SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form S-1 - General form for registration of securities under the Securities Act of 1933:
SEC Accession No. 0001193125-12-360813
Filing Date
2012-08-17
Accepted
2012-08-17 16:43:58
Documents
68

Document Format Files

Seq Description Document Type Size
1 FORM S-1 d392345ds1.htm S-1 2233432
2 FORM OF UNDERWRITING AGREEMENT d392345dex11.htm EX-1.1 163964
3 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION d392345dex31.htm EX-3.1 88622
4 BYLAWS d392345dex33.htm EX-3.3 171604
5 FORM OF AMENDED AND RESTATED BYLAWS d392345dex34.htm EX-3.4 118161
6 FORM OF COMMON STOCK CERTIFICATE d392345dex41.htm EX-4.1 10144
7 FORM OF INDEMNITY AGREEMENT d392345dex101.htm EX-10.1 48273
8 2009 EQUITY INCENTIVE PLAN AND FORM OF STOCK OPTION GRANT NOTICE d392345dex102.htm EX-10.2 181626
9 2012 EQUITY INCENTIVE PLAN AND FORM OF STOCK OPTION AGREEMENT d392345dex103.htm EX-10.3 208850
10 NON-EMPLOYEE DIRECTOR COMPENSATION POLICY d392345dex104.htm EX-10.4 11095
11 2012 EMPLOYEE STOCK PURCHASE PLAN d392345dex105.htm EX-10.5 56455
12 AMENDED AND RESTATED EMPLOYMENT AGREEMENT d392345dex106.htm EX-10.6 68088
13 AMENDED AND RESTATED EMPLOYMENT AGREEMENT d392345dex107.htm EX-10.7 66974
14 EMPLOYMENT AGREEMENT d392345dex108.htm EX-10.8 66146
15 LEASE d392345dex109.htm EX-10.9 326518
16 FIRST AMENDMENT TO LEASE d392345dex1010.htm EX-10.10 11470
17 SECOND AMENDMENT TO LEASE d392345dex1011.htm EX-10.11 27325
18 THIRD AMENDMENT TO LEASE d392345dex1012.htm EX-10.12 26378
19 FOUNDING INVESTOR RIGHTS AGREEMENT d392345dex1013.htm EX-10.13 177230
20 AMENDMENT NUMBER ONE TO THE FOUNDING INVESTOR RIGHTS AGREEMENT d392345dex1014.htm EX-10.14 9170
21 AMENDMENT NUMBER TWO TO THE FOUNDING INVESTOR RIGHTS AGREEMENT d392345dex1015.htm EX-10.15 10974
22 INVESTOR RIGHTS AGREEMENT d392345dex1016.htm EX-10.16 93612
23 AMENDED AND RESTATED LICENSE AND COLLABORATION AGREEMENT d392345dex1017.htm EX-10.17 2088782
24 AMENDMENT NUMBER ONE TO THE AMENDED & RESTATED LICENSE & COLLABORATION AGREEMENT d392345dex1018.htm EX-10.18 20104
25 AMENDMENT NUMBER TWO TO THE AMENDED & RESTATED LICENSE & COLLABORATION AGREEMENT d392345dex1019.htm EX-10.19 30128
26 PRODUCT DEVELOPMENT AND COMMERCIALIZATION AGREEMENT d392345dex1020.htm EX-10.20 565764
27 AMENDMENT #1 TO THE PRODUCT DEVELOPEMENT AND COMMERCIALIZATION AGREEMENT d392345dex1021.htm EX-10.21 116946
28 AMENDMENT #2 TO THE PRODUCT DEVELOPEMENT AND COMMERCIALIZATION AGREEMENT d392345dex1022.htm EX-10.22 21019
29 AMENDMENT #3 TO THE PRODUCT DEVELOPEMENT AND COMMERCIALIZATION AGREEMENT d392345dex1023.htm EX-10.23 14472
30 EXCLUSIVE LICENSE AND NONEXCLUSIVE OPTION AGREEMENT d392345dex1024.htm EX-10.24 231408
31 CO-EXCLUSIVE LICENSE AGREEMENT d392345dex1025.htm EX-10.25 114465
