0 0 FTSE Europe ETF-Vanguard com 922042874 11 200 SH SOLE 01 02 200 0 0 FTSE RAFI US 1500 Small-Mid ET com 46137V597 6 50 SH SOLE 01 02 50 0 0 Garrett Motion Inc com 366505105 1 62 SH SOLE 01 02 62 0 0 General Dynamics Corp com 369550108 184 1089 SH SOLE 01 02 1089 0 0 General Electric com 369604103 233 23294 SH SOLE 01 02 23294 0 0 General Mills com 370334104 17 325 SH SOLE 01 02 325 0 0 Gentex Corp com 371901109 66 3200 SH SOLE 01 02 3200 0 0 Gilead Sciences Inc com 375558103 1378 21190 SH SOLE 01 02 21190 0 0 Glacier Bancorp Inc com 37637Q105 8050 200889 SH SOLE 01 02 200889 0 0 Glaxosmithkline PLC ADR com 37733W105 56 1350 SH SOLE 01 02 1350 0 0 Gold Shares ETF-SPDR com 863307104 27 225 SH SOLE 01 02 225 0 0 Goldman Sachs 6.20 percent Pfd com 38144X500 780 28663 SH SOLE 01 02 28663 0 0 Goldman Sachs 6.20 percent Pfd com 38144X500 94 3448 SH SOLE 01 02 3448 0 0 Halliburton Company com 406216101 29 1000 SH SOLE 01 02 1000 0 0 Harley Davidson Inc com 412822108 4 100 SH SOLE 01 02 100 0 0 HCI Group Inc com 40416E103 1555 36400 SH SOLE 01 02 36400 0 0 HCP Inc com 40414L109 132 4230 SH SOLE 01 02 4230 0 0 Helmerich & Payne com 423452101 2112 38010 SH SOLE 01 02 38010 0 0 Hingham Institution for Saving com 433323102 197 1145 SH SOLE 01 02 1145 0 0 Home Depot com 437076102 47 245 SH SOLE 01 02 245 0 0 Honeywell International, Inc com 438516106 259 1629 SH SOLE 01 02 1629 0 0 Hormel Foods Corp com 440452100 1484 33155 SH SOLE 01 02 33155 0 0 Host Hotels & Resorts Inc com 44107P104 1 45 SH SOLE 01 02 45 0 0 Huntington Bancshares com 446150104 87 6831 SH SOLE 01 02 6831 0 0 iBoxx $ Invest Grade Corporate com 464287242 1519 12760 SH SOLE 01 02 12760 0 0 Illinois Tool Works Inc com 452308109 7333 51090 SH SOLE 01 02 51090 0 0 Illumina Inc com 452327109 109 350 SH SOLE 01 02 350 0 0 Imperial Oil LTD com 453038408 1298 47481 SH SOLE 01 02 47481 0 0 Independent Bank Corp com 453836108 193 2379 SH SOLE 01 02 2379 0 0 Intel com 458140100 543 10114 SH SOLE 01 02 10114 0 0 International Business Machine com 459200101 19790 140255 SH SOLE 01 02 140255 0 0 International Flavors & Fragra com 459506101 464 3600 SH SOLE 01 02 3600 0 0 International Small Cap Div ET com 97717W760 236 3581 SH SOLE 01 02 3581 0 0 Invesco Credit Dynamic O com 46132R104 21 1925 SH SOLE 01 02 1925 0 0 Invesco Global Water ETF com 46138E651 2 70 SH SOLE 01 02 70 0 0 Invesco Water Resources ETF com 46137V142 2 70 SH SOLE 01 02 70 0 0 Investment Grade Floating Rate com 78468R200 80 2600 SH SOLE 01 02 2600 0 0 Investors Bancorp Inc com 46146P102 30 2550 SH SOLE 01 02 2550 0 0 IPG Photonics Corp com 44980X109 968 6380 SH SOLE 01 02 6380 0 0 Irobot Corp com 462726100 118 1000 SH SOLE 01 02 1000 0 0 Iron Mountain Inc com 462846106 46 1308 SH SOLE 01 02 1308 0 0 J G Boswell Co com 101205102 3294 4917 SH SOLE 01 02 4917 0 0 J.M. Smucker Co com 832696405 28 238 SH SOLE 01 02 238 0 0 Jefferies Group Inc com 472319102 6 300 SH SOLE 01 02 300 0 0 John Wiley & Sons, Inc Cl