X0305 4 2012-06-06 0001120370 BROADWIND ENERGY, INC. BWEN 0001505863 Duprey Peter C. 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 1 1 0 0 President and CEO Common Stock 2012-06-06 4 P 0 29353 .2871 A 810191 D Common Stock 2012-06-07 4 P 0 50647 .2875 A 860838 D Stock Option (Right to Buy) 1.77 2020-11-15 Common Stock 220000 220000 D Stock Option (Right to Buy) .34 2022-05-04 Common Stock 580838 580838 D The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.277 to $0.2875 inclusive. The reporting person undertakes to provide Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Represents 135,000 of restricted stock units that vest in 45,000 share increments on each of 11/15/12, 11/15/13 and 11/15/14 and (ii) 580,838 of restricted stock units that vest in 145,209 share increments on each of 5/4/13 and 5/4/15 and in 145,210 share increments on 5/4/14 and 5/4/16. 55,000 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14. 145,209 shares vest on each of 5/4/13 and 5/4/15 and 145,210 share increments on 5/4/14 and 5/4/16. /s/ Ryan C. Brauer as Attorney-in-Fact for Peter C. Duprey pursuant to Power of Attorney filed herewith. 2012-06-11