0001144204-17-049478.txt : 20170925 0001144204-17-049478.hdr.sgml : 20170925 20170925162219 ACCESSION NUMBER: 0001144204-17-049478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170921 FILED AS OF DATE: 20170925 DATE AS OF CHANGE: 20170925 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lampert Todd CENTRAL INDEX KEY: 0001607630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36448 FILM NUMBER: 171100035 MAIL ADDRESS: STREET 1: C/O BANKWELL FINANCIAL GROUP, INC. STREET 2: 220 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bankwell Financial Group, Inc. CENTRAL INDEX KEY: 0001505732 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 208251355 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: (203) 972-3838 MAIL ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 FORMER COMPANY: FORMER CONFORMED NAME: BNC Financial Group, Inc. DATE OF NAME CHANGE: 20101115 4 1 v475756_4.xml FORM 4 X0306 4 2017-09-21 0 0001505732 Bankwell Financial Group, Inc. BWFG 0001607630 Lampert Todd C/O BANKWELL FINANCIAL GROUP, INC. 220 ELM STREET NEW CANAAN CT 06840 1 0 0 0 Common Stock 350 D Common Stock 1000 D Common Stock 500 D Common Stock 500 D Common Stock 2017-09-21 4 S 0 1600 34.0293 D 26827 D Common Stock 2017-09-22 4 S 0 550 33.6589 D 26277 D Common Stock 2017-09-22 4 S 0 100 33.8500 D 26177 D Stock Options 20.7 2007-12-12 2017-12-12 Common Stock 3871 3871 D Stock Options 20.7 2007-12-12 2017-12-12 Common Stock 1456 1456 D 1,400 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, 1,050 Shares have vested. 9,499 of Shares reported are owned jointly with Spouse. 1,000 shares of restricted stock granted on January 10, 2017, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in two equal annual installments of 500 shares, with the first installment to vest on December 29, 2017 and the remaining 500 shares to vest on December 31, 2018. 500 Shares of restricted stock granted on April 28, 2017, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan, all Shares have fully vested. 500 Shares of restricted stock granted on April 28, 2017, pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan which will fully vest on April 28, 2018. Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested. /s/ Todd Lampert by POA 2017-09-25