A com 968223206 2238 50600 SH SOLE 01 02 50600 0 0 Johnson & Johnson com 478160104 10671 76336 SH SOLE 01 02 76336 0 0 JP Morgan USD Emer Mkt Bd ETF- com 464288281 398 3620 SH SOLE 01 02 3620 0 0 JPMorgan Chase & Co com 46625H100 392 3875 SH SOLE 01 02 3875 0 0 Keweenaw Land Assn ltd com 493026108 136 1710 SH SOLE 01 02 1710 0 0 KeyCorp com 493267108 51 3231 SH SOLE 01 02 3231 0 0 Kimberly-Clark Corp com 494368103 70 562 SH SOLE 01 02 562 0 0 Kinder Morgan Inc com 49456B101 250 12515 SH SOLE 01 02 12515 0 0 Kinsale Capital Group, Inc com 49714P108 99 1450 SH SOLE 01 02 1450 0 0 Knowles Corp com 49926D109 81 4588 SH SOLE 01 02 4588 0 0 Kroger Co com 501044101 1 60 SH SOLE 01 02 60 0 0 L3 Technologies Inc com 502424104 103 500 SH SOLE 01 02 500 0 0 Limoneira Co com 532746104 94 4000 SH SOLE 01 02 4000 0 0 Lincoln National Corp com 534187109 18 300 SH SOLE 01 02 300 0 0 Linde Plc com G5494J103 70 400 SH SOLE 01 02 400 0 0 Lindsay Corp com 535555106 8 80 SH SOLE 01 02 80 0 0 Lockheed Martin Corporation com 539830109 23 75 SH SOLE 01 02 75 0 0 Lowes com 548661107 45 408 SH SOLE 01 02 408 0 0 Magellan Midstream Partners LP com 559080106 775 12788 SH SOLE 01 02 12788 0 0 Marathon Oil Corp com 565849106 50 3000 SH SOLE 01 02 3000 0 0 Marathon Petroleum Corp com 56585A102 271 4535 SH SOLE 01 02 4535 0 0 Marriott International, Inc Cl com 571903202 1577 12603 SH SOLE 01 02 12603 0 0 Marriott Vacations Worldwide C com 57164Y107 97 1042 SH SOLE 01 02 1042 0 0 McCormick & Co Inc com 579780206 3339 22170 SH SOLE 01 02 22170 0 0 McDonalds Corp com 580135101 1298 6835 SH SOLE 01 02 6835 0 0 Medical Properties Trust Inc com 58463J304 19 1000 SH SOLE 01 02 1000 0 0 Medtronic com 585055106 55 600 SH SOLE 01 02 600 0 0 Merck com 58933Y105 2256 27125 SH SOLE 01 02 27125 0 0 Metlife Inc com 59156R108 21 500 SH SOLE 01 02 500 0 0 Microchip Technology com 595017104 22 269 SH SOLE 01 02 269 0 0 Microsoft com 594918104 3588 30423 SH SOLE 01 02 30423 0 0 Mondelez International Inc com 609207105 455 9112 SH SOLE 01 02 9112 0 0 MSC Industrial Direct Co com 553530106 452 5460 SH SOLE 01 02 5460 0 0 MSCI Emerging Markets ETF-Vang com 922042858 437 10275 SH SOLE 01 02 10275 0 0 MSCI Eurozone ETF-iShares com 464286608 35 909 SH SOLE 01 02 909 0 0 MSCI Materials ETF-Fidelity com 316092881 22 700 SH SOLE 01 02 700 0 0 Nasdaq Biotechnology ETF-iShar com 464287556 269 2405 SH SOLE 01 02 2405 0 0 Nestle SA ADR com 641069406 5421 56875 SH SOLE 01 02 56875 0 0 Netflix Inc com 64110L106 3 9 SH SOLE 01 02 9 0 0 NextEra Energy, Inc. com 302571104 358 1850 SH SOLE 01 02 1850 0 0 Nike B com 654106103 147 1743 SH SOLE 01 02 1743 0 0 Norfolk Southern Corp com 655844108 37 200 SH SOLE 01 02 200 0 0 Northern Oil & Gas, Inc com 665531109 10 3750 SH SOLE 01 02 3750 0 0 Northrop Grumman Corp com 666807102 19 70 SH SOLE 01 02 70 0 0 Novartis A G Spon ADR com 66987V109 5827 60607 SH SOLE 01 02 60607 0 0 Novo-Nordisk A-S ADR com 670100205 1416 27075 SH SOLE 01 02 27075 