0001506073-15-000003.txt : 20150722 0001506073-15-000003.hdr.sgml : 20150722 20150722153634 ACCESSION NUMBER: 0001506073-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150722 DATE AS OF CHANGE: 20150722 EFFECTIVENESS DATE: 20150722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wellington Shields & Co., LLC CENTRAL INDEX KEY: 0001506073 IRS NUMBER: 263489406 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14518 FILM NUMBER: 15999946 BUSINESS ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-320-3000 MAIL ADDRESS: STREET 1: 140 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001506073 XXXXXXXX 06-30-2015 06-30-2015 Wellington Shields & Co., LLC
140 BROADWAY NEW YORK NY 10005
13F HOLDINGS REPORT 028-14518 N
Steve Portas CCO 212-732-6800 Steve Portas New York NY 07-22-2015 0 110 162437 false
INFORMATION TABLE 2 wsc2nd.xml 3M COMPANY COM 88579Y101 663 4300 SH SOLE 0 0 4300 ABBOTT LABS COM 002824100 891 18150 SH SOLE 0 0 18150 ABBVIE INC COM 00287Y109 1287 19150 SH SOLE 0 0 19150 AFLAC INC. COM 001055102 352 5656 SH SOLE 0 0 5656 ALTRIA GROUP INC. COM 02209S103 1406 28750 SH SOLE 0 0 28750 AMERICAN AIRLINES GROUP INC COM 02376R102 2596 65000 SH SOLE 0 0 65000 AMERICAN EXPRESS COM 025816109 715 9200 SH SOLE 0 0 9200 APPLE COMPUTER COM 037833100 1246 9934 SH SOLE 0 0 9934 AT&T INC. COM 00206R102 3453 97200 SH SOLE 0 0 97200 BANK OF AMERICA CORP COM 060505104 223 13131 SH SOLE 0 0 13131 BANK OF NEW YORK MELLON CORP COM 064058100 214 5098 SH SOLE 0 0 5098 BAXTER INT'L COM 071813109 860 12304 SH SOLE 0 0 12304 BB&T CORP. COM 054937107 202 5000 SH SOLE 0 0 5000 BLACKSTONE MORTGAGE TRUST INC COM 09257W100 290 10420 SH SOLE 0 0 10420 BON TON STORES INC COM 09776J101 118 25500 SH SOLE 0 0 25500 BP PLC ADR COM 055622104 979 24496 SH SOLE 0 0 24496 BRISTOL MYERS SQUIBB COM 110122108 3850 57865 SH SOLE 0 0 57865 CASI PHARMACEUTICALS INC COM 14757U109 876 489372 SH SOLE 0 0 489372 CATERPILLAR COM 149123101 297 3500 SH SOLE 0 0 3500 CERNER CORP COM 156782104 221 3200 SH SOLE 0 0 3200 CHEVRON CORP. COM 166764100 649 6729 SH SOLE 0 0 6729 CHICAGO BRIDGE & IRON COM 167250109 3121 62375 SH SOLE 0 0 62375 CHINA SHUANGJI CEMENT LTD COM 16943b200 0 10000 SH SOLE 0 0 10000 CISCO SYSTEMS COM 17275R102 889 32374 SH SOLE 0 0 32374 CITIGROUP INC COM 172967424 405 7340 SH SOLE 0 0 7340 COCA COLA COM 191216100 708 18038 SH SOLE 0 0 18038 COMCAST CORP COM 20030N101 267 4446 SH SOLE 0 0 4446 COMPASS DIVERSIFIED HOLDINGS COM 20451Q104 370 22580 SH SOLE 0 0 22580 CONAGRA FOODS COM 205887102 301 6875 SH SOLE 0 0 6875 CONOCOPHILLIPS COM 20825C104 279 4550 SH SOLE 0 0 4550 CORNING INC COM 219350105 390 19770 SH SOLE 0 0 19770 CVS HEALTH CORP COM 126650100 200 1909 SH SOLE 0 0 1909 D T E ENERGY CO COM 233331107 266 3569 SH SOLE 0 0 3569 DEVON ENERGY COM 25179M103 226 3800 SH SOLE 0 0 3800 DIAGEO COM G42089113 442 15375 SH SOLE 0 0 15375 DISNEY, WALT COM 254687106 2627 23012 SH SOLE 0 0 23012 DOMINION RESOURCES COM 25746U109 212 3167 SH SOLE 0 0 3167 DU PONT (EI) DE NEMOURS COM 263534109 707 11051 SH SOLE 0 0 11051 DUKE ENERGY CORP COM 26441C204 561 7946 SH SOLE 0 0 7946 EASTMAN CHEMICAL COM 277432100 479 5850 SH SOLE 0 0 5850 ELI LILLY COM 532457108 468 5600 SH SOLE 0 0 5600 EQUIFAX COM 294429105 1301 13399 SH SOLE 0 0 13399 EXPRESS SCRIPTS HOLDING CO COM 30219G108 10588 119051 SH SOLE 0 0 119051 EXXON MOBIL CORP COM 30231G102 4512 54226 SH SOLE 0 0 54226 F X ENERGY COM 302695101 1020 1158584 SH SOLE 0 0 1158584 FIDELITY NATIONAL INFORMATION COM 31620M106 754 12198 SH SOLE 0 0 12198 FLOWERS FOODS INC. COM 343498101 141079 6670407 SH SOLE 0 0 6670407 FORD MOTOR COM 345370860 202 13450 SH SOLE 0 0 13450 FREEPORT MCMORAN