0001654954-21-001827.txt : 20210218 0001654954-21-001827.hdr.sgml : 20210218 20210218152351 ACCESSION NUMBER: 0001654954-21-001827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson Richard Alan CENTRAL INDEX KEY: 0001625766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36280 FILM NUMBER: 21649278 MAIL ADDRESS: STREET 1: 304 WEST UNIVERSITY AVENUE CITY: GAINESVILLE STATE: FL ZIP: 32601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SharpSpring, Inc. CENTRAL INDEX KEY: 0001506439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 050502529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5001 CELEBRATION POINTE AVENUE STREET 2: SUITE 410 CITY: GAINESVILLE STATE: FL ZIP: 32608 BUSINESS PHONE: 888-428-9605 MAIL ADDRESS: STREET 1: 5001 CELEBRATION POINTE AVENUE STREET 2: SUITE 410 CITY: GAINESVILLE STATE: FL ZIP: 32608 FORMER COMPANY: FORMER CONFORMED NAME: SMTP, Inc. DATE OF NAME CHANGE: 20101123 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2021-02-16 0001506439 SharpSpring, Inc. SHSP 0001625766 Carlson Richard Alan C/O SHARPSPRING, INC. 5001 CELEBRATION POINTE AVE, STE 410 GAINESVILLE FL 32608 true true CEO and President Restricted Stock Unit 0 2021-02-16 4 A false 6065 0 A Common Stock 6065 17972 D Stock option (Right to buy) 26.50 2021-02-16 4 A false 13506 0 A 2022-02-16 2031-02-15 Common Stock 13506 560984 D Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Represents a grant of RSUs under the Issuer's 2019 Equity Incentive Plan. 33% vest on February 16, 2022 with remaining vesting quarterly in equal installments of 1/12 thereafter commencing on April 1, 2022. Represents total number of all RSU's beneficially owned as of 2/16/2021. Represents total number of all stock options beneficially owned as of 2/16/2021. The options vest over a 4 year period, with 25% vesting on the first anniversary of the grant date and an additional 1/48 of the original number of options vesting every month thereafter. /s/ Richard Carlson 2021-02-18