EX-99.2 3 d860877dex992.htm EX-99.2 EX-99.2

Exhibit 99.2

Appendix 3Y

Change of Director’s Interest Notice

 

 

Rule 3.19A.2

Appendix 3Y

Change of Director’s Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.

Introduced 30/9/2001.

 

Name of Entity:

   IMMUTEP LIMITED    (ASX:IMM)

ACN:

   009 237 889

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

 

Name of Director:

   Mr Marc Voigt

Date of Last Notice:

   9 December 2019

Part 1 - Change of director’s relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Direct or indirect interest   

A. Direct

 

B. Indirect

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

   Mr Marc Voigt holds indirect interests in IMM via JP Morgan Nominees Australia Limited
Date of change    2 January 2020
No. of securities held prior to change   

A. Direct

 

1.  5,925,028 FPOs.

 

2.  45 United States Level 1 American Depository Receipts (ADRs). Note that the ADR to FPO Ratio is 1:10.

 

3.  1,666,667 Performance Rights in accordance with shareholder approval obtained at the Annual General Meeting on 17 November 2017.

 

4.  3,600,000 Performance Rights in accordance with shareholder approval obtained at the Annual General Meeting on 1 November 2019.

 

B. Indirect

 

1.  55,750 FPOs.

Class    Ordinary Shares and Performance Rights

 

 

+

See chapter 19 for defined terms.

 

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Appendix 3Y

Change of Director’s Interest Notice

 

 

 

Number acquired   

A. Direct

 

1,666,667 FPOs

Number disposed   

A. Direct

 

1,666,667 Performance Rights

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

   Nil
No. of securities held after change   

A. Direct

 

1.  7,591,695 FPOs.

 

2.  45 United States Level 1 American Depository Receipts (ADRs). Note that the ADR to FPO Ratio is 1:10.

 

3.  3,600,000 Performance Rights in accordance with shareholder approval obtained at the Annual General Meeting on 1 November 2019.

 

B. Indirect

 

1.  55,750 FPOs.

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

   Mr Marc Voigt exercises 3rd tranche of his performance rights which vested to him i.e. 1,666,667 (post share consolidation basis) exercised and converted into ordinary shares, in accordance with shareholder approval received at the AGM on 17 November 2017.

Part 2 – Change of director’s interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.

 

Detail of contract    N/A
Nature of interest   

Name of registered holder

(if issued securities)

  
Date of change   

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

  
Interest acquired   
Interest disposed   

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

  
Interest after change   

 

 

+

See chapter 19 for defined terms.

 

Appendix 3Y Page 2    11/3/2002


Appendix 3Y

Change of Director’s Interest Notice

 

 

Part 3 - +Closed Period

 

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?    No
If so, was prior written clearance provided to allow the trade to proceed during this period?   
If prior written clearance was provided on what date was this provided?   

Date of notice: 2 January 2020

 

 

+

See chapter 19 for defined terms.

 

11/3/2002    Appendix 3Y Page 3