0001984088-24-000002.txt : 20240131
0001984088-24-000002.hdr.sgml : 20240131
20240131175449
ACCESSION NUMBER: 0001984088-24-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240129
FILED AS OF DATE: 20240131
DATE AS OF CHANGE: 20240131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yates Oliver Robert MacFarlane
CENTRAL INDEX KEY: 0001984088
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36720
FILM NUMBER: 24584200
MAIL ADDRESS:
STREET 1: C/O UPLAND SOFTWARE, INC.
STREET 2: 401 CONGRESS AVENUE, SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upland Software, Inc.
CENTRAL INDEX KEY: 0001505155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 272992077
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-960-1010
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Silverback Acquisition Corp
DATE OF NAME CHANGE: 20101105
4
1
wk-form4_1706741677.xml
FORM 4
X0508
4
2024-01-29
0
0001505155
Upland Software, Inc.
UPLD
0001984088
Yates Oliver Robert MacFarlane
401 CONGRESS AVENUE
SUITE 1850
AUSTIN
TX
78701
0
1
0
0
Chief Sales Officer
0
Common Stock
2024-01-29
2024-01-29
4
A
0
135000
0
A
258239
D
The RSUs vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of December 16, 2023, provided that the Participant continues to be a Service Provider through each such vesting date. Notwithstanding the foregoing, in the event of the Participant's termination by the Company for any reason other than cause or if Participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the RSUs shall become fully vested.
/s/ Matthew Smith (as attorney-in-fact for O. Yates)
2024-01-31