SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
James Joshua G

(Last) (First) (Middle)
C/O DOMO, INC.
772 EAST UTAH VALLEY DRIVE

(Street)
AMERICAN FORK UT 84003

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
DOMO, INC. [ DOMO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/09/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
11/14/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class B Common Stock 11/09/2022 S 7,284 D $13.1253(1)(2) 92,716(2) I(2) Cocolalla, LLC(3)
Class B Common Stock 11/10/2022 S 30,000(4) D $14.5981(4)(5) 211,030(4) D(4)
Class B Common Stock 11/10/2022 S 61,736(4) D $14.5903(4)(6) 30,980(4) I(4) Cocolalla, LLC(3)
Class B Common Stock 11/11/2022 S 7,500(7) D $14.7273(7)(8) 203,530(7) D(7)
Class B Common Stock 11/11/2022 S 400(7) D $14.159(7)(9) 203,130(7) D(7)
Class B Common Stock 11/11/2022 S 4,954(7) D $14.7531(7)(10) 26,026(7) I(7) Cocolalla, LLC(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
James Joshua G

(Last) (First) (Middle)
C/O DOMO, INC.
772 EAST UTAH VALLEY DRIVE

(Street)
AMERICAN FORK UT 84003

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Cocolalla, LLC

(Last) (First) (Middle)
C/O DOMO, INC.
772 EAST UTAH VALLEY DRIVE

(Street)
AMERICAN FORK UT 84003

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $13.06 to $13.28 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
2. On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of 7,284 shares of the issuer's Class B common stock on November 9, 2022. In fact, as reported by this amendment, such shares of Class B common stock had been held by, and were disposed of by, Cocolalla, LLC. In addition, the original Form 4 mistakenly reported the weighted average sale price of the shares subject to such transaction and the range of prices at which such shares were sold.
3. Joshua G. James is the manager of Cocolalla, LLC, with voting and dispositive power over the securities held by Cocolalla, LLC. Consequently, Mr. James may may be deemed to beneficially own the shares of the issuer's Class B common stock held of record by Cocolalla, LLC.
4. On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 91,736 shares of the issuer's Class B common stock on November 10, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 30,000 shares on such date and Cocolalla, LLC disposed of an aggregate of 61,736 shares on such date.
5. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.43 to $14.93 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
6. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.15 to $14.94 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
7. On November 14, 2022, Joshua G. James filed a Form 4 that incorrectly reported the disposition by Mr. James of an aggregate of 12,854 shares of the issuer's Class B common stock on November 11, 2022. In fact, as reported by this amendment, Mr. James disposed of an aggregate of 7,900 shares on such date and Cocolalla, LLC disposed of an aggregate of 4,954 shares on such date.
8. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.22 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
9. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.11 to $14.19 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
10. The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $14.22 to $15.21 per share inclusive. Upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Remarks:
/s/ Adam Gerulat, attorney-in-fact 03/31/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.