0001209191-15-084381.txt : 20151209
0001209191-15-084381.hdr.sgml : 20151209
20151209213652
ACCESSION NUMBER: 0001209191-15-084381
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151208
FILED AS OF DATE: 20151209
DATE AS OF CHANGE: 20151209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: InfraREIT, Inc.
CENTRAL INDEX KEY: 0001506401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 273797217
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1807 ROSS AVENUE
STREET 2: 4TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-855-6700
MAIL ADDRESS:
STREET 1: 1807 ROSS AVENUE
STREET 2: 4TH FLOOR
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: InfraREIT, L.L.C.
DATE OF NAME CHANGE: 20140716
FORMER COMPANY:
FORMER CONFORMED NAME: InfraREIT L.L.C.
DATE OF NAME CHANGE: 20140714
FORMER COMPANY:
FORMER CONFORMED NAME: ELECTRIC INFRASTRUCTURE ALLIANCE OF AMERICA, L.L.C.
DATE OF NAME CHANGE: 20101123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates John A.
CENTRAL INDEX KEY: 0001631929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36822
FILM NUMBER: 151279537
MAIL ADDRESS:
STREET 1: 8343 DOUGLAS AVENUE
STREET 2: SUITE 100
CITY: DALLAS
STATE: TX
ZIP: 75225
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-12-08
0
0001506401
InfraREIT, Inc.
HIFR
0001631929
Gates John A.
1807 ROSS AVENUE, 4TH FLOOR
DALLAS
TX
75201
1
0
0
0
common stock, $0.01 par value per share
2015-12-08
4
P
0
5000
20.37
A
5000
D
common stock, $0.01 par value per share
2015-12-09
4
P
0
2500
20.23
A
7500
D
LTIP Units
common stock
4000
4000
D
This transaction was executed in multiple trades at prices ranging from $20.22 to $20.48. The price reported above reflects the weighted average acquisition price. Mr. Gates hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares acquired at each separate price.
This transaction was executed in multiple trades at prices ranging from $20.01 to $20.47. The price reported above reflects the weighted average acquisition price. Mr. Gates hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares acquired at each separate price.
In the aggregate, Mr. Gates beneficially owns 11,500 shares of common stock, consisting of the 7,500 shares of common stock shown in Table I
together with 4,000 shares underlying the LTIP Units shown in Table II.
Represents LTIP Units of InfraREIT Partners, LP, which are scheduled to vest on February 4, 2016. Pursuant to the Third Amended and Restated Agreement of Limited Partnership of InfraREIT Partners, LP, Mr. Gates may elect to convert any vested LTIP Units on a one-for-one basis to common units of InfraREIT Partners, LP in accordance with their terms. Common units are redeemable for cash or, at InfraREIT, Inc.'s election, shares of InfraREIT, Inc.'s common stock on a one-for-one basis on February 4, 2016. The rights to convert vested LTIP Units into common units and to redeem common units do not have expiration dates.
/s/ Gregory S. Imhoff, as attorney-in-fact for John A. Gates
2015-12-09