X0306 4 2014-08-01 0 0001506492 Sunshine Heart, Inc. SSH 0001540204 Kridner Debra 12988 VALLEY VIEW ROAD EDEN PRAIRIE MN 55344 0 1 0 0 Exec VP, Regulatory Affairs Common Stock 12784 D Common Stock 2014-08-01 4 A 0 19800 0 A 32584 D Incentive Stock Options (right to buy) 4.95 2014-08-01 4 A 0 29700 4.95 A 2024-08-01 common stock 29700 29700 D Consists of restricted stock unit awards, the shares underlying which will vest in 12 equal consecutive monthly increments, so that all of the shares will be vested on the one-year anniversary of the date of grant. On August 1, 2014, the reporting person was granted 29,700 common stock options. The options will vest as follows: 25% of the shares will vest on August 1, 2015 and the remaining shares will vest in 36 equal consecutive increments so that all of the shares will be vested on the four-year anniversary of the date of grant. Gayle C. Aiken, by Power of Attorney 2014-08-05