0000929638-26-002893.txt : 20260805 0000929638-26-002893.hdr.sgml : 20260805 20260805171429 ACCESSION NUMBER: 0000929638-26-002893 CONFORMED SUBMISSION TYPE: SCHEDULE 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20260805 DATE AS OF CHANGE: 20260805 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nuwellis, Inc. CENTRAL INDEX KEY: 0001506492 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] ORGANIZATION NAME: 08 Industrial Applications and Services EIN: 680533453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SCHEDULE 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86733 FILM NUMBER: 261244806 BUSINESS ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-345-4200 MAIL ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: CHF Solutions, Inc. DATE OF NAME CHANGE: 20170523 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Heart, Inc. DATE OF NAME CHANGE: 20101124 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lind Global Fund III LP CENTRAL INDEX KEY: 0002071860 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SCHEDULE 13G BUSINESS ADDRESS: STREET 1: 444 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-701-7428 MAIL ADDRESS: STREET 1: 444 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SCHEDULE 13G 1 primary_doc.xml X0202 SCHEDULE 13G 0002071860 XXXXXXXX LIVE Common Stock, par value $0.0001 per share 08/03/2026 0001506492 Nuwellis, Inc. 67113Y801 12988 Valley View Road Eden Prairie MN 55344 Rule 13d-1(c) Lind Global Fund III LP b DE 193050 0 193050 0 193050 N 6.2 PN (1) The reporting person's ownership consists of (i) 193,050 shares of common stock and (ii) 193,050 warrants to purchase shares of common stock (the "Warrants"); however, due to the conversion limitations on the Warrants, the reporting person's beneficial ownership has been limited to 193,050 shares in the aggregate. (2) The Warrants include a provision limiting the holder's ability to convert the Warrants if such conversion would cause the holder to beneficially own greater than 4.99% of the Company Lind Global Partners III LLC b DE 193050 0 193050 0 193050 N 6.2 OO (1) The reporting person's ownership consists of (i) 193,050 shares of common stock and (ii) 193,050 Warrants; however, due to the conversion limitations on the Warrants, the reporting person's beneficial ownership has been limited to 193,050 shares in the aggregate. (2) The Warrants include a provision limiting the holder's ability to convert the Warrants if such conversion would cause the holder to beneficially own greater than 4.99% of the Company. EASTON JEFF b X1 193050 0 193050 0 193050 N 6.2 IN (1) The reporting person's ownership consists of (i) 193,050 shares of common stock and (ii) 193,050 Warrants; however, due to the conversion limitations on the Warrants, the reporting person's beneficial ownership has been limited to 193,050 shares in the aggregate. (2) The Warrants include a provision limiting the holder's ability to convert the Warrants if such conversion would cause the holder to beneficially own greater than 4.99% of the Company. Nuwellis, Inc. 12988 Valley View Road, Eden Prairie, Minnesota, 55344 This statement is filed by the following entities and individuals (collectively, referred to as the "Reporting Persons"): Lind Global Fund III LP, a Delaware limited partnership; Lind Global Partners III LLC, a Delaware limited liability company; and Jeff Easton, an individual and a citizen of the United States of America. Lind Global Partners III LLC, the general partner of Lind Global Fund III LP, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Fund III LP. Jeff Easton, the managing member of Lind Global Partners III LLC, may be deemed to have sole voting and dispositive power with respect to the shares held by Lind Global Fund III LP. The address of the principal business office for each of the Reporting Persons is: 444 Madison Ave, Floor 41 New York, NY 10022 See Row 4 of cover page for each Reporting Person. Y See Row 9 of cover page for each Reporting Person. See Row 11 of cover page for each Reporting Person. See Row 5 of cover page for each Reporting Person. See Row 6 of cover page for each Reporting Person. See Row 7 of cover page for each Reporting Person. See Row 8 of cover page for each Reporting Person. Y Y Y Y Y N By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ยง 240.14a-11. Exhibit 99.1 - Joint Filing Agreement Lind Global Fund III LP Lind Global Partners III LLC, its General Partner Jeff Easton, Managing Member 08/05/2026 Lind Global Partners III LLC Lind Global Partners III LLC Jeff Easton, Managing Member 08/05/2026 EASTON JEFF Jeff Easton Jeff Easton, Managing Member 08/05/2026 EX-99.1 2 exhibit99-1.htm
Exhibit 99.1

JOINT FILING AGREEMENT
 
The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock, par value $0.0001 per share, of Nuwellis, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.
 
August 5, 2026
LIND GLOBAL FUND III LP
 
 
By:
 
Lind Global Partners III LLC
 
 
its General Partner
 
 
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
LIND GLOBAL PARTNERS III LLC
 
 
By:
 
/s/ Jeff Easton
Name:
 
Jeff Easton
Title:
 
Managing Member
 
JEFF EASTON
 
By:
 
/s/ Jeff Easton