0001140361-17-009952.txt : 20170301 0001140361-17-009952.hdr.sgml : 20170301 20170301160318 ACCESSION NUMBER: 0001140361-17-009952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130717 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioRestorative Therapies, Inc. CENTRAL INDEX KEY: 0001505497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 911835664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: (631) 760-8100 MAIL ADDRESS: STREET 1: 40 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: Stem Cell Assurance, Inc. DATE OF NAME CHANGE: 20101110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silva Francisco CENTRAL INDEX KEY: 0001527241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37603 FILM NUMBER: 17654049 MAIL ADDRESS: STREET 1: STEM CELL ASSURANCE, INC. STREET 2: 555 HERITAGE DRIVE CITY: JUPITER STATE: FL ZIP: 33458 4 1 doc1.xml FORM 4 X0306 4 2013-07-17 0 0001505497 BioRestorative Therapies, Inc. BRTX 0001527241 Silva Francisco 40 MARCUS DRIVE MELVILLE NY 11747 0 1 0 0 VP of Research and Development Common Stock 2013-07-17 4 P 0 50 10.40 A 50 I IRA Common Stock 2013-12-26 4 P 0 100 10.40 A 150 I IRA Common Stock 2014-06-11 4 P 0 20 7.60 A 170 I IRA Common Stock 2014-06-10 4 P 0 25 7.6 A 25 D Common Stock 2017-02-02 4 P 0 2250 4.25 A 2275 D Common Stock 2017-02-09 4 P 0 1800 4.38 A 4075 D Stock Option 4.7 2021-04-04 Common Stock 4000 4000 D Stock Option 4.7 2011-06-24 2021-06-23 Common Stock 150 150 D Stock Option 4.7 2011-11-16 2021-11-15 Common Stock 1000 1000 D Stock Option 4.7 2022-02-09 Common Stock 2000 2000 D Stock Option 4.7 2022-05-02 Common Stock 5500 5500 D Stock Option 4.7 2022-12-07 Common Stock 4000 4000 D Stock Option 4.7 2023-10-04 Common Stock 5000 5000 D Stock Option 4.7 2024-02-18 Common Stock 12500 12500 D Stock Option 4.7 2014-03-12 2024-03-11 Common Stock 2000 2000 D Stock Option 4.7 2014-04-14 2022-05-02 Common Stock 2000 2000 D Stock Option 4.7 2024-10-23 Common Stock 37500 37500 D Stock Option 4.7 2025-09-04 Common Stock 25000 25000 D Stock Option 3.73 2026-06-10 Common Stock 60000 60000 D The option is exercisable to the extent of 2,000 shares on each of April 5, 2011 and April 5, 2012. The option is exercisable to the extent of 1,000 shares on each of February 10, 2012 and February 10, 2013. The option is exercisable to the extent of 500 shares on each of May 3, 2013, May 3, 2014 and May 3, 2015, became exercisable to the extent of 1,000 shares based on the satisfaction of certain conditions and is exercisable to the extent of 3,000 shares subject to the satisfaction of certain conditions. The option is exercisable to the extent of 2,000 shares on each of December 7, 2012 and December 7, 2013. The option is exercisable to the extent of 2,500 shares on each of October 4, 2013 and October 4, 2014. The option is exercisable to the extent of 4,167 shares on each of February 18, 2014 and February 18, 2015, and 4,166 shares on February 18, 2016. The option is exercisable to the extent of 12,500 shares on each of October 23, 2015, October 23, 2016 and October 23, 2017. The option is exercisable to the extent of 8,334 shares on September 4, 2016 and 8,333 shares on each of September 4, 2017 and September 4, 2018. The option is exercisable to the extent of 20,000 shares on each of June 10, 2017, June 10, 2018 and June 10, 2019. /s/ Francisco Silva 2017-03-01