0001144204-12-059157.txt : 20121102 0001144204-12-059157.hdr.sgml : 20121102 20121102144827 ACCESSION NUMBER: 0001144204-12-059157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121101 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothblum Maydan CENTRAL INDEX KEY: 0001526161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54200 FILM NUMBER: 121176439 MAIL ADDRESS: STREET 1: 19655 DESCARTES CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DecisionPoint Systems, Inc. CENTRAL INDEX KEY: 0001505611 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 371644635 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8697 RESEARCH DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 465-0065 MAIL ADDRESS: STREET 1: 8697 RESEARCH DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Comamtech Inc. DATE OF NAME CHANGE: 20101112 4 1 v327291_form4.xml OWNERSHIP DOCUMENT X0306 4 2012-11-01 0 0001505611 DecisionPoint Systems, Inc. DPSI 0001526161 Rothblum Maydan 19655 DESCARTES FOOTHILL RANCH CA 92610-2609 1 0 0 0 Common Stock, par value $.001 per share 2012-11-01 4 J 0 59505 D 815122 I Footnotes Series C Cumulative Convertible Preferred Stock 3.20 2012-11-01 4 J 0 156250 D Common Stock 156250 976017 I Footnote Pursuant to a certain stock purchase agreement, dated November 1, 2012, by and between Sigma Opportunity Fund II, LLC ("Sigma Fund") and Donald Dalicandro ("Purchaser"), Purchaser purchased (i) 59,505 shares of Common Stock and (ii) 156,250 shares of Series C Convertible Preferred Stock of the Issuer from Sigma Fund for an aggregate purchase price of $500,000. The Reporting Person is a Managing Director of Sigma Capital Advisors, LLC ("Sigma Advisors"), the managing member of Sigma Fund. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any. Of these securities, (i) 65,000 shares are owned directly by Sigma Advisors and (ii) 750,122 shares are owned directly by Sigma Fund. The Series C Convertible Preferred Stock is currently exercisable and may be converted into shares of Common Stock by the holder at any time and has no expiration date. All of these securities reported are directly owned by Sigma Fund. /s/ Kevin W. Waite By: Kevin W. Waite, Power of Attorney 2012-11-01