X0306 4 2013-10-21 0 0001506492 Sunshine Heart, Inc. SSH 0001586025 Verta Patrick 12988 VALLEY VIEW ROAD EDEN PRAIRIE MN 55344 0 1 0 0 Chief Medical Officer Non-Statutory Stock Option (right to buy) 10.73 2013-10-21 4 A 0 148000 0 A 2023-10-21 Common Stock 148000 148000 D On October 21, 2013 the reporting person was granted 148,000 common stock options. The options will vest as follows: 25% of the options will vest on October 21, 2014 and the remaining options will vest in 36 equal consecutive increments so that all of the options will be vested on the four-year anniversary of the date of the grant. Exhibit List; Exhibit 24 - Power of Attorney Gayle Aiken, by Power of Attorney 2013-10-22