0 0 Nutrien Ltd com 67077M108 21 400 SH SOLE 01 02 400 0 0 NVIDIA Corp com 67066G104 3859 21491 SH SOLE 01 02 21491 0 0 NXP Semiconductors Nv com N6596X109 31 350 SH SOLE 01 02 350 0 0 Occidental Petroleum Corp com 674599105 900 13598 SH SOLE 01 02 13598 0 0 Ocean Spray 4 percent Pfd com 675022206 18 1323 SH SOLE 01 02 1323 0 0 Opiant Pharmaceuticals com 683750103 4 300 SH SOLE 01 02 300 0 0 Oracle Corporation com 68389X105 206 3842 SH SOLE 01 02 3842 0 0 Paccar Inc com 693718108 68 1000 SH SOLE 01 02 1000 0 0 Packaging Corp Of America com 695156109 31 312 SH SOLE 01 02 312 0 0 Palo Alto Networks com 697435105 43 175 SH SOLE 01 02 175 0 0 Paychex Inc com 704326107 5281 65843 SH SOLE 01 02 65843 0 0 PayPal Holdings Inc com 70450Y103 5301 51052 SH SOLE 01 02 51052 0 0 Peoples United Financial, Inc com 712704105 49 3000 SH SOLE 01 02 3000 0 0 Pepsico com 713448108 8742 71331 SH SOLE 01 02 71331 0 0 Pfizer Inc com 717081103 2057 48436 SH SOLE 01 02 48436 0 0 Philip Morris Intl Inc com 718172109 4039 45694 SH SOLE 01 02 45694 0 0 Phillips 66 com 718546104 403 4234 SH SOLE 01 02 4234 0 0 Pinnacle West Capital Corp com 723484101 29 300 SH SOLE 01 02 300 0 0 Pitney Bowes com 724479100 7 1000 SH SOLE 01 02 1000 0 0 Plug Power, Inc com 72919P202 2 660 SH SOLE 01 02 660 0 0 Potlatch Corporation com 737630103 57 1521 SH SOLE 01 02 1521 0 0 PRA Group, Inc com 73640Q105 8 300 SH SOLE 01 02 300 0 0 Prime Cyber Security ETF-ETF M com 26924G201 3 63 SH SOLE 01 02 63 0 0 Procter & Gamble com 742718109 7597 73010 SH SOLE 01 02 73010 0 0 Prudential Financial, Inc com 744320102 2 17 SH SOLE 01 02 17 0 0 Public Service Enterprise Grou com 744573106 89 1500 SH SOLE 01 02 1500 0 0 Public Storage com 74460D109 177 813 SH SOLE 01 02 813 0 0 Qad Inc com 74727D306 19 441 SH SOLE 01 02 441 0 0 Qualcomm Inc com 747525103 164 2884 SH SOLE 01 02 2884 0 0 Quanterix Corporation com 74766Q101 18 700 SH SOLE 01 02 700 0 0 Raytheon Co Com New com 755111507 182 1000 SH SOLE 01 02 1000 0 0 Real Estate ETF-Vanguard com 922908553 70 809 SH SOLE 01 02 809 0 0 Realty Income Corp com 756109104 4506 61256 SH SOLE 01 02 61256 0 0 Republic Services com 760759100 80 1000 SH SOLE 01 02 1000 0 0 Resideo Technologies Inc com 76118Y104 2 104 SH SOLE 01 02 104 0 0 ResMed Inc com 761152107 1509 14515 SH SOLE 01 02 14515 0 0 Rio Tinto PLC ADR com 204412209 6 100 SH SOLE 01 02 100 0 0 Robotics & AI ETF-Global X Fun com 37954Y715 27 1352 SH SOLE 01 02 1352 0 0 Roche Holding AG ADR com 771195104 17 480 SH SOLE 01 02 480 0 0 Rockwell Automation Inc com 773903109 4 25 SH SOLE 01 02 25 0 0 Roper Technologies com 776696106 1638 4790 SH SOLE 01 02 4790 0 0 Royal Bank of Canada Montreal com 780087102 23 300 SH SOLE 01 02 300 0 0 Royal Dutch Shell B ADR com 780259107 495 7745 SH SOLE 01 02 7745 0 0 Russell 2000 Value Index ETF-i com 464287630 10 80 SH SOLE 01 02 80 0 0 Russell Mid-Cap Growth ETF iSh com 464287481 19 142 SH SOLE 01 02 142 0 0 Russell Midcap ETF-iShares com 