EX-99.4 5 d793323dex994.htm EX-99.4 EX-99.4

Exhibit 99.4

LOGO   Notification of Consolidation/Split

 

 

 

Notification of Consolidation/Split

Announcement Summary

Entity name

IMMUTEP LIMITED

Applicable security for the reorganisation

 

IMM    ORDINARY FULLY PAID
IMMAO    WARRANTS
IMMAL    OPTION EXPIRING VARIOUS DATES EX
VARIOUS PRICES
IMMAM    PERFORMANCE RIGHTS

Announcement Type

Update to previous announcement

Date of this announcement

Friday November 1, 2019

Reason for the Update

To confirm that security holder approval was received

Refer to below for full details of the announcement

Announcement Details

Part 1 - Entity and announcement details

1.1 *Name of +Entity

IMMUTEP LIMITED

 

     

Registration Number

 

1.2 *Registered Number Type

      009237889

ACN

  

1.3 *ASX issuer code

IMM

1.4 *The announcement is

Update/amendment to previous announcement

1.4a Reason for update to a previous announcement

To confirm that security holder approval was received

1.4b * Date of previous announcement(s) to this update

Thursday October 31, 2019

 

 

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1.5 *Date of this announcement

Friday November 1, 2019

1.6 *Securities affected by the reorganisation

 

IMM    ORDINARY FULLY PAID
IMMAO    WARRANTS
IMMAL    OPTION EXPIRING VARIOUS DATES EX
   VARIOUS PRICES
IMMAM    PERFORMANCE RIGHTS

Part 2 - Approvals

2.1 *Are any of the below approvals required for the reorganisation before business day 0 of the timetable?

 

Security holder approval

 

Court approval

 

Lodgement of court order with +ASIC

 

ACCC approval

 

FIRB approval

 

Another approval/condition external to the entity required to be given/met before business day 0 of the timetable for the reorganisation.

Yes

2.2 Approvals

 

Approval/Condition

+Security holder approval

  

Date for determination

Friday November 1, 2019

  

Is the date estimated
or actual?

Actual

   **Approval
received/condition
met?
         Yes

Comments

Part 3 - Reorganisation timetable and details

3.1 *+Record date

Wednesday November 6, 2019

3.2 Date of +security holder meeting

Friday November 1, 2019

3.3 Last day for trading in the pre-re-organised +securities

Monday November 4, 2019

3.4 *Effective date. Trading in the re-organised securities commences on a +deferred settlement basis. If the +entity’s securities are suspended from trading during this period there will be no +deferred settlement trading however ASX still captures this date.

Tuesday November 5, 2019

 

 

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3.5 Record date

Wednesday November 6, 2019

3.6 First day for +entity to send notices to +security holders of the change in the number of +securities they hold. First day for +entity to register +securities on a post-reorganised basis

Thursday November 7, 2019

3.7 *+Issue date. +Deferred settlement market ends. Last day for +entity to send notices to +security holder of the change in the number of +securities they hold. Last day for +entity to register +securities on a post-reorganised basis

Wednesday November 13, 2019

3.8 Trading starts on a normal T+2 basis

Thursday November 14, 2019

3.9 First settlement of trades conducted on a +deferred settlement basis and on a normal T+2 basis

Monday November 18, 2019

Part 4 - Reorganisation type and details

4.1 *The reorganisation is

+Security consolidation

4.1a *Consolidation ratio: the +securities will be consolidated on the basis that every

10

(pre-consolidation) +securities will be consolidated into

1

(post-consolidation) +security (/ies).

4.2 *Scrip fraction rounding

Fractions rounded up to the next whole number

Part 5 - +Securities on issue before and after reorganisation

5.1 *+Securities on issue before and after the reorganisation

 

*ASX +Security Code
IMM
   *ASX +Security
Description
     
   ORDINARY FULLY      
   PAID      
Quoted/unquoted
Quoted
   Number on issue
before reorganisation
   Number on issue after
reorganisation
   Estimate/Actual
Estimated
   3,877,122,311    387,712,231   
*ASX +Security Code
IMMAO
   *ASX +Security
Description
     
   WARRANTS      
Quoted/unquoted
Unquoted
   Number on issue
before reorganisation
   Number on issue after
reorganisation
   Estimate/Actual
Estimated
   3,633,718    363,372   

 

 

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*ASX +Security Code    *ASX +Security      
IMMAL    Description      
   OPTION EXPIRING      
   VARIOUS DATES EX      
   VARIOUS PRICES      
Quoted/unquoted    Number on issue    Number on issue after    Estimate/Actual
Unquoted    before reorganisation    reorganisation    Estimated
   381,740,601    38,174,060   
*ASX +Security Code    *ASX +Security      
IMMAM    Description      
   PERFORMANCE      
   RIGHTS      
Quoted/unquoted    Number on issue    Number on issue after    Estimate/Actual
Unquoted    before reorganisation    reorganisation    Estimated
   105,045,139    10,504,514   

5.2 *Exercise price of options

 

*ASX +Security Code    *ASX +Security Description      
IMMAO    WARRANTS      
Quoted/unquoted    Exercise price before    Exercise price after   
Unquoted    reorganisation    reorganisation   
   0.00000000    0.00000000   
*ASX +Security Code    *ASX +Security Description      
IMMAL    OPTION EXPIRING      
   VARIOUS DATES EX      
   VARIOUS PRICES      
Quoted/unquoted    Exercise price before    Exercise price after   
Unquoted    reorganisation    reorganisation   
   0.00000000    0.00000000   
*ASX +Security Code    *ASX +Security Description      
IMMAM    PERFORMANCE RIGHTS      
Quoted/unquoted    Exercise price before    Exercise price after   
Unquoted    reorganisation    reorganisation   
   0.00000000    0.00000000   

Part 6 - Further information

6.1 Further information relating to the reorganisation

6.2 Additional information for inclusion in the Announcement Summary

 

 

 

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