INC COM 35671D857 402 21600 SH SOLE 0 0 21600 FRONTIER COMMUNICATIONS CORP COM 35906a108 59 12018 SH SOLE 0 0 12018 GENERAL ELECTRIC COM 369604103 2794 105160 SH SOLE 0 0 105160 GEO GROUP INC COM 36162J106 690 20200 SH SOLE 0 0 20200 GILEAD SCIENCES INC. COM 375558103 222 1900 SH SOLE 0 0 1900 GREIF INC CL B COM 397624206 259 6400 SH SOLE 0 0 6400 HALLIBURTON CO COM 406216101 517 12000 SH SOLE 0 0 12000 HEWLETT PACKARD COM 428236103 538 17925 SH SOLE 0 0 17925 HOME SOLUTIONS HEALTH INC COM 43735N104 0 50000 SH SOLE 0 0 50000 HONEYWELL INTERNATIONAL COM 438516106 2368 23223 SH SOLE 0 0 23223 ILLINOIS TOOL WORKS COM 452308109 220 2400 SH SOLE 0 0 2400 ILLUMINA INC. COM 452327109 32869 150528 SH SOLE 0 0 150528 INT'L BUS MACHINES COM 459200101 3478 21379 SH SOLE 0 0 21379 INTEL CORP COM 458140100 280 9200 SH SOLE 0 0 9200 INTERNATIONAL PAPER COM 460146103 462 9700 SH SOLE 0 0 9700 ISHARES UNITED STATES TREASURY COM 464287176 336 3000 SH SOLE 0 0 3000 JOHNSON & JOHNSON COM 478160104 716 7345 SH SOLE 0 0 7345 JP MORGAN CHASE COM 46625H100 1405 20742 SH SOLE 0 0 20742 KIMBERLY CLARK COM 494368103 233 2200 SH SOLE 0 0 2200 KRAFT FOODS GROUP COM 50076Q106 373 4383 SH SOLE 0 0 4383 LEUCADIA NATIONAL CORP COM 527288104 845 34800 SH SOLE 0 0 34800 LIDCO GROUP COM G5478T101 448 2589870 SH SOLE 0 0 2589870 M&T BANK CORP COM 55261F104 215 1723 SH SOLE 0 0 1723 MCKESSON CORP COM 58155Q103 242 1075 SH SOLE 0 0 1075 MERCK & CO COM 58933Y105 685 12030 SH SOLE 0 0 12030 MICROSOFT COM 594918104 3255 73734 SH SOLE 0 0 73734 MONDELEZ INTERNATIONAL INC A COM 609207105 608 14770 SH SOLE 0 0 14770 NEW YORK COMMUNITY BANCORP INC COM 649445103 259 14100 SH SOLE 0 0 14100 NEW YORK MORTGAGE TR INC COM 649604501 127 17000 SH SOLE 0 0 17000 NEXTERA ENERGY INC COM 65339F101 333 3400 SH SOLE 0 0 3400 NORFOLK SOUTHERN COM 655844108 537 6150 SH SOLE 0 0 6150 O'REILLY AUTOMOTIVE INC COM 67103H107 452 2000 SH SOLE 0 0 2000 PEPSICO COM 713448108 1229 13165 SH SOLE 0 0 13165 PFIZER COM 717081103 1501 44770 SH SOLE 0 0 44770 PHILIP MORRIS INTERNATIONAL IN COM 718172109 1515 18900 SH SOLE 0 0 18900 PLUM CREEK TIMBER COM 729251108 450 11100 SH SOLE 0 0 11100 PNC FINANCIAL CORP COM 693475105 1190 12446 SH SOLE 0 0 12446 PROCTER & GAMBLE COM 742718109 1062 13575 SH SOLE 0 0 13575 SCHLUMBERGER LTD COM 806857108 388 4500 SH SOLE 0 0 4500 SENSIENT TECHNOLOGIES CORP COM 81725t100 205 3000 SH SOLE 0 0 3000 SIGMA-ALDRICH CORP COM 826552101 209 1500 SH SOLE 0 0 1500 SOUTHERN COMPANY COM 842587107 509 12152 SH SOLE 0 0 12152 SPECTRA ENERGY COM 847560109 237 7280 SH SOLE 0 0 7280 SPECTRANETICS COM 84760C107 16135 701225 SH SOLE 0 0 701225 THOMASVILLE BANCSHARES INC COM 884608100 295 10000 SH SOLE 0 0 10000 THORATEC LABS CORP COM 885175307 457 10254 SH SOLE 0 0 10254 TIFFANY & CO COM 886547108 294 3200 SH SOLE 0 0 3200 TOOTSIE ROLL COM 890516107 222 6878 SH SOLE 0 0 6878 TRINITY INDS INC. COM 896522109 759 28700 SH SOLE 0 0 28700 TVA GROUP INC CL B COM 872948203 76 19800 SH SOLE 0 0 19800 UMB FINANCIAL CORP COM 902788108 1140 20000 SH SOLE 0 0 20000 UNION PACIFIC COM 907818108 1442 15120 SH SOLE 0 0 15120 UNIVERSAL ELECTRONICS COM 913483103 15631 313622 SH SOLE 0 0 313622 VASOMEDICAL INC COM 922321104 2 11000 SH SOLE 0 0 11000 VERIZON COMM COM 92343V104 2080 44628 SH SOLE 0 0 44628 VODAFONE GROUP PLC COM 92857W308 203 5577 SH SOLE 0 0 5577 W.P. CAREY INC. COM 92936U109 1115 18917 SH SOLE 0 0 18917 WABCO HOLDINGS INC. COM 92927k102 223 1800 SH SOLE 0 0 1800 WASTE MGT. COM 94106L109 555 11983 SH SOLE 0 0 11983 WEYERHAEUSER COM 962166104 602 19100 SH SOLE 0 0 19100 WILLIAMS CO COM 969457100 363 6325 SH SOLE 0 0 6325 XEROX COM 984121103 406 38116 SH SOLE 0 0 38116