464287499 154 2860 SH SOLE 01 02 2860 0 0 Ryder System Inc com 783549108 62 1000 SH SOLE 01 02 1000 0 0 S&P 500 ETF-SPDR com 78462F103 527 1864 SH SOLE 01 02 1864 0 0 S&P Biotech ETF-SPDR com 78464A870 615 6795 SH SOLE 01 02 6795 0 0 S&P Dividend ETF-SPDR com 78464A763 28 280 SH SOLE 01 02 280 0 0 S&P Global, Inc com 78409V104 63 300 SH SOLE 01 02 300 0 0 S&P GSCI Commodity ETF-iShares com 46428R107 5 300 SH SOLE 01 02 300 0 0 Schlumberger NV com 806857108 67 1531 SH SOLE 01 02 1531 0 0 Select Preferred & Income Fd-C com 19248Y107 181 6765 SH SOLE 01 02 6765 0 0 Sempra Energy com 816851109 171 1362 SH SOLE 01 02 1362 0 0 Short-Term Bond ETF-Vanguard com 921937827 457 5740 SH SOLE 01 02 5740 0 0 Silver Trust ETF-iShares com 46428Q109 4 300 SH SOLE 01 02 300 0 0 Simon Property Group com 828806109 146 801 SH SOLE 01 02 801 0 0 SM Energy Co com 792228108 9 500 SH SOLE 01 02 500 0 0 Small Cap Value ETF-Vanguard com 922908611 45 350 SH SOLE 01 02 350 0 0 Snap Inc Cl A com 83304A106 17 1518 SH SOLE 01 02 1518 0 0 Sonoco Products Co com 835495102 80 1300 SH SOLE 01 02 1300 0 0 Southwest Gas Hldgs com 844895102 16 200 SH SOLE 01 02 200 0 0 Spotify Technology S.A. com L8681T102 14 100 SH SOLE 01 02 100 0 0 Starbucks Corp com 855244109 15 200 SH SOLE 01 02 200 0 0 State Street Corp com 857477103 28 425 SH SOLE 01 02 425 0 0 State Street Corp 6 percent Pfd com 857477889 230 9000 SH SOLE 01 02 9000 0 0 State Street Corp 6 percent Pfd com 857477889 102 4000 SH SOLE 01 02 4000 0 0 Sterling Bancorp com 85917A100 43 2292 SH SOLE 01 02 2292 0 0 Stock Yards Bancorp Inc com 861025104 831 24575 SH SOLE 01 02 24575 0 0 Stryker Corp com 863667101 3505 17745 SH SOLE 01 02 17745 0 0 Sturm Ruger & Co Inc com 864159108 5 100 SH SOLE 01 02 100 0 0 Suntrust Banks Inc com 867914103 325 5491 SH SOLE 01 02 5491 0 0 Synchrony Financial com 87165B103 3 98 SH SOLE 01 02 98 0 0 Synovus Finl Co com 87161C501 5 142 SH SOLE 01 02 142 0 0 Sysco Corporation com 871829107 264 3960 SH SOLE 01 02 3960 0 0 Takeda Pharma Co com 874060205 15 745 SH SOLE 01 02 745 0 0 Tapestry Inc com 876030107 95 2920 SH SOLE 01 02 2920 0 0 Targa Resources Corp com 87612G101 38 920 SH SOLE 01 02 920 0 0 Target Corporation com 87612E106 16 200 SH SOLE 01 02 200 0 0 Tata Motors Ltd ADR com 876568502 2 150 SH SOLE 01 02 150 0 0 TE Connectivity LTD com G9144P105 42 525 SH SOLE 01 02 525 0 0 Teleflex Inc com 879369106 2810 9300 SH SOLE 01 02 9300 0 0 Terra Tech Corp com 88102J209 1 634 SH SOLE 01 02 634 0 0 Tesla Motors, Inc com 88160R101 45 162 SH SOLE 01 02 162 0 0 Texas Capital Bancshares 6.5 percent com 882228406 802 30900 SH SOLE 01 02 30900 0 0 Texas Instruments com 882508104 37 350 SH SOLE 01 02 350 0 0 The Chemours Co com 163851108 2 57 SH SOLE 01 02 57 0 0 The Hershey Co com 427866108 40 350 SH SOLE 01 02 350 0 0 The Kraft Heinz Co com 500754106 42 1291 SH SOLE 01 02 1291 0 0 The Southern Company com 842587107 128 2471 SH SOLE 01 02 2471 0 0 Thermo Fisher Scientific, Inc com 