0001209191-15-084381.txt : 20151209 0001209191-15-084381.hdr.sgml : 20151209 20151209213652 ACCESSION NUMBER: 0001209191-15-084381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151208 FILED AS OF DATE: 20151209 DATE AS OF CHANGE: 20151209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: InfraREIT, Inc. CENTRAL INDEX KEY: 0001506401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 273797217 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1807 ROSS AVENUE STREET 2: 4TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-855-6700 MAIL ADDRESS: STREET 1: 1807 ROSS AVENUE STREET 2: 4TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: InfraREIT, L.L.C. DATE OF NAME CHANGE: 20140716 FORMER COMPANY: FORMER CONFORMED NAME: InfraREIT L.L.C. DATE OF NAME CHANGE: 20140714 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRIC INFRASTRUCTURE ALLIANCE OF AMERICA, L.L.C. DATE OF NAME CHANGE: 20101123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates John A. CENTRAL INDEX KEY: 0001631929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36822 FILM NUMBER: 151279537 MAIL ADDRESS: STREET 1: 8343 DOUGLAS AVENUE STREET 2: SUITE 100 CITY: DALLAS STATE: TX ZIP: 75225 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-08 0 0001506401 InfraREIT, Inc. HIFR 0001631929 Gates John A. 1807 ROSS AVENUE, 4TH FLOOR DALLAS TX 75201 1 0 0 0 common stock, $0.01 par value per share 2015-12-08 4 P 0 5000 20.37 A 5000 D common stock, $0.01 par value per share 2015-12-09 4 P 0 2500 20.23 A 7500 D LTIP Units common stock 4000 4000 D This transaction was executed in multiple trades at prices ranging from $20.22 to $20.48. The price reported above reflects the weighted average acquisition price. Mr. Gates hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares acquired at each separate price. This transaction was executed in multiple trades at prices ranging from $20.01 to $20.47. The price reported above reflects the weighted average acquisition price. Mr. Gates hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares acquired at each separate price. In the aggregate, Mr. Gates beneficially owns 11,500 shares of common stock, consisting of the 7,500 shares of common stock shown in Table I together with 4,000 shares underlying the LTIP Units shown in Table II. Represents LTIP Units of InfraREIT Partners, LP, which are scheduled to vest on February 4, 2016. Pursuant to the Third Amended and Restated Agreement of Limited Partnership of InfraREIT Partners, LP, Mr. Gates may elect to convert any vested LTIP Units on a one-for-one basis to common units of InfraREIT Partners, LP in accordance with their terms. Common units are redeemable for cash or, at InfraREIT, Inc.'s election, shares of InfraREIT, Inc.'s common stock on a one-for-one basis on February 4, 2016. The rights to convert vested LTIP Units into common units and to redeem common units do not have expiration dates. /s/ Gregory S. Imhoff, as attorney-in-fact for John A. Gates 2015-12-09