0001984088-24-000002.txt : 20240131 0001984088-24-000002.hdr.sgml : 20240131 20240131175449 ACCESSION NUMBER: 0001984088-24-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240129 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yates Oliver Robert MacFarlane CENTRAL INDEX KEY: 0001984088 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36720 FILM NUMBER: 24584200 MAIL ADDRESS: STREET 1: C/O UPLAND SOFTWARE, INC. STREET 2: 401 CONGRESS AVENUE, SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Upland Software, Inc. CENTRAL INDEX KEY: 0001505155 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 272992077 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-960-1010 MAIL ADDRESS: STREET 1: 401 CONGRESS AVE. STREET 2: SUITE 1850 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Silverback Acquisition Corp DATE OF NAME CHANGE: 20101105 4 1 wk-form4_1706741677.xml FORM 4 X0508 4 2024-01-29 0 0001505155 Upland Software, Inc. UPLD 0001984088 Yates Oliver Robert MacFarlane 401 CONGRESS AVENUE SUITE 1850 AUSTIN TX 78701 0 1 0 0 Chief Sales Officer 0 Common Stock 2024-01-29 2024-01-29 4 A 0 135000 0 A 258239 D The RSUs vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2023, provided that the Participant continues to be a Service Provider through each such vesting date. Notwithstanding the foregoing, in the event of the Participant's termination by the Company for any reason other than cause or if Participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the RSUs shall become fully vested. /s/ Matthew Smith (as attorney-in-fact for O. Yates) 2024-01-31