883556102 812 2965 SH SOLE 01 02 2965 0 0 Thomson Reuters Corp com 884903709 54 907 SH SOLE 01 02 907 0 0 TJX Cos com 872540109 240 4506 SH SOLE 01 02 4506 0 0 Toronto Dominion Bank com 891160509 2482 45686 SH SOLE 01 02 45686 0 0 Total SA ADR com 89151E109 15 274 SH SOLE 01 02 274 0 0 Transcanada Corp com 89353D107 2347 52229 SH SOLE 01 02 52229 0 0 Transocean Inc New com H8817H100 3 316 SH SOLE 01 02 316 0 0 Travelers Companies Inc com 89420G109 31 225 SH SOLE 01 02 225 0 0 Twitter Inc com 90184L102 58 1771 SH SOLE 01 02 1771 0 0 U S Bancorp com 902973304 826 17131 SH SOLE 01 02 17131 0 0 U-Blox Holding Ag Ord com H89210100 27 350 SH SOLE 01 02 350 0 0 U.S. Broad Market ETF-Schwab com 808524102 330 4853 SH SOLE 01 02 4853 0 0 U.S. Ecology, Inc com 025533407 34 600 SH SOLE 01 02 600 0 0 Union Pacific Corp com 907818108 33 200 SH SOLE 01 02 200 0 0 United Parcel Service B com 911312106 4 35 SH SOLE 01 02 35 0 0 United Technologies Corp com 913017109 2579 20009 SH SOLE 01 02 20009 0 0 United Therapeutics Corp com 91307C102 12 100 SH SOLE 01 02 100 0 0 Unitedhealth Group Inc com 91324P102 37 150 SH SOLE 01 02 150 0 0 Unitil Corp com 913259107 54 1000 SH SOLE 01 02 1000 0 0 US Bancorp 6.50 percent Pfd com 902973833 1976 73775 SH SOLE 01 02 73775 0 0 US Bancorp 6.50 percent Pfd com 902973833 209 7800 SH SOLE 01 02 7800 0 0 Utilities Select ETF-SPDR com 81369Y886 17 300 SH SOLE 01 02 300 0 0 Verizon Communications com 92343V104 1078 18239 SH SOLE 01 02 18239 0 0 Vertex Pharmaceuticals com 92532F100 2060 11200 SH SOLE 01 02 11200 0 0 Visa Inc com 92826C839 33 210 SH SOLE 01 02 210 0 0 Vodafone Group PLC ADR com 92857W209 6 321 SH SOLE 01 02 321 0 0 Vornado Realty Trust com 929042109 42 626 SH SOLE 01 02 626 0 0 W E C Energy Group I com 92939U106 11 141 SH SOLE 01 02 141 0 0 Wabtec com 929740108 9 116 SH SOLE 01 02 116 0 0 Wal-Mart Stores Inc com 931142103 29 300 SH SOLE 01 02 300 0 0 Walgreens Boots Alliance Inc com 931427108 90 1415 SH SOLE 01 02 1415 0 0 Walt Disney Co com 254687106 102 922 SH SOLE 01 02 922 0 0 Washington Trust Bancorp com 940610108 94 1959 SH SOLE 01 02 1959 0 0 Waters Corp com 941848103 10548 41905 SH SOLE 01 02 41905 0 0 Wells Fargo & Co com 949746101 449 9301 SH SOLE 01 02 9301 0 0 Wells Fargo 5.5 percent Pfd com 94988U672 708 28000 SH SOLE 01 02 28000 0 0 Wells Fargo 5.5 percent Pfd com 94988U672 316 12500 SH SOLE 01 02 12500 0 0 Wells Fargo Pref Stock ETF-SPD com 78464A292 814 19075 SH SOLE 01 02 19075 0 0 Welltower Inc com 95040Q104 523 6746 SH SOLE 01 02 6746 0 0 Western Asset Emerg Mkts Debt com 95766A101 5 400 SH SOLE 01 02 400 0 0 Weyerhaeuser Co com 962166104 4184 158862 SH SOLE 01 02 158862 0 0 Worthington Inds Inc com 981811102 37 1000 SH SOLE 01 02 1000 0 0 Xcel Energy Inc com 98389B100 39 700 SH SOLE 01 02 700 0 0 Yum Brands Inc com 988498101 8 80 SH SOLE 01 02 80 0 0 Yum China Holdings I com 98850P109 4 80 SH SOLE 01 02 80 0 0 Zimmer Biomet Hldgs com 98956P102 13 100 SH SOLE 01 02 100 0 0