32 ASSIGNMENT AGREEMENT d392345dex1026.htm EX-10.26 11953
33 LICENSE AGREEMENT d392345dex1027.htm EX-10.27 140972
34 AMENDED AND RESTATED LICENSE AGREEMENT d392345dex1028.htm EX-10.28 180039
35 NYU-REGULUS LICENSE AGREEMENT d392345dex1029.htm EX-10.29 81666
36 EXCLUSIVE PATENT LICENSE AGREEMENT d392345dex1030.htm EX-10.30 170733
37 AMENDED AND RESTATED COLLABORATION AND LICENSE AGREEMENT d392345dex1031.htm EX-10.31 534952
38 NON-EXCLUSIVE TECHNOLOGY ALLIANCE AND OPTION AGREEMENT d392345dex1032.htm EX-10.32 201277
39 AMENDED AND RESTATED CONVERTIBLE PROMISSORY NOTE NO. 1 d392345dex1033.htm EX-10.33 40464
40 AMENDED AND RESTATED CONVERTIBLE PROMISSORY NOTE NO. 2 d392345dex1034.htm EX-10.34 96935
41 AMENDMENT #4 TO THE PRODUCT DEVELOPMENT AND COMMERCIALIZATION AGREEMENT d392345dex1035.htm EX-10.35 12660
42 AMENDMENT NUMBER THREE TO THE FOUNDING INVESTOR RIGHTS AGREEMENT d392345dex1036.htm EX-10.36 11481
43 COLLABORATION AND LICENSE AGREEMENT d392345dex1037.htm EX-10.37 463538
44 COMMON STOCK PURCHASE AGREEMENT d392345dex1038.htm EX-10.38 188265
45 COLLABORATION AND LICENSE AGREEMENT d392345dex1039.htm EX-10.39 228604
46 NOTE PURCHASE AGREEMENT d392345dex1040.htm EX-10.40 64264
47 CONVERTIBLE PROMISSORY NOTE d392345dex1041.htm EX-10.41 22548
48 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM d392345dex231.htm EX-23.1 1599
49 CONFIDENTIAL DRAFT REGISTRATION STATEMENT #1 d392345dex991.htm EX-99.1 7233198
50 CONFIDENTIAL DRAFT REGISTRATION STATEMENT #2 d392345dex992.htm EX-99.2 3187197
52 GRAPHIC g367508g04c54.jpg GRAPHIC 5865
53 GRAPHIC g367508g13u21.jpg GRAPHIC 19381
54 GRAPHIC g367508g22y52.jpg GRAPHIC 51984
55 GRAPHIC g367508g23x17.jpg GRAPHIC 50746
56 GRAPHIC g367508g26y41.jpg GRAPHIC 263010
57 GRAPHIC g367508g42a76.jpg GRAPHIC 1982
58 GRAPHIC g367508g71o46.jpg GRAPHIC 221857
59 GRAPHIC g367508g71t14.jpg GRAPHIC 16705
60 GRAPHIC g383967g13u21.jpg GRAPHIC 19381
61 GRAPHIC g383967g22y52.jpg GRAPHIC 51984
62 GRAPHIC g383967g23x17.jpg GRAPHIC 50746
63 GRAPHIC g383967g71t14.jpg GRAPHIC 16705
64 GRAPHIC g392345g13u21.jpg GRAPHIC 19381
65 GRAPHIC g392345g22y52.jpg GRAPHIC 51984
66 GRAPHIC g392345g23x17.jpg GRAPHIC 50746
67 GRAPHIC g392345g71t14.jpg GRAPHIC 16705
68 GRAPHIC g392345g81j44.jpg GRAPHIC 303293
69 GRAPHIC g392345g84q51.jpg GRAPHIC 155871
  Complete submission text file 0001193125-12-360813.txt   22140456
Mailing Address 3545 JOHN HOPKINS COURT SAN DIEGO CA 92121
Business Address 3545 JOHN HOPKINS COURT SAN DIEGO CA 92121 888-734-8587
Regulus Therapeutics Inc. (Filer) CIK: 0001505512 (see all company filings)

IRS No.: 264738379 | State of Incorp.: DE | Fiscal Year End: 1231
Type: S-1 | Act: 33 | File No.: 333-183384 | Film No.: 121043015
SIC: 2834 Pharmaceutical Preparations